13F HOLDINGS REPORT
B. Riley Financial, Inc.
Quarter ended Q3 2023 · Filed August 8, 2023 · Accession 0001213900-23-064580
Total Value
$385.9M
Positions
33
Other Managers
1
Confidential Omitted
No
Holdings (33)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 19,844,174 | $117.1M | 30.34% |
| 2 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 4,979,629 | $86.3M | 22.36% |
| 3 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 7,444,465 | $43.9M | 11.38% |
| 4 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 3,801,523 | $36.4M | 9.43% |
| 5 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 1,160,134 | $20.1M | 5.21% |
| 6 | THE ARENA GROUP HOLDINGS INC | 040044109 | 4,203,912 | $19.3M | 4.99% |
| 7 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 12,080,499 | $11.2M | 2.91% |
| 8 | TRANSACT TECHNOLOGIES INC | TACT | 1,112,633 | $10.0M | 2.58% |
| 9 | THE ARENA GROUP HOLDINGS INC | 040044109 | 1,363,246 | $6.2M | 1.62% |
| 10 | FAZE HOLDINGS INC | 31423J102 | 11,028,151 | $5.4M | 1.40% |
| 11 | PERPETUA RESOURCES CORP | PPTA | 1,228,908 | $4.5M | 1.17% |
| 12 | MARCHEX INC | MCHX | 2,045,512 | $4.3M | 1.12% |
| 13 | IPERIONX LTD | IPX | 439,500 | $3.2M | 0.83% |
| 14 | INDIE SEMICONDUCTOR INC | INDI | 290,986 | $2.7M | 0.71% |
| 15 | QUANTUM CORP | 747906501 | 2,436,303 | $2.6M | 0.68% |
| 16 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 222,997 | $2.1M | 0.55% |
| 17 | LIFEMD INC | LFMDP | 463,823 | $2.0M | 0.52% |
| 18 | LILIUM N V | LILMF | 1,094,804 | $1.9M | 0.50% |
| 19 | CADIZ INC | CDZIP | 364,926 | $1.5M | 0.38% |
| 20 | LANDSEA HOMES CORP | 51509P103 | 144,842 | $1.4M | 0.35% |
| 21 | JOURNEY MED CORP | DERM | 753,493 | $1.2M | 0.31% |
| 22 | FERROGLOBE PLC | GSM | 200,000 | $954,000 | 0.25% |
| 23 | THE LION ELECTRIC COMPANY | 536221120 | 1,399,006 | $602,272 | 0.16% |
| 24 | EOS ENERGY ENTERPRISES INC | EOSE | 325,000 | $455,000 | 0.12% |
| 25 | SPLUNK INC | 848637AF1 | 202,000 | $174,225 | 0.05% |
| 26 | AMYRIS INC | 03236MAJ0 | 500,000 | $92,500 | 0.02% |
| 27 | THE ARENA GROUP HOLDINGS INC | 040044109 | 14,162 | $64,862 | 0.02% |
| 28 | NEXTNAV INC | NXNVW | 55,974 | $39,182 | 0.01% |
| 29 | INSEEGO CORP | INSG | 47,000 | $23,411 | 0.01% |
| 30 | CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | 19,423 | $23,016 | 0.01% |
| 31 | IMEDIA BRANDS INC | 452465206 | 91,911 | $12,132 | 0.00% |
| 32 | FAZE HOLDINGS INC | 31423J110 | 156,001 | $3,120 | 0.00% |
| 33 | GREENLIGHT BIOSCIENCS HLDS P | 39536G113 | 156,227 | $2,078 | 0.00% |