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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · PDSB

PDS Biotechnology Corp NASDAQ NMS - GLOBAL MARKET:PDSB

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.

9 new11 added23 reduced15 exited

New Positions(9)

ManagerSharesΔ SharesValueΔ Value% Δ
ARMISTICE CAPITAL, LLC2,834,506+2,834,506$2.2M+$2.2M
ACT CAPITAL MANAGEMENT, LLC30,000+30,000$23.1K+$23.1K
StoneX Group Inc.16,000+16,000$12.3K+$12.3K
Ground Swell Capital, LLC14,703+14,703$11.3K+$11.3K
DAVENPORT & Co LLC10,000+10,000$7.7K+$7.7K
GROUP ONE TRADING, L.P.3,922+3,922$3.0K+$3.0K
Tower Research Capital LLC (TRC)2,220+2,220$1.7K+$1.7K
Virtu Financial LLC32,099+32,099$25+$25
Wealth Group, Ltd.13,399+13,399$10+$10

Added To(11)

ManagerSharesΔ SharesValueΔ Value% Δ
VANGUARD GROUP INC1,950,946+49,505$1.5M-$418.2K2.6%
COMMONWEALTH EQUITY SERVICES, LLC196,797+106,300$151.5K+$151.4K117.5%
BlackRock, Inc.522,211+4,692$402.0K-$120.7K0.9%
GEODE CAPITAL MANAGEMENT, LLC520,398+38,399$400.7K-$86.2K8.0%
Bank of New York Mellon Corp69,311+40,018$53.4K+$23.8K136.6%
SIMPLEX TRADING, LLC19,106+6,701$14.7K+$14.7K54.0%
UBS Group AG251,705+51,469$193.8K-$8.4K25.7%
CITIGROUP INC9,393+9,369$7.2K+$7.2K39037.5%
XTX Topco Ltd34,218+14,519$26.3K+$6.4K73.7%
NORTHERN TRUST CORP143,873+30,401$110.8K-$3.9K26.8%
Tempus Wealth Planning, LLC61,800+14,000$47.6K-$70429.3%

Reduced(23)

ManagerSharesΔ SharesValueΔ Value% Δ
INSPIRION WEALTH ADVISORS, LLC180,495-163,899$138.9K-$1.2M-47.6%
Squarepoint Ops LLC192,556-99,071$148.2K-$146.3K-34.0%
RENAISSANCE TECHNOLOGIES LLC176,700-99,161$136.0K-$142.6K-35.9%
SUSQUEHANNA INTERNATIONAL GROUP, LLP38,566-55,778$29.7K-$65.6K-59.1%
BLAIR WILLIAM & CO/IL250,0000$192.4K-$60.0K0.0%
STATE STREET CORP133,3330$102.6K-$32.0K0.0%
AMUSSEN HUNSAKER ASSOCIATES LLC75,0160$57.7K-$18.8K0.0%
Rockefeller Capital Management L.P.25,664-8,803$19.8K-$15.1K-25.5%
Royal Bank of Canada65-7,367$0-$9.0K-99.1%
Federation des caisses Desjardins du Quebec14,800-4,000$11.4K-$7.6K-21.3%
MORGAN STANLEY4,922-3,337$3.8K-$4.6K-40.4%
FIRST MANHATTAN CO15,0000$11.5K-$3.6K0.0%
RAYMOND JAMES FINANCIAL INC13,736-40$10.6K-$3.3K-0.3%
GRANDFIELD & DODD, LLC10,0000$7.7K-$2.4K0.0%
WELLS FARGO & COMPANY/MN5,3290$4.1K-$1.3K0.0%
CREATIVE FINANCIAL DESIGNS INC /ADV3,0000$2.3K-$7210.0%
BNP PARIBAS ARBITRAGE, SNC648-488$499-$648-43.0%
JPMORGAN CHASE & CO19-600$15-$610-96.9%
JONES FINANCIAL COMPANIES LLLP2,0000$1.5K-$5020.0%
BANK OF AMERICA CORP /DE/1,028-9$791-$257-0.9%
Truvestments Capital LLC6550$504-$1580.0%
SBI Securities Co., Ltd.109-1$84-$27-0.9%
ADVISOR GROUP HOLDINGS, INC.170$13-$40.0%

Sold Out(15)

ManagerSharesΔ SharesValueΔ Value% Δ
CITADEL ADVISORS LLC0-414,830$0-$419.0K
Caption Management, LLC0-219,000$0-$221.2K
NEW YORK STATE COMMON RETIREMENT FUND0-36,830$0-$182.7K
Watts Gwilliam & Co., LLC0-55,000$0-$55.5K
JANE STREET GROUP, LLC0-36,581$0-$36.9K
DIMENSIONAL FUND ADVISORS LP0-18,382$0-$18.6K
TWO SIGMA SECURITIES, LLC0-14,149$0-$14.3K
MERCER GLOBAL ADVISORS INC /ADV0-12,500$0-$12.6K
Stratos Wealth Partners, LTD.0-11,303$0-$11.4K
BURNS J W & CO INC/NY0-10,300$0-$10.4K
Kathleen S. Wright Associates Inc.0-7,000$0-$7.1K
Baader Bank Aktiengesellschaft0-10,528$0-$6.6K
FMR LLC0-1,006$0-$1.0K
Rialto Wealth Management, LLC0-400$0-$404
ACADIAN ASSET MANAGEMENT LLC0-61,793$0-$61

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.

ManagerShares$ ValueΔ SharesQoQ %
ARMISTICE CAPITAL, LLC2,834,506$2.2M+2,834,506
VANGUARD GROUP INC1,950,946$1.5M+49,5052.6%
BlackRock, Inc.522,211$402.0K+4,6920.9%
GEODE CAPITAL MANAGEMENT, LLC520,398$400.7K+38,3998.0%
UBS Group AG251,705$193.8K+51,46925.7%
BLAIR WILLIAM & CO/IL250,000$192.4K00.0%
COMMONWEALTH EQUITY SERVICES, LLC196,797$151.5K+106,300117.5%
Squarepoint Ops LLC192,556$148.2K-99,071-34.0%
INSPIRION WEALTH ADVISORS, LLC180,495$138.9K-163,899-47.6%
RENAISSANCE TECHNOLOGIES LLC176,700$136.0K-99,161-35.9%
NORTHERN TRUST CORP143,873$110.8K+30,40126.8%
STATE STREET CORP133,333$102.6K00.0%
AMUSSEN HUNSAKER ASSOCIATES LLC75,016$57.7K00.0%
Bank of New York Mellon Corp69,311$53.4K+40,018136.6%
Tempus Wealth Planning, LLC61,800$47.6K+14,00029.3%
SUSQUEHANNA INTERNATIONAL GROUP, LLP38,566$29.7K-55,778-59.1%
XTX Topco Ltd34,218$26.3K+14,51973.7%
ACT CAPITAL MANAGEMENT, LLC30,000$23.1K+30,000
Rockefeller Capital Management L.P.25,664$19.8K-8,803-25.5%
SIMPLEX TRADING, LLC19,106$14.7K+6,70154.0%

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for PDSB against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.