Institutional Manager · CIK 0001801373
LifeSteps Financial, Inc.
CLAREMONT, CA · File #028-19720
Latest AUM
$156.3M
Positions
90
Top-10 Concentration
64.3%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | 81369Y803 | +14,389 | +$2.1M | -$2.0M |
| REDUCE | APPLE INC COM | AAPL | -3,057 | -$831,071 | +$529,721 |
| REDUCE | SPDR S&P 500 ETF TRUST | SPY | -700 | -$477,345 | +$542,129 |
| REDUCE | INVESCO QQQ TRUST SERIES I | IVZ | -766 | -$470,558 | +$564,293 |
| ADD | NETFLIX INC. COM | NFLX | +4,792 | +$449,298 | -$572,473 |
| EXITED | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | -539 | -$252,504 | $0 |
| NEW | PALANTIR TECHNOLOGIES INC CL A | PLTR | +1,413 | +$251,161 | $0 |
| NEW | LAM RESEARCH CORP COM NEW | LRCX | +1,272 | +$217,741 | $0 |
| REDUCE | ISHARES CORE S&P MID-CAP ETF | 464287507 | -1,748 | -$115,367 | +$48,267 |
| REDUCE | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | -743 | -$106,635 | +$76,577 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202590 pos · $156.3M
- 13F HOLDINGS REPORTQ/E Sep 202589 pos · $155.7M
- 13F HOLDINGS REPORTQ/E Jun 202586 pos · $145.5M
- 13F HOLDINGS REPORTQ/E Mar 202582 pos · $123.3M
- 13F HOLDINGS REPORTQ/E Dec 202482 pos · $130.3M
- 13F HOLDINGS REPORTQ/E Sep 202485 pos · $127.8M
- 13F HOLDINGS REPORTQ/E Jun 202481 pos · $121.1M
- 13F HOLDINGS REPORTQ/E Mar 2024441 pos · $132.5M
- 13F HOLDINGS REPORTQ/E Dec 202372 pos · $98.3M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | INVESCO QQQ TRUST SERIES I | IVZ | 39,721 | $24.4M | 17.01% |
| 2 | SPDR S&P 500 ETF TRUST | SPY | 33,742 | $23.0M | 16.04% |
| 3 | NVIDIA CORPORATION COM | NVDA | 49,829 | $9.3M | 6.48% |
| 4 | APPLE INC COM | AAPL | 27,692 | $7.5M | 5.25% |
| 5 | MICROSOFT CORP COM | MSFT | 13,928 | $6.7M | 4.70% |
| 6 | VANGUARD VALUE ETF | 922908744 | 24,764 | $4.7M | 3.30% |
| 7 | ISHARES CORE S&P MID-CAP ETF | 464287507 | 63,497 | $4.2M | 2.92% |
| 8 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | 921946406 | 29,075 | $4.2M | 2.91% |
| 9 | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | 81369Y803 | 28,859 | $4.2M | 2.90% |
| 10 | STATE STREET SPDR S&P DIVIDEND ETF | 78464A763 | 29,051 | $4.0M | 2.82% |
| 11 | JPMORGAN CHASE & CO. COM | VYLD | 10,039 | $3.2M | 2.25% |
| 12 | SCHWAB US DIVIDEND EQUITY ETF | 808524797 | 114,061 | $3.1M | 2.18% |
| 13 | ISHARES RUSSELL 2000 ETF | 464287655 | 11,940 | $2.9M | 2.05% |
| 14 | SCHWAB U.S. MID-CAP ETF | 808524508 | 91,965 | $2.8M | 1.93% |
| 15 | US BANCORP DEL COM NEW | USB-PS | 50,390 | $2.7M | 1.87% |
| 16 | AMAZON COM INC COM | AMZN | 10,315 | $2.4M | 1.66% |
| 17 | ISHARES S&P SMALL-CAP 600 VALUE ETF | 464287879 | 20,109 | $2.3M | 1.59% |
| 18 | VANGUARD GROWTH ETF | 922908736 | 3,937 | $1.9M | 1.34% |
| 19 | ABBVIE INC COM | ABBV | 7,329 | $1.7M | 1.17% |
| 20 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 3,098 | $1.6M | 1.09% |