Institutional Manager · CIK 0001506071
Wellington Shields Capital Management, LLC
NEW YORK, NY · File #028-14047
Latest AUM
$685.8M
Positions
316
Top-10 Concentration
53.1%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| REDUCE | TRUIST FINL CORP COM | 89832Q109 | -94,489 | -$4.6M | +$353,642 |
| REDUCE | HILLENBRAND INC COM | 431571108 | -133,666 | -$4.2M | +$736,862 |
| ADD | MICROSOFT CORP COM | MSFT | +7,393 | +$3.6M | -$3.6M |
| ADD | QXO INC COM NEW | QXO-PB | +119,328 | +$2.3M | +$95,089 |
| REDUCE | BLOOM ENERGY CORP COM CL A | BE | -18,625 | -$1.6M | +$420,326 |
| ADD | TAKE-TWO INTERACTIVE SOFTWARE COM | TTWO | +5,500 | +$1.4M | -$3,915 |
| NEW | TEMPUS AI INC CL A | TEM | +23,594 | +$1.4M | $0 |
| ADD | BOEING CO COM | BA-PA | +6,313 | +$1.4M | +$57,807 |
| ADD | STATE STREET SPDR S&P METALS & MINING ETF | 78464A755 | +12,620 | +$1.3M | +$486,876 |
| EXITED | INSMED INC COM PAR $.01 | 457669307 | -8,472 | -$1.2M | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025316 pos · $685.8M
- 13F HOLDINGS REPORTQ/E Sep 2025335 pos · $658.9M
- 13F HOLDINGS REPORTQ/E Jun 2025322 pos · $591.0M
- 13F HOLDINGS REPORTQ/E Mar 2025313 pos · $551.4M
- 13F HOLDINGS REPORTQ/E Dec 2024306 pos · $565.4M
- 13F HOLDINGS REPORTQ/E Sep 2024313 pos · $575.3M
- 13F HOLDINGS REPORTQ/E Jun 2024307 pos · $549.3M
- 13F HOLDINGS REPORTQ/E Mar 2024304 pos · $530.4M
- 13F HOLDINGS REPORTQ/E Dec 2023304 pos · $787,813
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | MICROSOFT CORP COM | MSFT | 112,309 | $54.3M | 10.48% |
| 2 | ALPHABET INC CAP STK CL C | GOOG | 125,978 | $39.5M | 7.63% |
| 3 | APPLE INC COM | AAPL | 118,135 | $32.1M | 6.20% |
| 4 | ALPHABET INC CAP STK CL A | GOOG | 98,170 | $30.7M | 5.93% |
| 5 | AMAZON COM INC COM | AMZN | 105,442 | $24.3M | 4.70% |
| 6 | BLACKSTONE INC COM | BX | 155,756 | $24.0M | 4.63% |
| 7 | JPMORGAN CHASE & CO COM | VYLD | 71,982 | $23.2M | 4.48% |
| 8 | MASTERCARD INCORPORATED CL A | MA | 31,037 | $17.7M | 3.42% |
| 9 | AMERICAN EXPRESS CO COM | AXP | 40,049 | $14.8M | 2.86% |
| 10 | BLOOM ENERGY CORP COM CL A | BE | 162,550 | $14.1M | 2.73% |
| 11 | EXXON MOBIL CORP COM | XOM | 103,728 | $12.5M | 2.41% |
| 12 | BOEING CO COM | BA-PA | 51,127 | $11.1M | 2.14% |
| 13 | ADVANCED MICRO DEVICES INC COM | AMD | 51,430 | $11.0M | 2.13% |
| 14 | APOLLO GLOBAL MGMT INC COM | 03769M106 | 75,421 | $10.9M | 2.11% |
| 15 | PALO ALTO NETWORKS INC COM | PANW | 57,775 | $10.6M | 2.05% |
| 16 | NVIDIA CORPORATION COM | NVDA | 55,953 | $10.4M | 2.01% |
| 17 | QXO INC COM NEW | QXO-PB | 532,758 | $10.3M | 1.98% |
| 18 | MKS INC. COM | MKSI | 54,161 | $8.7M | 1.67% |
| 19 | QUANTA SVCS INC COM | 74762E102 | 20,051 | $8.5M | 1.63% |
| 20 | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | 874039100 | 27,289 | $8.3M | 1.60% |