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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · MIND

MIND Technology, Inc. NCM:MIND

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.

21 new16 added19 reduced10 exited

New Positions(21)

ManagerSharesΔ SharesValueΔ Value% Δ
COMMONWEALTH EQUITY SERVICES, LLC54,834+54,834$482.0K+$482.0K
Cerity Partners LLC24,777+24,777$217.8K+$217.8K
MARSHALL WACE, LLP14,257+14,257$125.3K+$125.3K
Arkadios Wealth Advisors12,090+12,090$106.3K+$106.3K
Qube Research & Technologies Ltd12,020+12,020$105.7K+$105.7K
IFP Advisors, Inc4,262+4,262$36.0K+$36.0K
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,600+2,600$22.9K+$22.9K
Parvin Asset Management, LLC1,750+1,750$15.4K+$15.4K
Aventura Private Wealth, LLC1,363+1,363$11.6K+$11.6K
Allworth Financial LP1,100+1,100$9.7K+$9.7K
Farther Finance Advisors, LLC1,000+1,000$8.8K+$8.8K
McIlrath & Eck, LLC605+605$5.3K+$5.3K
JPMORGAN CHASE & CO350+350$3.1K+$3.1K
CIBC Private Wealth Group, LLC323+323$2.8K+$2.8K
NewEdge Advisors, LLC300+300$2.6K+$2.6K
Parallel Advisors, LLC200+200$1.8K+$1.8K
Cambridge Investment Research Advisors, Inc.77,349+77,349$680+$680
Clearstead Advisors, LLC50+50$440+$440
HRT FINANCIAL LP31,531+31,531$277+$277
HAZLETT, BURT & WATSON, INC.2,950+2,950$27+$27
CITIGROUP INC1+1$9+$9

Added To(16)

ManagerSharesΔ SharesValueΔ Value% Δ
VANGUARD GROUP INC294,884+150,461$2.6M+$1.4M104.2%
AMERIPRISE FINANCIAL INC97,212+42,000$854.5K+$407.8K76.1%
MORGAN STANLEY20,800+15,278$182.8K+$138.2K276.7%
JANE STREET GROUP, LLC32,190+13,372$282.9K+$130.7K71.0%
RBF Capital, LLC24,476+12,238$215.1K+$116.1K100.0%
Stratos Wealth Partners, LTD.80,463+4,583$707.3K+$93.4K6.0%
UBS Group AG41,042+7,949$360.8K+$93.0K24.0%
GEODE CAPITAL MANAGEMENT, LLC90,429+1,228$795.0K+$73.2K1.4%
DIMENSIONAL FUND ADVISORS LP63,540+117$558.5K+$45.4K0.2%
LPL Financial LLC19,736+1,472$173.5K+$25.7K8.1%
Pinnacle Holdings, LLC5,280+1,820$46.4K+$18.4K52.6%
WELLS FARGO & COMPANY/MN13,530+800$118.9K+$15.9K6.3%
CoreCap Advisors, LLC1,200+700$10.5K+$6.5K140.0%
BANK OF AMERICA CORP /DE/1,121+478$9.9K+$4.7K74.3%
Tower Research Capital LLC (TRC)558+429$4.9K+$3.9K332.6%
CWM, LLC25,255+380$222+$211.5%

Reduced(19)

ManagerSharesΔ SharesValueΔ Value% Δ
RENAISSANCE TECHNOLOGIES LLC22,581-74,959$198.5K-$590.6K-76.8%
Royal Bank of Canada2,095-62,215$18.0K-$454.0K-96.7%
ARS Investment Partners, LLC79,496-49,995$698.8K-$348.8K-38.6%
EVERGREEN CAPITAL MANAGEMENT LLC18,912-30,088$166.2K-$230.2K-61.4%
GOLDMAN SACHS GROUP INC14,519-23,216$127.6K-$177.7K-61.5%
ADVISOR GROUP HOLDINGS, INC.4,324-4,266$38.0K-$47.7K-49.7%
BlackRock, Inc.66,855-1,122$587.7K+$37.7K-1.6%
TWO SIGMA INVESTMENTS, LP15,734-5,324$138.3K-$32.1K-25.3%
STATE STREET CORP35,602-4,800$312.9K-$13.9K-11.9%
GPS Wealth Strategies Group, LLC850-1,000$7.5K-$7.5K-54.0%
ISLAY CAPITAL MANAGEMENT, LLC1,0000$8.8K+$7000.0%
Hurley Capital, LLC1,0000$8.8K+$7000.0%
FMR LLC7330$6.4K+$5130.0%
SBI Securities Co., Ltd.1,060-34$9.3K+$467-3.1%
Darwin Wealth Management, LLC6500$5.7K+$4550.0%
Inlight Wealth Management, LLC2500$2.2K+$1750.0%
SWAN Capital LLC100-30$879-$173-23.1%
REAP Financial Group, LLC2000$1.8K+$1400.0%
SIGNATUREFD, LLC1000$879+$700.0%

Sold Out(10)

ManagerSharesΔ SharesValueΔ Value% Δ
AEGIS FINANCIAL CORP0-79,572$0-$643.7K
CITADEL ADVISORS LLC0-41,967$0-$339.5K
CORSAIR CAPITAL MANAGEMENT, L.P.0-20,292$0-$164.2K
BRIGHTON JONES LLC0-18,448$0-$149.2K
NORTHERN TRUST CORP0-16,843$0-$136.3K
RAYMOND JAMES FINANCIAL INC0-10,651$0-$86.2K
Advisory Services Network, LLC0-1,050$0-$8.5K
Wealthspire Advisors, LLC0-294$0-$2.4K
Bell Investment Advisors, Inc0-55$0-$445
GSA CAPITAL PARTNERS LLP0-14,888$0-$120

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.

ManagerShares$ ValueΔ SharesQoQ %
VANGUARD GROUP INC294,884$2.6M+150,461104.2%
AMERIPRISE FINANCIAL INC97,212$854.5K+42,00076.1%
GEODE CAPITAL MANAGEMENT, LLC90,429$795.0K+1,2281.4%
Stratos Wealth Partners, LTD.80,463$707.3K+4,5836.0%
ARS Investment Partners, LLC79,496$698.8K-49,995-38.6%
BlackRock, Inc.66,855$587.7K-1,122-1.6%
DIMENSIONAL FUND ADVISORS LP63,540$558.5K+1170.2%
COMMONWEALTH EQUITY SERVICES, LLC54,834$482.0K+54,834
UBS Group AG41,042$360.8K+7,94924.0%
STATE STREET CORP35,602$312.9K-4,800-11.9%
JANE STREET GROUP, LLC32,190$282.9K+13,37271.0%
Cerity Partners LLC24,777$217.8K+24,777
RBF Capital, LLC24,476$215.1K+12,238100.0%
RENAISSANCE TECHNOLOGIES LLC22,581$198.5K-74,959-76.8%
MORGAN STANLEY20,800$182.8K+15,278276.7%
LPL Financial LLC19,736$173.5K+1,4728.1%
EVERGREEN CAPITAL MANAGEMENT LLC18,912$166.2K-30,088-61.4%
TWO SIGMA INVESTMENTS, LP15,734$138.3K-5,324-25.3%
GOLDMAN SACHS GROUP INC14,519$127.6K-23,216-61.5%
MARSHALL WACE, LLP14,257$125.3K+14,257

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for MIND against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.