New Positions
2 managers initiated
Top five by reported value
CEL-SCI Corp NYSE MKT LLC:CVM
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-09-30 · prior 2025-06-30.
2 new0 added2 reduced3 exited
Total Institutional Holders
3
as of 2025-09-30
Top Holder
Caldwell Trust Co
$6.9K
Largest QoQ Increase
Royal Bank of Canada
+1,883 sh
Largest QoQ Decrease
ADVISOR GROUP HOLDINGS, INC.
-297,877 sh
New Positions(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Caldwell Trust Co | 750 | +750 | $6.9K | +$6.9K | — |
| Royal Bank of Canada | 1,883 | +1,883 | $0 | $0 | — |
Reduced(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Darwin Wealth Management, LLC | 45 | 0 | $18 | $0 | 0.0% |
| Russell Investments Group, Ltd. | 0 | 0 | $0 | $0 | — |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | 0 | -297,877 | $0 | -$119.2K | — |
| StoneX Group Inc. | 0 | -21,414 | $0 | -$80.6K | — |
| Squarepoint Ops LLC | 0 | -86,597 | $0 | -$20.0K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-09-30.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Caldwell Trust Co | 750 | $6.9K | +750 | — |
| Darwin Wealth Management, LLC | 45 | $18 | 0 | 0.0% |
| Royal Bank of Canada | 1,883 | $0 | +1,883 | — |
New & Closed Positions this quarter
Closed Positions
3 managers exited
Top five by prior-quarter value
- ADVISOR GROUP HOLDINGS, INC.$119.2K
- StoneX Group Inc.$80.6K
- Squarepoint Ops LLC$20.0K
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for CVM against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.