Institutional Manager · CIK 0001596920
D. SCOTT NEAL, INC.
LEXINGTON, KY · File #028-15681
Latest AUM
$216.2M
Positions
66
Top-10 Concentration
78.3%
Filings
8
Portfolio Value Over Time
2023-12
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | SPDR GOLD TR | 78463V107 | +97,100 | +$34.5M | +$115,965 |
| ADD | INVESCO QQQ TR | 46090E103 | +48,244 | +$29.0M | +$78,360 |
| ADD | SELECT SECTOR SPDR TR | 81369Y852 | +175,665 | +$20.8M | +$46,828 |
| ADD | UNUM GROUP | 91529Y106 | +242,025 | +$18.8M | -$23,018 |
| ADD | GALLAGHER ARTHUR J & CO | 363576109 | +53,484 | +$16.6M | -$16,502 |
| ADD | FLEX LTD | Y2573F102 | +257,149 | +$14.9M | +$43,011 |
| ADD | KLA CORP | 482480100 | +10,314 | +$11.1M | +$52,298 |
| ADD | ISHARES GOLD TR | 464285204 | +59,590 | +$4.3M | +$39,818 |
| ADD | SPDR S&P 500 ETF TR | 78462F103 | +5,575 | +$3.7M | +$30,737 |
| ADD | SELECT SECTOR SPDR TR | 81369Y886 | +2,957 | +$257,880 | +$169,836 |
Filing History
- 13F HOLDINGS REPORTQ/E Sep 202566 pos · $216.2M
- 13F HOLDINGS REPORTQ/E Jun 202564 pos · $200.6M
- 13F HOLDINGS REPORTQ/E Mar 202561 pos · $180.3M
- 13F HOLDINGS REPORTQ/E Dec 202465 pos · $182.3M
- 13F HOLDINGS REPORTQ/E Sep 202471 pos · $189.1M
- 13F HOLDINGS REPORTQ/E Jun 202476 pos · $179.6M
- 13F HOLDINGS REPORTQ/E Mar 202468 pos · $152.9M
- 13F HOLDINGS REPORTQ/E Dec 202363 pos · $117.0M
Top 20 Holdings — Sep 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR GOLD TR | 78463V107 | 99,390 | $35.3M | 16.64% |
| 2 | INVESCO QQQ TR | 46090E103 | 49,852 | $29.9M | 14.10% |
| 3 | SELECT SECTOR SPDR TR | 81369Y852 | 180,424 | $21.4M | 10.06% |
| 4 | UNUM GROUP | 91529Y106 | 249,749 | $19.4M | 9.15% |
| 5 | GALLAGHER ARTHUR J & CO | 363576109 | 55,074 | $17.1M | 8.03% |
| 6 | FLEX LTD | Y2573F102 | 262,492 | $15.2M | 7.17% |
| 7 | KLA CORP | 482480100 | 10,600 | $11.4M | 5.38% |
| 8 | NATIONAL STORAGE AFFILIATES | 637870106 | 255,877 | $7.7M | 3.64% |
| 9 | ISHARES GOLD TR | 464285204 | 63,415 | $4.6M | 2.17% |
| 10 | MICROSOFT CORP | 594918104 | 8,172 | $4.2M | 1.99% |
| 11 | SPDR S&P 500 ETF TR | 78462F103 | 6,211 | $4.1M | 1.95% |
| 12 | CATERPILLAR INC | 149123101 | 7,549 | $3.6M | 1.70% |
| 13 | PROSHARES TR | 74347R206 | 24,928 | $3.4M | 1.61% |
| 14 | SELECT SECTOR SPDR TR | 81369Y886 | 33,558 | $2.9M | 1.38% |
| 15 | BERKSHIRE HATHAWAY INC DEL | 084670702 | 5,719 | $2.9M | 1.35% |
| 16 | REKOR SYSTEMS INC | 759419104 | 1,700,650 | $2.7M | 1.26% |
| 17 | PROSHARES TR | 74347R107 | 22,688 | $2.5M | 1.20% |
| 18 | APPLE INC | 037833100 | 6,882 | $1.8M | 0.83% |
| 19 | NVIDIA CORPORATION | 67066G104 | 9,122 | $1.7M | 0.80% |
| 20 | REPUBLIC BANCORP INC KY | 760281204 | 21,000 | $1.5M | 0.71% |