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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · GNPX

Genprex Inc NASDAQ NMS - GLOBAL MARKET:GNPX

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.

2 new0 added1 reduced18 exited

New Positions(2)

ManagerSharesΔ SharesValueΔ Value% Δ
Allworth Financial LP125+125$22+$22—
Mount Yale Investment Advisors, LLC50+50$11+$11—

Reduced(1)

ManagerSharesΔ SharesValueΔ Value% Δ
BANK OF AMERICA CORP /DE/7150$121$00.0%

Sold Out(18)

ManagerSharesΔ SharesValueΔ Value% Δ
VANGUARD GROUP INC0-433,369$0-$73.2K—
SUSQUEHANNA INTERNATIONAL GROUP, LLP0-340,056$0-$57.6K—
JANE STREET GROUP, LLC0-205,180$0-$34.8K—
GEODE CAPITAL MANAGEMENT, LLC0-164,027$0-$27.8K—
UBS Group AG0-162,202$0-$27.4K—
TCG Advisory Services, LLC0-17,000$0-$2.9K—
BlackRock, Inc.0-9,391$0-$1.6K—
ADVISOR GROUP HOLDINGS, INC.0-8,610$0-$1.4K—
CITIGROUP INC0-6,084$0-$1.0K—
Tower Research Capital LLC (TRC)0-5,808$0-$984—
MORGAN STANLEY0-958$0-$162—
HighMark Wealth Management LLC0-500$0-$85—
Nemes Rush Group LLC0-250$0-$42—
GROUP ONE TRADING, L.P.0-24$0-$4—
JPMORGAN CHASE & CO0-5$0-$1—
Global Retirement Partners, LLC0-5$0-$1—
Royal Bank of Canada0-126$0$0—
Capital Advisors, Ltd. LLC0-25$0$0—

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.

ManagerShares$ ValueΔ SharesQoQ %
BANK OF AMERICA CORP /DE/715$12100.0%
Allworth Financial LP125$22+125—
Mount Yale Investment Advisors, LLC50$11+50—

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for GNPX against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.