Institutional Manager · CIK 0001596920
D. SCOTT NEAL, INC.
LEXINGTON, KY · File #028-15681
Latest AUM
$216.2M
Positions
66
Top-10 Concentration
78.3%
Filings
11
Sector Allocation
Filing History
View all filings →- 13F HOLDINGS REPORTQ/E Sep 202566 pos · $216.2M
- 13F HOLDINGS REPORTQ/E Jun 202564 pos · $200.6M
- 13F HOLDINGS REPORTQ/E Mar 202561 pos · $180.3M
- 13F HOLDINGS REPORTQ/E Dec 202465 pos · $182.3M
- 13F HOLDINGS REPORTQ/E Sep 202471 pos · $189.1M
- 13F HOLDINGS REPORTQ/E Jun 202476 pos · $179.6M
- 13F HOLDINGS REPORTQ/E Mar 202468 pos · $152.9M
- 13F HOLDINGS REPORTQ/E Dec 202363 pos · $117.0M
- 13F HOLDINGS REPORTQ/E Sep 202365 pos · $133.0M
- 13F HOLDINGS REPORTQ/E Jun 202364 pos · $179.0M
- 13F HOLDINGS REPORTQ/E Mar 202359 pos · $206.0M
Top 20 Holdings — Sep 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR GOLD TR | GLD | 99,390 | $35.3M | 16.64% |
| 2 | INVESCO QQQ TR | IVZ | 49,852 | $29.9M | 14.10% |
| 3 | SELECT SECTOR SPDR TR | 81369Y852 | 180,424 | $21.4M | 10.06% |
| 4 | UNUM GROUP | UNMA | 249,749 | $19.4M | 9.15% |
| 5 | GALLAGHER ARTHUR J & CO | 363576109 | 55,074 | $17.1M | 8.03% |
| 6 | FLEX LTD | FLEX | 262,492 | $15.2M | 7.17% |
| 7 | KLA CORP | KLAC | 10,600 | $11.4M | 5.38% |
| 8 | NATIONAL STORAGE AFFILIATES | NSA-PB | 255,877 | $7.7M | 3.64% |
| 9 | ISHARES GOLD TR | IAU | 63,415 | $4.6M | 2.17% |
| 10 | MICROSOFT CORP | MSFT | 8,172 | $4.2M | 1.99% |
| 11 | SPDR S&P 500 ETF TR | SPY | 6,211 | $4.1M | 1.95% |
| 12 | CATERPILLAR INC | CAT | 7,549 | $3.6M | 1.70% |
| 13 | PROSHARES TR | 74347R206 | 24,928 | $3.4M | 1.61% |
| 14 | SELECT SECTOR SPDR TR | 81369Y886 | 33,558 | $2.9M | 1.38% |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 5,719 | $2.9M | 1.35% |
| 16 | REKOR SYSTEMS INC | REKR | 1,700,650 | $2.7M | 1.26% |
| 17 | PROSHARES TR | 74347R107 | 22,688 | $2.5M | 1.20% |
| 18 | APPLE INC | AAPL | 6,882 | $1.8M | 0.83% |
| 19 | NVIDIA CORPORATION | NVDA | 9,122 | $1.7M | 0.80% |
| 20 | REPUBLIC BANCORP INC KY | RBCAA | 21,000 | $1.5M | 0.71% |