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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

HARBERT FUND ADVISORS, INC.

Quarter ended Q3 2025 · Filed November 13, 2025 · Accession 0000919574-25-006732

Total Value
$15.3M
Positions
12
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (12)

#IssuerTicker / CUSIPSharesValue% of Filing
1LIQUIDIA CORPORATIONLQDA154,811$3.5M22.97%
2PERCEPTIVE CAP SOLUTIONS CORG70077105300,000$3.2M20.75%
3IDENTIV INCINVE785,557$2.7M17.68%
4TRANSACT TECHNOLOGIES INCTACT416,119$2.3M14.72%
5FENNEC PHARMACEUTICALS INCFENC177,815$1.7M10.86%
6OCULAR THERAPEUTIX INCOCUL50,000$584,5003.81%
7NETSKOPE INCNTSK15,000$340,9502.22%
8AMAZON COM INCAMZN1,507$330,8922.16%
9TAIWAN SEMICONDUCTOR MFG LTD8740391001,181$329,8412.15%
10MICROSOFT CORPMSFT535$277,1031.81%
111RT ACQUISITION CORP.ONCHW10,000$105,5000.69%
12TRILLER GROUP INCILLRW33,182$27,5440.18%