Institutional Manager · CIK 0001616659
HARBERT FUND ADVISORS, INC.
Birmingham, AL · File #028-16265
Latest AUM
$3.5M
Positions
2
Top-10 Concentration
100.0%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| EXITED | LIQUIDIA CORPORATION | 53635D202 | -154,811 | -$3.5M | $0 |
| EXITED | PERCEPTIVE CAP SOLUTIONS COR | G70077105 | -300,000 | -$3.2M | $0 |
| EXITED | FENNEC PHARMACEUTICALS INC | 31447P100 | -177,815 | -$1.7M | $0 |
| REDUCE | TRANSACT TECHNOLOGIES INC | TACT | -297,607 | -$1.2M | -$590,889 |
| EXITED | OCULAR THERAPEUTIX INC | 67576A100 | -50,000 | -$584,500 | $0 |
| EXITED | NETSKOPE INC | 64119N608 | -15,000 | -$340,950 | $0 |
| EXITED | AMAZON COM INC | 023135106 | -1,507 | -$330,892 | $0 |
| EXITED | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | -1,181 | -$329,841 | $0 |
| EXITED | MICROSOFT CORP | 594918104 | -535 | -$277,103 | $0 |
| EXITED | 1RT ACQUISITION CORP. | G6757R121 | -10,000 | -$105,500 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 20252 pos · $3.5M
- 13F HOLDINGS REPORTQ/E Sep 202512 pos · $15.3M
- 13F HOLDINGS REPORTQ/E Jun 202520 pos · $33.3M
- 13F HOLDINGS REPORTQ/E Mar 202558 pos · $88.2M
- 13F HOLDINGS REPORTQ/E Dec 202495 pos · $192.5M
- 13F HOLDINGS REPORTQ/E Sep 2024108 pos · $169.0M
- 13F HOLDINGS REPORTQ/E Jun 2024100 pos · $140.7M
- 13F HOLDINGS REPORTQ/E Mar 202481 pos · $145.3M
- 13F HOLDINGS REPORTQ/E Dec 202344 pos · $136.8M
Top 2 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | IDENTIV INC | INVE | 785,557 | $3.0M | 86.42% |
| 2 | TRANSACT TECHNOLOGIES INC | TACT | 118,512 | $474,048 | 13.58% |