13F HOLDINGS REPORT
D. SCOTT NEAL, INC.
Quarter ended Q3 2023 · Filed July 17, 2023 · Accession 0001596920-23-000006
Total Value
$133.0M
Positions
65
Other Managers
0
Confidential Omitted
No
Holdings (64)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR GOLD TR | GLD | 68,532 | $12.2M | 9.19% |
| 2 | KLA CORP | KLAC | 18,704 | $9.1M | 6.82% |
| 3 | GALLAGHER ARTHUR J & CO | 363576109 | 40,820 | $9.0M | 6.74% |
| 4 | EXXON MOBIL CORP | XOM | 81,368 | $8.7M | 6.56% |
| 5 | ISHARES TR | 464287812 | 43,083 | $8.6M | 6.49% |
| 6 | ALPHA METALLURGICAL RESOUR I | 020764106 | 51,929 | $8.5M | 6.42% |
| 7 | ABBVIE INC | ABBV | 60,352 | $8.1M | 6.11% |
| 8 | SELECT SECTOR SPDR TR | 81369Y886 | 118,384 | $7.7M | 5.83% |
| 9 | INVESCO ACTVELY MNGD ETC FD | IVZ | 530,596 | $7.2M | 5.43% |
| 10 | BJS WHSL CLUB HLDGS INC | 05550J101 | 100,861 | $6.4M | 4.78% |
| 11 | ENPHASE ENERGY INC | ENPH | 26,666 | $4.5M | 3.36% |
| 12 | VANGUARD MALVERN FDS | 922020805 | 79,051 | $3.7M | 2.82% |
| 13 | INVESCO EXCH TRADED FD TR II | IVZ | 42,061 | $3.2M | 2.42% |
| 14 | REKOR SYSTEMS INC | REKR | 1,610,920 | $2.9M | 2.16% |
| 15 | MICROSOFT CORP | MSFT | 8,386 | $2.9M | 2.15% |
| 16 | INVESCO QQQ TR | IVZ | 5,886 | $2.2M | 1.64% |
| 17 | SPDR SER TR | 78464A839 | 27,757 | $1.9M | 1.44% |
| 18 | CATERPILLAR INC | CAT | 7,549 | $1.9M | 1.40% |
| 19 | PROSHARES TR | 74347R206 | 25,091 | $1.6M | 1.21% |
| 20 | APPLE INC | AAPL | 6,885 | $1.3M | 1.00% |
| 21 | PROSHARES TR | 74347R107 | 22,904 | $1.3M | 1.00% |
| 22 | ISHARES TR | 464287879 | 12,381 | $1.2M | 0.89% |
| 23 | SELECT SECTOR SPDR TR | 81369Y860 | 27,292 | $1.0M | 0.77% |
| 24 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 2,900 | $988,900 | 0.74% |
| 25 | REPUBLIC BANCORP INC KY | RBCAA | 21,000 | $892,500 | 0.67% |
| 26 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 2,500 | $852,500 | 0.64% |
| 27 | ISHARES TR | 464287200 | 1,870 | $833,478 | 0.63% |
| 28 | HOME DEPOT INC | HD | 2,336 | $725,656 | 0.55% |
| 29 | NVIDIA CORPORATION | NVDA | 1,651 | $698,407 | 0.53% |
| 30 | JOHNSON & JOHNSON | JNJ | 4,100 | $678,632 | 0.51% |
| 31 | AT&T INC | T-PC | 38,768 | $618,350 | 0.47% |
| 32 | VISA INC | V | 2,575 | $611,511 | 0.46% |
| 33 | SELECT SECTOR SPDR TR | 81369Y506 | 6,972 | $565,918 | 0.43% |
| 34 | LOWES COS INC | 548661107 | 2,500 | $564,250 | 0.42% |
| 35 | MASTERCARD INCORPORATED | MA | 1,363 | $536,068 | 0.40% |
| 36 | NIKE INC | NKE | 4,685 | $517,084 | 0.39% |
| 37 | PROCTER AND GAMBLE CO | 742718109 | 3,260 | $494,673 | 0.37% |
| 38 | ISHARES TR | 464287499 | 5,685 | $415,176 | 0.31% |
| 39 | VANGUARD INDEX FDS | 922908363 | 1,017 | $414,204 | 0.31% |
| 40 | REGIONS FINANCIAL CORP NEW | RF-PF | 21,434 | $381,954 | 0.29% |
| 41 | SPDR S&P MIDCAP 400 ETF TR | MDY | 780 | $373,550 | 0.28% |
| 42 | ISHARES TR | 46435G425 | 3,787 | $369,082 | 0.28% |
| 43 | ISHARES TR | 464287655 | 1,860 | $348,323 | 0.26% |
| 44 | ISHARES TR | 464287465 | 4,758 | $344,955 | 0.26% |
| 45 | INVESCO EXCHANGE TRADED FD T | IVZ | 2,244 | $335,793 | 0.25% |
| 46 | INTERNATIONAL BUSINESS MACHS | INTR | 2,488 | $332,920 | 0.25% |
| 47 | ISHARES GOLD TR | IAU | 9,040 | $328,966 | 0.25% |
| 48 | AMAZON COM INC | AMZN | 2,481 | $323,424 | 0.24% |
| 49 | ALTRIA GROUP INC | MO | 7,000 | $317,100 | 0.24% |
| 50 | ABBOTT LABS | ABLZF | 2,900 | $316,158 | 0.24% |
| 51 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 883 | $303,620 | 0.23% |
| 52 | ISHARES TR | 464287168 | 2,667 | $302,172 | 0.23% |
| 53 | GSK PLC | GLAXF | 7,928 | $282,554 | 0.21% |
| 54 | ALPHABET INC | GOOG | 2,240 | $268,128 | 0.20% |
| 55 | HONEYWELL INTL INC | 438516106 | 1,285 | $266,638 | 0.20% |
| 56 | NOVO-NORDISK A S | NONOF | 1,628 | $263,460 | 0.20% |
| 57 | MERCK & CO INC | MRK | 2,270 | $261,936 | 0.20% |
| 58 | ISHARES TR | 46435G516 | 3,554 | $259,194 | 0.19% |
| 59 | PFIZER INC | PFE | 7,029 | $257,824 | 0.19% |
| 60 | SPDR S&P 500 ETF TR | SPY | 579 | $256,660 | 0.19% |
| 61 | ALPHABET INC | GOOG | 2,060 | $249,199 | 0.19% |
| 62 | PROSHARES TR | SPOT | 21,931 | $231,811 | 0.17% |
| 63 | EMPIRE ST RLTY OP L P | 292102100 | 29,000 | $213,150 | 0.16% |
| 64 | VANGUARD WORLD FD | 921910733 | 2,618 | $205,121 | 0.15% |