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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · CMND

Clearmind Medicine Inc NASDAQ NMS - GLOBAL MARKET:CMND

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-09-30 · prior 2025-06-30.

3 new2 added3 reduced4 exited

New Positions(3)

ManagerSharesΔ SharesValueΔ Value% Δ
SUSQUEHANNA INTERNATIONAL GROUP, LLP24,292+24,292$24.9K+$24.9K
ADVISOR GROUP HOLDINGS, INC.395+395$404+$404
Virtu Financial LLC28,554+28,554$29+$29

Added To(2)

ManagerSharesΔ SharesValueΔ Value% Δ
AdvisorShares Investments LLC224,378+18,445$230.0K+$48.1K8.9%
Royal Bank of Canada1,138+569$2.0K+$1.0K100.0%

Reduced(3)

ManagerSharesΔ SharesValueΔ Value% Δ
MORGAN STANLEY2,5640$2.6K+$3200.0%
NATIONAL BANK OF CANADA /FI/3790$387+$530.0%
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00$0$0

Sold Out(4)

ManagerSharesΔ SharesValueΔ Value% Δ
Gotham Asset Management, LLC0-344,521$0-$5.3M
Cornerstone Wealth Group, LLC0-20,000$0-$18.0K
XTX Topco Ltd0-11,523$0-$10.2K
JPMORGAN CHASE & CO0-3,536$0-$3.1K

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-09-30.

ManagerShares$ ValueΔ SharesQoQ %
AdvisorShares Investments LLC224,378$230.0K+18,4458.9%
SUSQUEHANNA INTERNATIONAL GROUP, LLP24,292$24.9K+24,292
MORGAN STANLEY2,564$2.6K00.0%
Royal Bank of Canada1,138$2.0K+569100.0%
ADVISOR GROUP HOLDINGS, INC.395$404+395
NATIONAL BANK OF CANADA /FI/379$38700.0%
Virtu Financial LLC28,554$29+28,554

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for CMND against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.