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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

NorthRock Partners, LLC

Quarter ended Q2 2023 · Filed May 4, 2023 · Accession 0001214659-23-006471

Total Value
$939.4M
Positions
327
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (327)

#IssuerTicker / CUSIPSharesValue% of Filing
1SPDR S&P 500 ETF TRSPY419,660$171.8M18.29%
2SPDR SER TR78464A5082,247,866$91.5M9.74%
3APPLE INCAAPL388,065$64.0M6.81%
4SPDR SER TR78464A4091,017,164$56.3M5.99%
5SPDR SER TR78464A839681,477$45.0M4.79%
6SPDR SER TR78464A300453,487$34.5M3.68%
7MONDELEZ INTL INC609207105468,840$32.7M3.48%
8SPDR SER TR78464A821470,825$32.2M3.43%
9SPDR SER TR78464A201369,190$27.2M2.90%
10ISHARES TR46428761496,668$23.6M2.51%
11ISHARES TR464287465317,491$22.7M2.42%
12TARGET CORPTGT98,561$16.3M1.74%
13MICROSOFT CORPMSFT53,498$15.4M1.64%
14PHILIP MORRIS INTL INC718172109139,751$13.6M1.45%
15AMERIPRISE FINL INC03076C10629,931$9.2M0.98%
16FIRST TR EXCHNG TRADED FD VI33740F755338,139$7.9M0.84%
17ATI INCATI198,736$7.8M0.83%
18AMAZON COM INCAMZN64,436$6.7M0.71%
19VANGUARD INDEX FDS92290876932,587$6.7M0.71%
20ISHARES TR46428748171,419$6.5M0.69%
21KRAFT HEINZ COKHC160,217$6.2M0.66%
22ALTRIA GROUP INCMO137,584$6.1M0.65%
23ALPHABET INCGOOG56,981$5.9M0.63%
24BERKSHIRE HATHAWAY INC DELBRK-A17,361$5.4M0.57%
25NVIDIA CORPORATIONNVDA18,165$5.0M0.54%
26TESLA INCTSLA22,190$4.6M0.49%
27ISHARES TR46428765525,176$4.5M0.48%
28VANGUARD SPECIALIZED FUNDS92190884428,157$4.3M0.46%
29MCDONALDS CORPMCD15,185$4.2M0.45%
30ABBVIE INCABBV26,335$4.2M0.45%
31JPMORGAN CHASE & COVYLD28,717$3.7M0.40%
32JOHNSON & JOHNSONJNJ23,527$3.6M0.39%
33INVESCO QQQ TRIVZ10,498$3.4M0.36%
34UNITEDHEALTH GROUP INCUNH6,836$3.2M0.34%
35PROCTER AND GAMBLE CO74271810919,578$2.9M0.31%
36ESTABLISHMENT LABS HLDGS INCESTA42,931$2.9M0.31%
37ISHARES TR46428759818,438$2.8M0.30%
38ISHARES TR46428762212,032$2.7M0.29%
39META PLATFORMS INCMETA11,839$2.5M0.27%
40ILLINOIS TOOL WKS INC4523081099,561$2.3M0.25%
41BOEING COBA-PA10,697$2.3M0.24%
42COSTCO WHSL CORP NEW22160K1054,562$2.3M0.24%
43MERCK & CO INCMRK20,232$2.2M0.23%
44VISA INCV9,252$2.1M0.22%
45EXXON MOBIL CORPXOM18,909$2.1M0.22%
46PEPSICO INCPEP11,121$2.0M0.22%
47SYSCO CORPSYY25,366$2.0M0.21%
48ISHARES TR46428888520,698$1.9M0.21%
49HONEYWELL INTL INC4385161069,847$1.9M0.20%
50UNITED PARCEL SERVICE INCUPS9,683$1.9M0.20%
51CHEVRON CORP NEWCVX11,021$1.8M0.19%
52ISHARES TR46428788715,997$1.8M0.19%
53NETFLIX INCNFLX5,015$1.7M0.18%
54HOME DEPOT INCHD5,693$1.7M0.18%
55SPDR S&P MIDCAP 400 ETF TRMDY3,606$1.7M0.18%
56SPDR SER TR78464A76313,068$1.6M0.17%
57VANGUARD INDEX FDS92290865211,307$1.6M0.17%
58MASTERCARD INCORPORATEDMA4,304$1.6M0.17%
59ALPHABET INCGOOG14,909$1.6M0.17%
60THERMO FISHER SCIENTIFIC INCTMO2,680$1.5M0.16%
61LILLY ELI & COLLY4,396$1.5M0.16%
62BANK MONTREAL QUE06367110116,880$1.5M0.16%
63WELLS FARGO CO NEW94974610139,606$1.5M0.16%
64WALMART INCWMT9,917$1.5M0.16%
65VANGUARD INDEX FDS9229087365,853$1.5M0.16%
66CISCO SYS INCCSCO27,727$1.4M0.15%
67INTEL CORPINTC43,531$1.4M0.15%
68ABBOTT LABSABLZF13,745$1.4M0.15%
69STITCH FIX INCSFIX257,379$1.3M0.14%
70ISHARES TR4642872003,143$1.3M0.14%
71VERIZON COMMUNICATIONS INCVZ33,193$1.3M0.14%
72TYSON FOODS INCTSN21,389$1.3M0.14%
73EDWARDS LIFESCIENCES CORPEW15,183$1.3M0.13%
74HAWKINS INCHWKN28,577$1.3M0.13%
75RAYTHEON TECHNOLOGIES CORPRTX12,568$1.2M0.13%
76SALESFORCE INCCRM6,015$1.2M0.13%
77XCEL ENERGY INCXELLL17,786$1.2M0.13%
78DISNEY WALT CO25468710611,839$1.2M0.13%
79VANGUARD INDEX FDS9229083633,145$1.2M0.13%
80STRYKER CORPORATIONSYK4,097$1.2M0.12%
81ISHARES TR46428784611,632$1.2M0.12%
82STARBUCKS CORPSBUX11,056$1.2M0.12%
83CATERPILLAR INCCAT5,001$1.1M0.12%
84PFIZER INCPFE27,800$1.1M0.12%
85SPDR SER TR78464A81313,450$1.1M0.12%
86COCA COLA COKO17,738$1.1M0.12%
87BANK AMERICA CORP06050510437,166$1.1M0.11%
88AMCOR PLCAMCCF91,988$1.0M0.11%
89WALGREENS BOOTS ALLIANCE INC93142710829,700$1.0M0.11%
90WEC ENERGY GROUP INCWEC10,698$1.0M0.11%
91VANGUARD INDEX FDS92290855311,866$985,3580.10%
92VANGUARD SCOTTSDALE FDS92206C71414,644$978,3510.10%
93CENTRAL GARDEN & PET COCENTA24,574$960,1060.10%
94SPDR INDEX SHS FDS78463X88929,170$936,9260.10%
95ORACLE CORPORCL-PD9,890$918,9470.10%
96DEERE & CODE2,207$911,2260.10%
97ADOBE SYSTEMS INCORPORATEDADBE2,359$909,1510.10%
98ISHARES TR4642877623,312$904,3750.10%
99BROADCOM INCAVGO1,380$885,2300.09%
1003M COMMM8,276$869,8820.09%
101INTERNATIONAL BUSINESS MACHSINTR6,398$838,6800.09%
102COMCAST CORP NEWCCZ21,940$831,7640.09%
103DANAHER CORPORATION2358511023,300$831,6200.09%
104AT&T INCT-PC42,857$824,9930.09%
105OWL ROCK CAPITAL CORPORATIONOWL64,566$814,1720.09%
106GRAPHIC PACKAGING HLDG COGPK31,724$808,6440.09%
107AMERICAN EXPRESS COAXP4,877$804,4610.09%
108VANGUARD SCOTTSDALE FDS92206C77117,220$801,5930.09%
109NEXTERA ENERGY INCNEE-PW10,343$797,2060.08%
110ISHARES TR46432F3396,363$789,4260.08%
111LOWES COS INC5486611073,931$786,1110.08%
112ADVANCED MICRO DEVICES INCAMD7,829$767,3490.08%
113QUALCOMM INCQCOM5,920$755,2350.08%
114LOCKHEED MARTIN CORPLMT1,594$753,7570.08%
115BAXTER INTL INC07181310917,609$714,2290.08%
116DIMENSIONAL ETF TRUST25434V70827,866$710,0260.08%
117TEXAS INSTRS INC8825081043,747$697,0500.07%
118ISHARES TR4642871685,768$675,9420.07%
119DUKE ENERGY CORP NEWDUKB6,986$673,8990.07%
120ENTERPRISE PRODS PARTNERS L29379210725,489$660,1650.07%
121SOUTHERN COSOMN9,423$655,6490.07%
122ACCENTURE PLC IRELANDACN2,278$650,9810.07%
123S&P GLOBAL INCSPGI1,869$644,3840.07%
124NIKE INCNKE5,218$639,9510.07%
125BRISTOL-MYERS SQUIBB COCELG-RI9,218$638,8780.07%
126MOTOROLA SOLUTIONS INCMSI2,156$616,9710.07%
127SCHWAB STRATEGIC TR80852420112,603$609,5950.06%
128MORGAN STANLEYMS-PQ6,920$607,5790.06%
129ZOETIS INCZTS3,643$606,3890.06%
130AMGEN INCAMGN2,493$602,5780.06%
131APPLIED MATLS INC0382221054,875$598,7960.06%
132METTLER TOLEDO INTERNATIONALMTD390$596,7820.06%
133ISHARES TR46428887712,227$593,3760.06%
134GENERAL ELECTRIC CO3696043016,206$593,2630.06%
135CONOCOPHILLIPSCOP5,944$589,6750.06%
136VANGUARD INDEX FDS9229085124,342$582,0800.06%
137UNION PAC CORPUNP2,790$561,4920.06%
138CINTAS CORPCTAS1,206$557,9920.06%
139PAYPAL HLDGS INCPYPL7,319$555,8050.06%
140VANGUARD WORLD FDS92204A7021,420$547,3070.06%
141ROPER TECHNOLOGIES INCROP1,202$529,7090.06%
142GENERAL DYNAMICS CORPGD2,319$529,2270.06%
143VANGUARD INTL EQUITY INDEX F9220427759,929$527,9090.06%
144MARSH & MCLENNAN COS INC5717481023,106$517,3480.06%
145SCHWAB STRATEGIC TR8085247977,016$513,2830.05%
146COOPER STD HLDGS INC21676P10336,000$512,6400.05%
147LINDE PLCLIN1,441$512,1890.05%
148SPDR SER TR78468R78813,377$508,3260.05%
149MEDTRONIC PLCMDT6,264$504,9880.05%
150BLACKROCK INCBLK748$500,5480.05%
151ISHARES TR4642888025,680$498,5380.05%
152FISERV INCFISV4,394$496,6540.05%
153INTUITINTU1,112$495,7630.05%
154PROLOGIS INC.PLDGP3,969$495,1870.05%
155NORTHROP GRUMMAN CORPNOC1,071$494,4940.05%
156MSCI INCMSCI871$487,4900.05%
157BLACKSTONE INCBX5,471$480,5840.05%
158ELEVANCE HEALTH INCELV1,044$480,2060.05%
159BOOKING HOLDINGS INCBKNG181$480,0860.05%
160BERKSHIRE HATHAWAY INC DELBRK-A1$465,6000.05%
161GENERAL MLS INC3703341045,378$459,6050.05%
162ISHARES TR4642873097,020$448,5080.05%
163WASTE MGMT INC DEL94106L1092,622$427,8340.05%
164CITIGROUP INCC-PR8,987$421,4080.04%
165KLA CORPKLAC1,052$420,0050.04%
166TJX COS INC NEW8725401095,353$419,4610.04%
167THE CIGNA GROUP1255231001,638$418,5860.04%
168VANGUARD WHITEHALL FDS9219464063,992$416,7250.04%
169DEXCOM INCDXCM3,538$411,0450.04%
170NXP SEMICONDUCTORS N VNXPI2,186$407,5560.04%
171SPDR SER TR78464A8058,072$407,0710.04%
172LAUDER ESTEE COS INC5184391041,641$404,4410.04%
173ISHARES TR4642876481,766$400,5640.04%
174KIMBERLY-CLARK CORPKMB2,981$400,0830.04%
175ISHARES TR4642877214,269$396,2060.04%
176VANGUARD INDEX FDS9229085382,031$395,8900.04%
177VALERO ENERGY CORPVLO2,820$393,6840.04%
178L3HARRIS TECHNOLOGIES INCLHX2,002$392,8720.04%
179DISCOVER FINL SVCS2547091083,970$392,3950.04%
180ISHARES TR4642888107,158$386,3890.04%
181GOLDMAN SACHS GROUP INCGSCE1,178$385,2380.04%
182GLIMPSE GROUP INCGGRP100,000$376,0000.04%
183ISHARES TR4642871012,000$374,1060.04%
184TRUIST FINL CORP89832Q10910,787$367,8450.04%
185AMERICAN FINL GROUP INC OHIO0259321043,021$367,0520.04%
186SCHLUMBERGER LTDSLB7,430$364,8120.04%
187ISHARES TR4642874733,423$363,5490.04%
188FORD MTR CO DEL34537086028,822$363,1600.04%
189MARRIOTT INTL INC NEW5719032022,183$362,4770.04%
190MICROCHIP TECHNOLOGY INC.MCHPP4,305$360,6730.04%
191CVS HEALTH CORPCVS4,847$360,1830.04%
192ISHARES TR46429B6633,516$357,4370.04%
193ISHARES TR4642872348,977$354,2320.04%
194VANGUARD INDEX FDS9229086112,224$353,0880.04%
195ANALOG DEVICES INCADI1,785$352,0380.04%
196EMERSON ELEC COEMR4,036$351,6820.04%
197CROWN CASTLE INCCCI2,619$350,4910.04%
198GILEAD SCIENCES INCGILD4,190$347,6590.04%
199SPDR GOLD TRGLD1,889$346,1030.04%
200EATON CORP PLCETN2,007$343,8790.04%
201BOSTON SCIENTIFIC CORPBSX6,848$342,6050.04%
202LENNAR CORPLEN-B3,253$341,9230.04%
203ISHARES TR46434V4569,517$335,9500.04%
204CARRIER GLOBAL CORPORATIONCARR7,287$333,3720.04%
205LAM RESEARCH CORPLRCX627$332,4150.04%
206ALLSTATE CORPALL-PJ2,992$331,5060.04%
207ISHARES TR4642872263,289$327,6780.03%
208MARATHON PETE CORPMARA2,418$326,0550.03%
209BIO-TECHNE CORPTECH4,387$325,4740.03%
210UNITED AIRLS HLDGS INCUNTCW7,337$324,6620.03%
211ISHARES TR4642878793,449$322,7650.03%
212VANGUARD WORLD FDS92204A5041,352$322,3980.03%
213US BANCORP DELUSB-PS8,882$320,1980.03%
214DOMINION ENERGY INCD5,726$320,1450.03%
215PROGRESSIVE CORP7433151032,206$315,6110.03%
216KEYSIGHT TECHNOLOGIES INCKEYS1,944$313,9170.03%
217INTERCONTINENTAL EXCHANGE IN45866F1042,992$312,0360.03%
218SERVICENOW INCNOW662$307,5580.03%
219INTUITIVE SURGICAL INCISRG1,200$306,5640.03%
220HCA HEALTHCARE INCHCA1,135$299,2770.03%
221VERISK ANALYTICS INCVRSK1,556$298,5340.03%
222NICOLET BANKSHARES INCNIC4,657$293,6240.03%
223SPDR INDEX SHS FDS78463X5094,412$291,1400.03%
224PROSHARES TR74347X83110,268$290,1740.03%
225ISHARES TR4642878042,983$288,4980.03%
226EVERSOURCE ENERGYES3,683$288,2150.03%
227PARKER-HANNIFIN CORPPH855$287,4020.03%
228REGENERON PHARMACEUTICALSREGN349$286,7630.03%
229GARTNER INCIT880$286,6780.03%
230SYNOPSYS INCSNPS741$286,3880.03%
231VANGUARD INDEX FDS9229086291,347$284,0320.03%
232T-MOBILE US INCTMUSZ1,957$283,4770.03%
233SELECT SECTOR SPDR TR81369Y8031,874$282,9460.03%
234AGILENT TECHNOLOGIES INCA2,039$282,0750.03%
235WATERS CORP941848103910$281,7630.03%
236APTIV PLCAPTV2,510$281,5970.03%
237ARES CAPITAL CORPARCC15,384$281,1430.03%
238VANGUARD INDEX FDS9229085951,295$280,2510.03%
239MARVELL TECHNOLOGY INCMRVL6,449$279,2620.03%
240ISHARES TR4642898756,936$276,4690.03%
241FIDELITY NATL INFORMATION SV31620M1065,075$275,7250.03%
242VERTEX PHARMACEUTICALS INCVRTX874$275,3710.03%
243D R HORTON INC23331A1092,804$273,9370.03%
244EQUIFAX INCEFX1,350$273,8340.03%
245AON PLCAON865$272,8490.03%
246VANGUARD INTL EQUITY INDEX F9220428586,727$271,7740.03%
247AUTOMATIC DATA PROCESSING INADP1,213$270,0010.03%
248DELTA AIR LINES INC DELDAL7,720$269,5810.03%
249GENERAL MTRS CO37045V1007,258$266,2150.03%
250EOG RES INCEOG2,309$264,6810.03%
251ISHARES TR4642875071,058$264,6600.03%
252ISHARES TR46429B6555,249$264,4870.03%
253FEDEX CORPFDX1,157$264,4660.03%
254AMERICAN TOWER CORP NEW03027X1001,291$263,8210.03%
255ISHARES TR4642874993,743$261,6900.03%
256OTTER TAIL CORPOTTR3,602$260,3380.03%
257ARISTA NETWORKS INCANET1,543$259,0080.03%
258MODERNA INCMRNA1,681$258,1680.03%
259CDW CORPCDW1,319$257,0600.03%
260ECOLAB INCECL1,549$256,3430.03%
261RESMED INCRSMDF1,166$255,3420.03%
262MOODYS CORPMCO834$255,0870.03%
263CONAGRA BRANDS INCCAG6,749$253,4920.03%
264ISHARES TR4642877883,551$252,6180.03%
265STATE STR CORPSTT-PG3,282$248,4320.03%
266MGE ENERGY INCMGEE3,151$244,7190.03%
267CHURCH & DWIGHT CO INCCHD2,743$242,5090.03%
268SEMPRASREA1,602$242,2110.03%
269IDEXX LABS INC45168D104484$242,0390.03%
270CHUBB LIMITEDCB1,239$240,5480.03%
271ROSS STORES INCROST2,266$240,4910.03%
272AMERICAN ELEC PWR CO INC0255371012,642$240,3960.03%
273CAPITAL ONE FINL CORP14040H1052,477$238,1880.03%
274VERISIGN INCVRSN1,125$237,7460.03%
275CHARTER COMMUNICATIONS INC N16119P108664$237,4530.03%
276EXELON CORPEXC5,610$235,0080.03%
277ETSY INCETSY2,105$234,3500.02%
278BEST BUY INCBBY2,994$234,3310.02%
279TRAVELERS COMPANIES INCTRV1,354$232,0870.02%
280MGM RESORTS INTERNATIONALMGM5,197$230,8510.02%
281CADENCE DESIGN SYSTEM INCCDNS1,094$229,8380.02%
282ASTRAZENECA PLCAZN3,294$228,6370.02%
283FREEPORT-MCMORAN INCFCX5,579$228,2290.02%
284ULTA BEAUTY INCULTA418$228,0900.02%
285OSHKOSH CORPOSK2,733$227,3310.02%
286FLEXSHARES TRFLEX3,521$226,8780.02%
287SCHWAB STRATEGIC TR8085243003,481$226,8430.02%
288EXACT SCIENCES CORP30063P1053,299$223,7110.02%
289CSX CORPCSX7,448$223,0050.02%
290PHILLIPS 66PSX2,186$221,6170.02%
291VANGUARD INDEX FDS9229087441,593$220,0300.02%
292EQUINIX INCEQIX305$219,9170.02%
293INVESCO EXCHANGE TRADED FD TIVZ3,380$219,6530.02%
294BECTON DICKINSON & COBDX884$218,7320.02%
295OREILLY AUTOMOTIVE INC67103H107255$216,5270.02%
296POOL CORPPOOL628$215,0460.02%
297CME GROUP INCCME1,119$214,2800.02%
298AMPHENOL CORP NEW0320951012,615$213,6820.02%
299COLGATE PALMOLIVE COCL2,824$212,2310.02%
300AFLAC INCAFL3,261$210,4100.02%
301J P MORGAN EXCHANGE TRADED F46641Q8374,178$210,2370.02%
302PALO ALTO NETWORKS INCPANW1,051$209,9200.02%
303UNITED RENTALS INCURI530$209,7530.02%
304SIMON PPTY GROUP INC NEW8288061091,868$209,1360.02%
305JOHNSON CTLS INTL PLCG515021053,460$208,3790.02%
306AVERY DENNISON CORPAVY1,164$208,2750.02%
307HUMANA INCHUM428$207,6690.02%
308GABELLI EQUITY TR INCGAB-PK36,000$206,6400.02%
309FIFTH THIRD BANCORPFITBM7,718$205,5970.02%
310FIVE BELOW INCFIVE995$204,9180.02%
311TRANE TECHNOLOGIES PLCTT1,112$204,5860.02%
312SEAGATE TECHNOLOGY HLDNGS PLSE3,085$203,9570.02%
313MCKESSON CORPMCK565$201,1100.02%
314EBAY INC.EBAY4,525$200,7740.02%
315WARNER BROS DISCOVERY INCWBD13,179$199,0030.02%
316CNH INDL N VN2094410910,775$164,5340.02%
317WRAP TECHNOLOGIES INCWRAP37,092$63,7980.01%
318WORKHORSE GROUP INCWKHS41,590$55,3150.01%
319LUMEN TECHNOLOGIES INCLUMN19,892$52,7140.01%
320POLYMET MNG CORP73191640919,393$41,4130.00%
321AON PLCAON100$31,4710.00%
322RAYTHEON TECHNOLOGIES CORPRTX200$19,5860.00%
323WHEELS UP EXPERIENCE INCWSUPW26,315$16,6520.00%
324ISHARES TR464287902100$10,5830.00%
325ISHARES TR464287958100$10,5830.00%
326SELECT SECTOR SPDR TR81369Y905100$3,2150.00%
327POLYMET MNG CORP73191614419,262$520.00%