New Positions
2 managers initiated
Top five by reported value
Nu Holdings Ltd NEW YORK STOCK EXCHANGE, INC.:NU
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
2 new3 added7 reduced4 exited
Total Institutional Holders
12
as of 2025-12-31
Top Holder
Cetera Investment Advisers
$1.3M
Largest QoQ Increase
Cetera Investment Advisers
+32,904 sh
Largest QoQ Decrease
ALEXANDER LABRUNERIE & CO., INC.
-11,899 sh
New Positions(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Daytona Street Capital LLC | 1,800 | +1,800 | $21.5K | +$21.5K | — |
| WELLS FARGO & COMPANY/MN | 1 | +1 | $11 | +$10 | — |
Added To(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Cetera Investment Advisers | 108,868 | +32,904 | $1.3M | +$462.1K | 43.3% |
| MORGAN STANLEY | 14,751 | +5,252 | $175.8K | +$71.3K | 55.3% |
| RAYMOND JAMES FINANCIAL INC | 21,379 | +845 | $254.8K | +$29.0K | 4.1% |
Reduced(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Baird Financial Group, Inc. | 11,245 | -2,500 | $134.0K | -$17.2K | -18.2% |
| Focus Partners Wealth | 17,655 | 0 | $210.5K | +$16.2K | 0.0% |
| Krilogy Financial LLC | 27,800 | 0 | $321.1K | +$12.9K | 0.0% |
| Walker Asset Management, LLC | 12,375 | 0 | $147.5K | +$11.4K | 0.0% |
| Royal Bank of Canada | 1,000 | -1,000 | $12.0K | -$8.0K | -50.0% |
| Farther Finance Advisors, LLC | 700 | 0 | $8.3K | +$644 | 0.0% |
| SMITH, MOORE & CO. | 18,928 | -1,612 | $225.6K | -$315 | -7.8% |
Sold Out(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ALEXANDER LABRUNERIE & CO., INC. | 0 | -11,899 | $0 | -$130.9K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | -10,645 | $0 | -$117.1K | — |
| HIGHLINE WEALTH PARTNERS LLC | 0 | -400 | $0 | -$4.4K | — |
| UBS Group AG | 0 | -296 | $0 | -$3.3K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Cetera Investment Advisers | 108,868 | $1.3M | +32,904 | 43.3% |
| Krilogy Financial LLC | 27,800 | $321.1K | 0 | 0.0% |
| RAYMOND JAMES FINANCIAL INC | 21,379 | $254.8K | +845 | 4.1% |
| SMITH, MOORE & CO. | 18,928 | $225.6K | -1,612 | -7.8% |
| Focus Partners Wealth | 17,655 | $210.5K | 0 | 0.0% |
| MORGAN STANLEY | 14,751 | $175.8K | +5,252 | 55.3% |
| Walker Asset Management, LLC | 12,375 | $147.5K | 0 | 0.0% |
| Baird Financial Group, Inc. | 11,245 | $134.0K | -2,500 | -18.2% |
| Daytona Street Capital LLC | 1,800 | $21.5K | +1,800 | — |
| Royal Bank of Canada | 1,000 | $12.0K | -1,000 | -50.0% |
| Farther Finance Advisors, LLC | 700 | $8.3K | 0 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | $11 | +1 | — |
New & Closed Positions this quarter
Closed Positions
4 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for NU against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.