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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Wellington Shields Capital Management, LLC

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001506071-23-000004

Total Value
$787,813
Positions
304
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (304)

#IssuerTicker / CUSIPSharesValue% of Filing
1FLOWERS FOODS INC COMFLO14,181,037$314.5M41.51%
2MICROSOFT CORP COMMSFT108,070$34.1M4.50%
3APPLE INC COMAAPL148,675$25.5M3.36%
4ALPHABET INC CAP STK CL CGOOG150,497$19.8M2.62%
5BLACKSTONE INC COMBX161,981$17.4M2.29%
6MASTERCARD INCORPORATED CL AMA35,267$14.0M1.84%
7ALPHABET INC CAP STK CL AGOOG96,850$12.7M1.67%
8AMAZON COM INC COMAMZN81,211$10.3M1.36%
9JPMORGAN CHASE & CO COMVYLD67,666$9.8M1.29%
10THERMO FISHER SCIENTIFIC INC COMTMO17,250$8.7M1.15%
11EDWARDS LIFESCIENCES CORP COMEW121,229$8.4M1.11%
12ZOETIS INC CL AZTS42,190$7.3M0.97%
13ACCENTURE PLC IRELAND SHS CLASS AACN23,785$7.3M0.96%
14PIONEER NAT RES CO COM72378710730,127$6.9M0.91%
15ADVANCED MICRO DEVICES INC COMAMD66,710$6.9M0.91%
16VANGUARD S&P 500 ETF92290836317,222$6.8M0.89%
17PALO ALTO NETWORKS INC COMPANW28,445$6.7M0.88%
18EXXON MOBIL CORP COMXOM56,652$6.7M0.88%
19DEVON ENERGY CORP NEW COM25179M103101,770$4.9M0.64%
20JOHNSON & JOHNSON COMJNJ29,767$4.6M0.61%
21APOLLO GLOBAL MGMT INC COM03769M10650,912$4.6M0.60%
22LINDE PLC SHSLIN11,765$4.4M0.58%
23ISHARES SEMICONDUCTOR ETF4642875239,237$4.4M0.58%
24ILLINOIS TOOL WKS INC COM45230810917,184$4.0M0.52%
25AMERICAN EXPRESS CO COMAXP26,187$3.9M0.52%
26ILLUMINA INC COMILMN27,521$3.8M0.50%
27ELI LILLY & CO COMLLY6,244$3.4M0.44%
28VANGUARD ENERGY ETF92204A30624,561$3.1M0.41%
29ABBVIE INC COMABBV20,669$3.1M0.41%
30QUANTA SVCS INC COM74762E10216,134$3.0M0.40%
31HOME DEPOT INC COMHD9,902$3.0M0.39%
32BOEING CO COMBA-PA14,954$2.9M0.38%
33ARES CAPITAL CORP COMARCC139,891$2.7M0.36%
34WP CAREY INC COM92936U10950,144$2.7M0.36%
35ENERGY SELECT SECTOR SPDR FUND81369Y50629,174$2.6M0.35%
36PROCTER AND GAMBLE CO COM74271810917,939$2.6M0.35%
37TARGET CORP COMTGT23,650$2.6M0.35%
38INTERNATIONAL BUSINESS MACHS COMINTR18,544$2.6M0.34%
39SNAP ON INC COMSNA10,190$2.6M0.34%
40CAPITAL ONE FINL CORP COM14040H10526,071$2.5M0.33%
41BANK AMERICA CORP COM06050510492,260$2.5M0.33%
42THE CIGNA GROUP COM1255231008,729$2.5M0.33%
43FLUOR CORP NEW COMFLR66,817$2.5M0.32%
44GXO LOGISTICS INCGXO39,475$2.3M0.31%
45QUALCOMM INC COMQCOM20,543$2.3M0.30%
46NORTHROP GRUMMAN CORP COMNOC5,155$2.3M0.30%
47ADOBE INC COMADBE4,421$2.3M0.30%
48UNION PAC CORP COMUNP10,857$2.2M0.29%
49SPDR BLOOMBERG 1-3 MONTH T-BILL ETF78468R66323,775$2.2M0.29%
50DEERE & CO COMDE5,665$2.1M0.28%
51COCA COLA CO COMKO38,153$2.1M0.28%
52CVS HEALTH CORP COMCVS30,470$2.1M0.28%
53SALESFORCE INC COMCRM10,473$2.1M0.28%
54CARLYLE GROUP INC COMCGABL68,575$2.1M0.27%
55VANECK SEMICONDUCTOR ETF92189F67614,239$2.1M0.27%
56SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF78468R55613,700$2.0M0.27%
57CHEVRON CORP NEW COMCVX11,758$2.0M0.26%
58CHART INDUSTRIES16115Q30811,515$1.9M0.26%
59BROADCOM INC COMAVGO2,311$1.9M0.25%
60HONEYWELL INTL INC COM43851610610,141$1.9M0.25%
61ABBOTT LABS COMABLZF19,306$1.9M0.25%
62FORTUNE BRANDS INNOVATIONS INC COMFBIN28,500$1.8M0.23%
63PATRIA INVESTMENTS LIMITED COM CL APAX120,410$1.8M0.23%
64ON HLDG AG NAMEN AKT AH5919C10462,255$1.7M0.23%
65RTX CORPORATION COMRTX23,777$1.7M0.23%
66SPDR S&P METALS & MINING ETF78464A75531,077$1.6M0.22%
67ENERGY TRANSFER L P COM UT LTD PTNET-PI113,872$1.6M0.21%
68VERIZON COMMUNICATIONS INC COMVZ49,171$1.6M0.21%
69BECTON DICKINSON & CO COMBDX6,160$1.6M0.21%
70PHILIP MORRIS INTL INC COM71817210917,060$1.6M0.21%
71TRUIST FINL CORP COM89832Q10955,055$1.6M0.21%
72LOCKHEED MARTIN CORP COMLMT3,783$1.5M0.20%
73VISA INC COM CL AV6,580$1.5M0.20%
74SHOPIFY INC CL ASHOP27,200$1.5M0.20%
75L3HARRIS TECHNOLOGIES INC COMLHX8,472$1.5M0.19%
76SPDR GOLD SHARESGLD8,401$1.4M0.19%
77MCKESSON CORP COMMCK3,270$1.4M0.19%
78ISHARES SILVER TRUSTSLV69,800$1.4M0.19%
79HELEN OF TROY LTD COMHELE11,800$1.4M0.18%
80PETROLEO BRASILEIRO SA PETROBR SP ADR NON VTG71654V101100,000$1.4M0.18%
81PEOPLES BANCORP INC COMPEBO53,830$1.4M0.18%
82CONSTELLATION ENERGY CORP COMCEG12,050$1.3M0.17%
83EATON CORP PLC SHSETN6,145$1.3M0.17%
84SHELL PLC SPON ADSRYDAF20,325$1.3M0.17%
85COMMUNICATION SERVICES SELECT SECTOR SPDR FUND81369Y85218,905$1.2M0.16%
86LOWES COS INC COM5486611075,956$1.2M0.16%
87ISHARES MSCI BRAZIL ETF46428640040,000$1.2M0.16%
88NVIDIA CORPORATION COMNVDA2,800$1.2M0.16%
89SIMON PPTY GROUP INC NEW COM82880610911,245$1.2M0.16%
90CITIZENS FINL GROUP INC COMCIA44,000$1.2M0.16%
91MERCK & CO INC COMMRK11,271$1.2M0.15%
92EQUIFAX INC COMEFX6,188$1.1M0.15%
93STEPAN CO COMSCL14,500$1.1M0.14%
94PFIZER INC COMPFE32,523$1.1M0.14%
95PEPSICO INC COMPEP6,339$1.1M0.14%
96BERKSHIRE HATHAWAY INC DEL CL ABRK-A2$1.1M0.14%
97GLOBAL X URANIUM ETF37954Y87138,850$1.1M0.14%
98AMGEN INC COMAMGN3,870$1.0M0.14%
99EOG RES INC COMEOG8,100$1.0M0.14%
100JEFFERIES FINL GROUP INC COM47233W10928,000$1.0M0.14%
101MCDONALDS CORP COMMCD3,853$1.0M0.13%
102CORNING INC COMGLW31,600$962,8520.13%
103TESLA INC COMTSLA3,695$924,5630.12%
104SPDR S&P 500 ETF TRUSTSPY2,143$916,2880.12%
105YUM BRANDS INC COMYUM7,233$903,6910.12%
106ROPER TECHNOLOGIES INC COMROP1,810$876,5470.12%
107WEYERHAEUSER CO MTN BE COM NEWWY26,541$813,7590.11%
108ENBRIDGE INC COMENNPF24,132$800,9480.11%
109PERSONALIS INC COMPSNL657,737$795,8620.11%
110CHENIERE ENERGY INC COM NEWLNG4,700$780,0120.10%
111GENERAL ELECTRIC CO COM NEW3696043016,951$768,4330.10%
112BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A2,190$767,1570.10%
113CSX CORP COMCSX24,458$752,0750.10%
114WEST PHARMACEUTICAL SVSC INC COM9553061052,000$750,4200.10%
115APPLIED MATLS INC COM0382221055,205$720,6520.10%
116BLACKSTONE MTG TR INC COM CL ABX32,454$705,8650.09%
117WALMART INC COMWMT4,290$686,1000.09%
118RANGE RES CORP COMRRC20,047$649,7230.09%
119EMERSON ELEC CO COMEMR6,550$632,5340.08%
120ASML HOLDING N V N Y REGISTRY SHSASMLF1,050$618,0930.08%
121SENSIENT TECHNOLOGIES CORP COMSXT10,500$614,0400.08%
122GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF37954Y67319,875$603,8030.08%
123VANECK JUNIOR GOLD MINERS ETF92189F79118,700$602,7010.08%
124COSTCO WHSL CORP NEW COM22160K1051,060$598,8580.08%
125MONDELEZ INTL INC CL A6092071058,366$580,6000.08%
126BOSTON SCIENTIFIC CORP COMBSX10,800$570,2400.08%
127AT&T INC COMT-PC37,959$570,1370.08%
128VALERO ENERGY CORP COMVLO4,000$566,8400.07%
129DIAMONDBACK ENERGY INC COMFANG3,650$565,3120.07%
130ISHARES MSCI JAPAN ETF46434G8229,280$559,4910.07%
131SCHLUMBERGER LTD COM STKSLB9,011$525,3410.07%
132NEXTERA ENERGY INC COMNEE-PW9,063$519,2190.07%
133INTEL CORP COMINTC14,507$515,7130.07%
134CAMECO CORP COMCCJ12,900$512,2320.07%
135BRISTOL-MYERS SQUIBB CO COMCELG-RI8,744$507,4920.07%
136AUTOMATIC DATA PROCESSING INC COMADP2,101$505,4590.07%
137JPMORGAN EQUITY PREMIUM INCOME ETF46641Q3329,356$501,0960.07%
138COMPASS DIVERSIFIED SH BEN INTCODI-PC26,580$498,9070.07%
139NICOLET BANKSHARES INC COMNIC7,106$495,8570.07%
140ALTRIA GROUP INC COMMO11,694$491,7330.06%
141FLUENCE ENERGY INC COM CL AFLNC21,200$487,3880.06%
142ANALOG DEVICES INC COMADI2,750$481,4980.06%
143FRANCO NEV CORP COMFNV3,600$480,5640.06%
144FIRST TRUST NASDAQ CYBERSECURITY ETF33734X84610,450$474,7440.06%
145DISNEY WALT CO COM2546871065,764$467,1720.06%
146BAKER HUGHES COMPANY CL ABKR13,120$463,3980.06%
147ALBEMARLE CORP COMALB-PA2,700$459,1080.06%
148THE BEAUTY HEALTH COMPANY COM CL A88331L10873,450$442,1690.06%
149KRAFT HEINZ CO COMKHC13,053$439,0910.06%
150INVESCO QQQ TRUST SERIES IIVZ1,195$428,2820.06%
151BIOGEN INC COMBIIB1,652$424,5810.06%
152DOLLAR GEN CORP NEW COM2566771053,950$417,9100.06%
153NUVEEN MUN VALUE FD INC COMNU50,000$413,0000.05%
154CONSTELLATION BRANDS INC CL ASTZ1,620$407,1550.05%
155OCCIDENTAL PETE CORP COM6745991056,275$407,1220.05%
156FEDEX CORP COMFDX1,525$404,0030.05%
157AMERIPRISE FINL INC COM03076C1061,220$402,2100.05%
158BAR HBR BANKSHARES COM06684910016,875$398,7560.05%
159BLOOM ENERGY CORP COM CL ABE30,000$397,8000.05%
160STRYKER CORPORATION COMSYK1,450$396,2420.05%
161CASI PHARMACEUTICALS INC COMCASIF153,455$392,8450.05%
162OWENS CORNING NEW COMOC2,870$391,4970.05%
163META PLATFORMS INC CL AMETA1,295$388,7720.05%
164ISHARES 1-3 YEAR TREASURY BOND ETF4642874574,775$386,6320.05%
165CARRIER GLOBAL CORPORATION COMCARR6,925$382,2600.05%
166APTIV PLC SHSAPTV3,825$377,1070.05%
167BLACKROCK INC COMBLK583$376,9040.05%
168IDACORP INC COMIDA4,000$374,6000.05%
169SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF78468R7398,000$369,8400.05%
170REPLIGEN CORP COMRGEN2,300$365,7230.05%
171REVVITY INC COMRVTY3,300$365,3100.05%
172COSTAR GROUP INC COMCSGP4,750$365,2280.05%
173CONOCOPHILLIPS COMCOP3,040$364,1530.05%
174WASTE MGMT INC DEL COM94106L1092,370$361,2880.05%
175INDUSTRIAL SELECT SECTOR SPDR FUND81369Y7043,543$359,1690.05%
176YUM CHINA HLDGS INC COMYUMC6,400$356,6080.05%
177GRANITE CONSTR INC COMGVA9,350$355,4870.05%
178CATERPILLAR INC COMCAT1,300$354,9000.05%
179THOMSON REUTERS CORP. COMTMSOF2,891$353,6270.05%
180AVIENT CORPORATION COMAVNT9,846$347,7560.05%
181STARBUCKS CORP COMSBUX3,804$347,2200.05%
182MASTERBRAND INC COMMON STOCKMBC28,500$346,2750.05%
183EXACT SCIENCES CORP COM30063P1055,000$341,1000.05%
184RITHM CAPITAL CORP COM NEWRITM-PF36,500$339,0850.04%
185CISCO SYS INC COMCSCO6,202$333,3980.04%
186OKTA INC CL AOKTA4,000$326,0400.04%
187LINCOLN ELEC HLDGS INC COM5339001061,790$325,4040.04%
188NEW FORTRESS ENERGY INC COM CL ANFE9,875$323,7030.04%
189ISHARES FLOATING RATE BOND ETF46429B6556,275$319,3350.04%
190NOVO-NORDISK A S ADRNONOF3,420$311,0150.04%
191ENPHASE ENERGY INC COMENPH2,575$309,3860.04%
192PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR71654V40820,000$299,8000.04%
193F N B CORP COM30252010127,388$295,5170.04%
194NEWMONT CORP COMNEMCL7,851$290,0930.04%
195UNITEDHEALTH GROUP INC COMUNH567$285,8760.04%
196FIRST HORIZON CORPORATION COMFHN-PH25,520$281,2300.04%
197UNITED PARCEL SERVICE INC CL BUPS1,778$277,1930.04%
198KODIAK SCIENCES INC COMKOD153,320$275,9760.04%
199KODIAK GAS SVCS INC COM50012A10815,300$273,5640.04%
200UNITED STATES NATURAL GAS FUND LPUNTCW39,700$271,1510.04%
201ALERIAN MLP ETF00162Q4526,422$270,9890.04%
202ONEOK INC NEW COMOKE4,268$270,7190.04%
203VALE S A SPONSORED ADSVALE20,000$268,0000.04%
204SYSCO CORP COMSYY3,992$263,6720.03%
205J.P. MORGAN NASDAQ EQUITY PREMIUM INCOME ETF46654Q2035,500$258,1150.03%
206ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF464287515745$254,2390.03%
207PIMCO ENHANCED SHORT MATURITY ACTIVE ETF72201R8332,430$243,3400.03%
208VANECK GOLD MINERS ETF92189F1068,995$242,0550.03%
209CADENCE DESIGN SYSTEM INC COMCDNS1,000$234,3000.03%
210GENERAL DYNAMICS CORP COMGD1,050$232,0190.03%
211STERIS PLC SHS USDSTE1,050$230,3910.03%
212HEALTH CARE SELECT SECTOR SPDR FUND81369Y2091,789$230,3160.03%
213STEEL DYNAMICS INC COMSTLD2,133$228,7000.03%
214PHILLIPS 66 COMPSX1,892$227,3240.03%
215BP PLC SPONSORED ADRBPPFF5,850$226,5120.03%
216ROSS STORES INC COMROST2,000$225,9000.03%
217VANGUARD COMMUNICATION SERVICES ETF92204A8842,128$223,7940.03%
218SCOTTS MIRACLE-GRO CO CL ASMG4,324$223,4640.03%
219TRACTOR SUPPLY CO COMTSCO1,100$223,3550.03%
220UNITED RENTALS INC COMURI500$222,2850.03%
221SHERWIN WILLIAMS CO COMSHW870$221,8940.03%
222KINDER MORGAN INC DEL COMEP-PC13,246$219,6190.03%
223MAIN STR CAP CORP COM56035L1045,350$217,3710.03%
224MORGAN STANLEY COM NEWMS-PQ2,637$215,3640.03%
225VANGUARD TOTAL STOCK MARKET ETF9229087691,001$212,6250.03%
226CAMDEN NATL CORP COM1330341087,500$211,6500.03%
227UNILEVER PLC SPON ADR NEWUNLYF4,110$203,0340.03%
228CINTAS CORP COMCTAS420$202,0240.03%
229BLACKSTONE SECD LENDING FD COMMON STOCKBX7,250$198,3600.03%
230ACTIVISION BLIZZARD INC COM00507V1092,100$196,6230.03%
231ENTERPRISE PRODS PARTNERS L P COM2937921077,150$195,6960.03%
232WALGREENS BOOTS ALLIANCE INC COM9314271088,485$188,7060.02%
2333M CO COMMMM1,993$186,5850.02%
234CHIPOTLE MEXICAN GRILL INC COMCMG100$183,1830.02%
235GE HEALTHCARE TECHNOLOGIES INC COMMON STOCKGEHC2,592$176,3600.02%
236TJX COS INC NEW COM8725401091,955$173,7600.02%
237ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND26924G2013,250$167,7000.02%
238CLOROX CO DEL COMCLX1,270$166,4460.02%
239UNIVERSAL ELECTRS INC COM91348310318,053$163,3800.02%
240NORTH EUROPEAN OIL RTY TR SH BEN INT65931010612,757$155,7630.02%
241GENERAC HLDGS INC COMGNRC1,375$149,8200.02%
242STRATASYS LTD SHSSSYS11,000$149,7100.02%
243CROWN CASTLE INC COMCCI1,600$147,2480.02%
244ORACLE CORP COMORCL-PD1,295$137,1660.02%
245DOW INC COMDOW2,647$136,4790.02%
246COLGATE PALMOLIVE CO COMCL1,853$131,7670.02%
247AFLAC INC COMAFL1,700$130,4750.02%
248FIRST SOLAR INC COMFSLR800$129,2720.02%
249PAYPAL HLDGS INC COMPYPL2,200$128,6120.02%
250INTERNATIONAL PAPER CO COM4601461033,550$125,9190.02%
251BANC OF CALIFORNIA INC COMBANC-PF10,000$123,8000.02%
252KKR & CO INC COMKKRT2,000$123,2000.02%
253NATURA &CO HLDG S A ADS63884N10820,000$115,4000.02%
254GSK PLC SPONSORED ADRGLAXF3,100$112,3750.01%
255BCB BANCORP INC COMBCBP10,000$111,4000.01%
256TEXAS INSTRS INC COM882508104690$109,7170.01%
257SOUTHERN CO COMSOMN1,651$106,8510.01%
258BANK NEW YORK MELLON CORP COM0640581002,500$106,6250.01%
259RPM INTL INC COM7496851031,100$104,2910.01%
260ROCKWELL AUTOMATION INC COMROK350$100,0550.01%
261COCA-COLA FEMSA SAB DE CV SPONSORD ADR REPCOCSF1,250$98,0500.01%
262MEDTRONIC PLC SHSMDT1,170$91,6810.01%
263CORTEVA INC COMCTVA1,782$91,1670.01%
264CITIGROUP INC COM NEWC-PR2,207$90,7740.01%
265INVESCO PREFERRED ETFIVZ8,090$88,5890.01%
266MARRIOTT INTL INC NEW CL A571903202450$88,4520.01%
267ISHARES MSCI USA MOMENTUM FACTOR ETF46432F396630$88,0110.01%
268DUPONT DE NEMOURS INC COMDD1,028$76,6790.01%
269GABELLI EQUITY TR INC COMGAB-PK13,857$71,0860.01%
270DELTA AIR LINES INC DEL COM NEWDAL1,880$69,5600.01%
271CROWDSTRIKE HLDGS INC CL ACRWD400$66,9520.01%
272CONAGRA BRANDS INC COMCAG2,350$64,4370.01%
273GENERAL MLS INC COM3703341041,000$63,9900.01%
274FIDELITY NATL INFORMATION SVCS COM31620M1061,100$60,7970.01%
275COMCAST CORP NEW CL ACCZ1,368$60,6570.01%
276DUKE ENERGY CORP NEW COM NEWDUKB649$57,2810.01%
277WILLIAMS COS INC COM9694571001,500$50,5350.01%
278BAXTER INTL INC COM0718131091,300$49,0620.01%
279GENERAL MTRS CO COM37045V1001,379$45,4700.01%
280FORD MTR CO DEL COM3453708603,550$44,0910.01%
281ALIBABA GROUP HLDG LTD SPONSORED ADSBBAAY485$42,0690.01%
282WARNER BROS DISCOVERY INC COM SER AWBD3,789$41,1530.01%
283FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMFNF950$39,2350.01%
284ANHEUSER BUSCH INBEV SA/NV SPONSORED ADRBUDFF683$37,7700.00%
285ROCKET LAB USA INC COMRKLB8,400$36,7920.00%
286MODERNA INC COMMRNA262$27,0620.00%
287CROCS INC COMCROX300$26,4690.00%
288TRAVELERS COMPANIES INC COMTRV150$24,4970.00%
289FREEPORT-MCMORAN INC CL BFCX550$20,5100.00%
290CONSOLIDATED EDISON INC COMED233$19,9500.00%
291KAYNE ANDERSON ENERGY INFRSTR COM4866061062,205$18,5440.00%
292LOEWS CORP COML254$16,0550.00%
293AMN HEALTHCARE SVCS INC COM001744101150$12,7770.00%
294REAVES UTIL INCOME FD COM SH BEN INT756158101485$11,9650.00%
295CF INDS HLDGS INC COM125269100100$8,5740.00%
296TPI COMPOSITES INC COMTPICQ2,079$5,5090.00%
297LAMB WESTON HLDGS INC COMLW58$5,3630.00%
298JACKSON FINANCIAL INC COM CL AJXN-PA138$5,2740.00%
299PARAMOUNT GLOBAL CLASS B COM92556H206150$1,9350.00%
300GILEAD SCIENCES INC COMGILD14$1,0490.00%
301TRANSOCEAN LTD REG SHSRIG120$9850.00%
302LI-CYCLE HOLDINGS CORP COMMON SHARES50202P105147$5220.00%
303SOUTHWESTERN ENERGY CO COM84546710972$4640.00%
304CLEVELAND-CLIFFS INC NEW COMCLF29$4530.00%