New Positions
4 managers initiated
Top five by reported value
Oxford Lane Capital Corp NASDAQ NMS - GLOBAL MARKET:OXLCZ
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
4 new0 added0 reduced11 exited
Total Institutional Holders
4
as of 2025-12-31
Top Holder
Triumph Capital Management
$1.9M
Largest QoQ Increase
Triumph Capital Management
+441,779 sh
Largest QoQ Decrease
ADVISOR GROUP HOLDINGS, INC.
-528,261 sh
New Positions(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Triumph Capital Management | 441,779 | +441,779 | $1.9M | +$1.9M | — |
| Sanctuary Advisors, LLC | 80,970 | +80,970 | $368.2K | +$368.2K | — |
| Aventura Private Wealth, LLC | 15,000 | +15,000 | $66.6K | +$66.6K | — |
| DANSKE BANK A/S | 17 | +17 | $78 | +$78 | — |
Sold Out(11)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | 0 | -528,261 | $0 | -$2.0M | — |
| GatePass Capital, LLC | 0 | -47,400 | $0 | -$802.5K | — |
| Apollon Wealth Management, LLC | 0 | -28,209 | $0 | -$477.6K | — |
| NICOLET ADVISORY SERVICES, LLC | 0 | -20,383 | $0 | -$341.6K | — |
| Sage Capital Advisors,llc | 0 | -13,948 | $0 | -$236.1K | — |
| Basepoint Wealth LLC | 0 | -28,237 | $0 | -$130.5K | — |
| National Wealth Management Group, LLC | 0 | -12,514 | $0 | -$52.6K | — |
| WPG Advisers, LLC | 0 | -1,310 | $0 | -$22.2K | — |
| Royal Bank of Canada | 0 | -4,268 | $0 | -$18.0K | — |
| Ronald Blue Trust, Inc. | 0 | -60 | $0 | -$1.0K | — |
| CWM, LLC | 0 | -106 | $0 | -$2 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Triumph Capital Management | 441,779 | $1.9M | +441,779 | — |
| Sanctuary Advisors, LLC | 80,970 | $368.2K | +80,970 | — |
| Aventura Private Wealth, LLC | 15,000 | $66.6K | +15,000 | — |
| DANSKE BANK A/S | 17 | $78 | +17 | — |
New & Closed Positions this quarter
Closed Positions
11 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for OXLCZ against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.