13F QoQ Ownership Changes
DTF Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 9 new · 8 added · 16 reduced · 2 exited
New Positions(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Avise Financial Cooperative, Inc. | 47,027 | +47,027 | $537.0K | +$537.0K | — |
| Sanctuary Advisors, LLC | 18,422 | +18,422 | $210.4K | +$210.4K | — |
| LPL Financial LLC | 17,831 | +17,831 | $203.6K | +$203.6K | — |
| Savvy Advisors, Inc. | 14,545 | +14,545 | $166.1K | +$166.1K | — |
| Closed-End Fund Advisors, Inc. | 14,433 | +14,433 | $164.8K | +$164.8K | — |
| Garner Asset Management Corp | 6,154 | +6,154 | $70.3K | +$70.3K | — |
| WFA of San Diego, LLC | 2,000 | +2,000 | $22.9K | +$22.9K | — |
| Pinnacle Wealth Planning Services, Inc. | 1,250 | +1,250 | $14.3K | +$14.3K | — |
| Cedar Wealth Management, LLC | 732 | +732 | $8.4K | +$8.4K | — |
Added To(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Focus Partners Wealth | 480,856 | +463,604 | $5.5M | +$5.3M | 2687.2% |
| Beverly Hills Private Wealth, LLC | 334,925 | +26,327 | $3.8M | +$297.6K | 8.5% |
| Hara Capital LLC | 288,189 | +12,898 | $3.3M | +$144.5K | 4.7% |
| Karpus Management, Inc. | 21,031 | +9,496 | $240.2K | +$108.3K | 82.3% |
| Prestige Wealth Management Group LLC | 2,400 | +2,000 | $26.9K | +$22.3K | 500.0% |
| MORGAN STANLEY | 80,712 | +1,501 | $921.7K | +$16.3K | 1.9% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,492 | +805 | $222.6K | +$9.0K | 4.3% |
| Basepoint Wealth LLC | 19,638 | +167 | $224.3K | +$1.7K | 0.8% |
Reduced(16)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 62,411 | -43,655 | $712.7K | -$499.6K | -41.1% |
| 1607 Capital Partners, LLC | 95,629 | -20,000 | $1.1M | -$229.6K | -17.3% |
| J.W. COLE ADVISORS, INC. | 13,080 | 0 | $0 | -$149.5K | 0.0% |
| UBS Group AG | 597 | -9,170 | $6.8K | -$104.8K | -93.9% |
| MELFA WEALTH MANAGEMENT, INC. | 10,939 | -3,400 | $124.9K | -$39.0K | -23.7% |
| Centennial Bank/AR/ | 1,500 | -1,500 | $17.1K | -$16.8K | -50.0% |
| OSAIC HOLDINGS, INC. | 807 | -1,043 | $9.2K | -$11.8K | -56.4% |
| Almitas Capital LLC | 350,940 | 0 | $4.0M | -$3.5K | 0.0% |
| SEVEN MILE ADVISORY | 126,477 | 0 | $1.4M | -$1.3K | 0.0% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 71,012 | 0 | $811.0K | -$710 | 0.0% |
| Corient Private Wealth LLC | 17,541 | -18 | $200.3K | -$381 | -0.1% |
| Corps Capital Advisors, LLC | 19,000 | 0 | $217.0K | -$190 | 0.0% |
| Nuveen, LLC | 16,077 | 0 | $183.6K | -$161 | 0.0% |
| Aptus Capital Advisors, LLC | 14,545 | 0 | $166.1K | -$145 | 0.0% |
| SIT INVESTMENT ASSOCIATES INC | 920,582 | 0 | $10.5K | -$9 | 0.0% |
| WELLS FARGO & COMPANY/MN | 501 | 0 | $5.7K | $0 | 0.0% |
Sold Out(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Kovitz Investment Group Partners, LLC | 0 | -466,941 | $0 | -$5.3M | — |
| Steward Partners Investment Advisory, LLC | 0 | -277 | $0 | -$3.2K | — |