Live Markets
Wednesday, July 29, 2026·George Town, KY·29°·Partly Cloudy
Markets Open · NYSE·Newsletter·Masthead·
VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

B. Riley Financial, Inc.

Quarter ended Q2 2023 · Filed May 9, 2023 · Accession 0001213900-23-037698

Total Value
$382.2M
Positions
56
Other Managers
1
Confidential Omitted
No
View on SEC.gov

Holdings (56)

#IssuerTicker / CUSIPSharesValue% of Filing
1BABCOCK & WILCOX ENTERPRISESBW-PA15,256,240$92.5M24.19%
2ALTA EQUIPMENT GROUP INCALTG-PA4,979,629$78.9M20.65%
3BABCOCK & WILCOX ENTERPRISESBW-PA12,032,399$72.9M19.08%
4DOUBLEDOWN INTERACTIVE CO LTDDI3,801,523$30.3M7.94%
5ALTA EQUIPMENT GROUP INCALTG-PA1,021,134$16.2M4.23%
6THE ARENA GROUP HOLDINGS INC0400441093,433,532$14.6M3.82%
7SYNCHRONOSS TECHNOLOGIES INC87157B10312,080,499$11.4M2.97%
8PERPETUA RESOURCES CORPPPTA1,795,000$8.0M2.09%
9TRANSACT TECHNOLOGIES INCTACT1,112,633$6.9M1.80%
10B RILEY PRIN 250 MERGER CORP05602L203600,000$6.1M1.60%
11LILIUM N VLILMF9,223,836$6.0M1.57%
12FAZE HOLDINGS INC31423J10211,028,151$5.1M1.33%
13THE ARENA GROUP HOLDINGS INC0400441091,159,261$4.9M1.29%
14MARCHEX INCMCHX2,253,966$4.1M1.07%
15QUANTUM CORP7479065013,030,746$3.5M0.91%
16DIVERSIFIED HEALTHCARE TRDHCNL2,516,320$3.4M0.89%
17INNOVATE CORPVATE1,085,901$3.2M0.84%
18LIFEMD INCLFMDP922,045$1.6M0.41%
19ALTENERGY ACQUISITION CORPAEAEW149,900$1.6M0.41%
20FOREST ROAD ACQUISITION COR34619V103137,454$1.4M0.36%
21JOURNEY MED CORPDERM774,796$1.2M0.32%
22NEXTNAV INCNXNVW568,916$1.2M0.30%
23NEXTNAV INCNXNVW518,726$1.1M0.28%
24AST SPACEMOBILE INCASTS202,654$1.0M0.27%
25LAMF GLOBAL VENTURES CORP IG5338L10894,267$985,0900.26%
26THE LION ELECTRIC COMPANY5362211201,399,006$826,6730.22%
27SEQUANS COMMUNICATIONS S ASQNS346,569$693,1380.18%
28FUBOTV INCFUBO500,000$605,0000.16%
29CHARAH SOLUTIONS INC15957P303262,881$549,4210.14%
30DOUBLEDOWN INTERACTIVE CO LTDDI60,755$484,8250.13%
31ANZU SPECIAL ACQUISITIN CORP03737A10125,363$254,8980.07%
32EOS ENERGY ENTERPRISES INCEOSE325,000$234,0000.06%
33SPLUNK INC848637AF1207,000$176,8820.05%
34TAILWIND INTERNATNAL ACQ CORG8662F10116,252$164,3080.04%
35ALSP ORCHID ACQUISITION CORPG0231L10711,100$114,5520.03%
36INNOVATE CORPVATE22,904$68,0250.02%
37IMEDIA BRANDS INC45246520691,911$46,8380.01%
38NEXTNAV INCNXNVW55,974$31,7990.01%
39NEOGENOMICS INCNEO33,000$24,0900.01%
40GREENLIGHT BIOSCIENCS HLDS P39536G113299,100$15,2840.00%
41YOTTA ACQUISITION CORPORATIOYOTA78,268$11,7400.00%
42INSEEGO CORPINSG18,000$10,4290.00%
43ARES CAPITAL CORPARCC10,000$10,0690.00%
44FAZE HOLDINGS INC31423J110156,001$7,8000.00%
45YOTTA ACQUISITION CORPORATIOYOTA100,000$7,5000.00%
46INFINT ACQUISITION CORPCURR100,000$7,0400.00%
47DEEP MEDICINE ACQUISITION CO24373311047,499$6,8920.00%
48VAHANNA TECH EDGE ACQSTN I CG9320Z117157,613$5,8320.00%
49ARROWROOT ACQUISITION CORP04282M11043,040$5,1690.00%
50MONTEREY CAP ACQUISITION COR61244M11749,900$3,2440.00%
51MSP RECOVERY INCMSPRZ110,446$2,1980.00%
52REVELATION BIOSCIENCES INCREVBW100,000$1,6200.00%
53ALSP ORCHID ACQUISITION CORPG0231L12336,900$1,4240.00%
54LOGISTICS INNOVTN TECHNLGS C54141L11812,432$1,3670.00%
55KISMET ACQUISITION TWO CORPG5280711529,909$6730.00%
56BLUERIVER ACQUISITION CORPG1261Q11510,000$3000.00%