13F HOLDINGS REPORT (Amended)
Alpine Global Management, LLC
Quarter ended Q4 2023 · Filed November 21, 2023 · Accession 0001581655-23-000008
Total Value
$329.4M
Positions
192
Other Managers
0
Confidential Omitted
No
Holdings (192)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CORNERSTONE STRATEGIC VALUE | CLM | 5,388,475 | $45.2M | 13.71% |
| 2 | IMMUNOVANT INC | IMVT | 1,439,544 | $27.3M | 8.29% |
| 3 | HORIZON THERAPEUTICS PUB L | G46188101 | 230,926 | $23.8M | 7.21% |
| 4 | APPLE INC | AAPL | 120,000 | $23.3M | 7.07% |
| 5 | ROBINHOOD MKTS INC | 770700102 | 2,159,869 | $21.6M | 6.54% |
| 6 | CORNERSTONE TOTAL RETURN FD | 21924U300 | 2,564,506 | $20.5M | 6.23% |
| 7 | ARCHER AVIATION INC | ACHR-WT | 3,137,169 | $12.9M | 3.92% |
| 8 | VANGUARD INDEX FDS | 922908629 | 32,701 | $7.2M | 2.19% |
| 9 | LIBERTY MEDIA CORP DEL | FWONB | 212,340 | $7.0M | 2.12% |
| 10 | ACTIVISION BLIZZARD INC | 00507V109 | 50,247 | $4.2M | 1.29% |
| 11 | SELECT SECTOR SPDR TR | 81369Y209 | 30,761 | $4.1M | 1.24% |
| 12 | VANECK ETF TRUST | 92189F676 | 26,329 | $4.0M | 1.22% |
| 13 | SEAGEN INC | SE | 20,000 | $3.8M | 1.17% |
| 14 | SILICON MOTION TECHNOLOGY CO | SIMO | 50,000 | $3.6M | 1.09% |
| 15 | ROSS STORES INC | ROST | 30,581 | $3.4M | 1.04% |
| 16 | UNION PAC CORP | UNP | 16,296 | $3.3M | 1.01% |
| 17 | COCA COLA CO | KO | 55,010 | $3.3M | 1.01% |
| 18 | VERTEX PHARMACEUTICALS INC | VRTX | 9,375 | $3.3M | 1.00% |
| 19 | SPDR SER TR | 78464A789 | 76,318 | $3.1M | 0.95% |
| 20 | MOODYS CORP | MCO | 8,943 | $3.1M | 0.94% |
| 21 | ROPER TECHNOLOGIES INC | ROP | 6,376 | $3.1M | 0.93% |
| 22 | IMMUNOME INC | IMNM | 365,971 | $2.9M | 0.88% |
| 23 | TRITON INTL LTD | G9078F107 | 33,971 | $2.8M | 0.86% |
| 24 | TOWER SEMICONDUCTOR LTD | TSEM | 75,000 | $2.8M | 0.85% |
| 25 | ILLINOIS TOOL WKS INC | 452308109 | 11,160 | $2.8M | 0.85% |
| 26 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 50,000 | $2.7M | 0.83% |
| 27 | VANECK ETF TRUST | 92189F700 | 33,401 | $2.7M | 0.83% |
| 28 | KENSINGTON CAPITAL ACQUISITI | G5251K103 | 250,000 | $2.6M | 0.80% |
| 29 | ZOETIS INC | ZTS | 14,997 | $2.6M | 0.78% |
| 30 | EMERSON ELEC CO | EMR | 27,745 | $2.5M | 0.76% |
| 31 | GENERAL ELECTRIC CO | 369604301 | 20,955 | $2.3M | 0.70% |
| 32 | STRYKER CORPORATION | SYK | 7,238 | $2.2M | 0.67% |
| 33 | ALBERTSONS COS INC | 013091103 | 100,000 | $2.2M | 0.66% |
| 34 | FRANCHISE GROUP INC | 35180X105 | 75,000 | $2.1M | 0.65% |
| 35 | SERITAGE GROWTH PPTYS | 81752R100 | 225,000 | $2.0M | 0.61% |
| 36 | ISHARES TR | 464287481 | 20,596 | $2.0M | 0.60% |
| 37 | SYNEOS HEALTH INC | 87166B102 | 45,400 | $1.9M | 0.58% |
| 38 | PROVIDENT FINL SVCS INC | 74386T105 | 107,820 | $1.8M | 0.53% |
| 39 | SPIRIT AIRLS INC | 848577102 | 100,000 | $1.7M | 0.52% |
| 40 | ENERGY FUELS INC | UUUU | 200,000 | $1.2M | 0.38% |
| 41 | RUNWAY GROWTH FINANCE CORP | RWAYL | 88,211 | $1.1M | 0.33% |
| 42 | SEA LTD | SE | 17,574 | $1.0M | 0.31% |
| 43 | ISHARES TR | 464287515 | 2,883 | $997,259 | 0.30% |
| 44 | CRESCENT CAP BDC INC | 225655109 | 65,228 | $987,552 | 0.30% |
| 45 | BLACKROCK ESG CAP ALLC TERM | BLK | 60,355 | $945,159 | 0.29% |
| 46 | BLACKROCK CAP ALLOCATION TER | BLK | 59,250 | $903,563 | 0.27% |
| 47 | COUPANG INC | CPNG | 50,058 | $871,009 | 0.26% |
| 48 | UR-ENERGY INC | URG | 803,782 | $843,971 | 0.26% |
| 49 | SABA CAPITAL INCOME AND OPRNT | 78518H202 | 109,068 | $839,824 | 0.25% |
| 50 | BIOMARIN PHARMACEUTICAL INC | BMRN | 9,300 | $806,124 | 0.24% |
| 51 | PARAMOUNT GLOBAL | 92556H206 | 47,078 | $749,011 | 0.23% |
| 52 | GREEN PLAINS PARTNERS LP | GPRE | 57,869 | $748,825 | 0.23% |
| 53 | OCCIDENTAL PETE CORP | 674599105 | 12,340 | $725,592 | 0.22% |
| 54 | ISHARES TR | 464287432 | 7,004 | $720,992 | 0.22% |
| 55 | HUBBELL INC | HUBB | 2,169 | $719,154 | 0.22% |
| 56 | FS CREDIT OPPORTUNITIES CORP | FSCO | 148,234 | $704,112 | 0.21% |
| 57 | DICE THERAPEUTICS INC | 23345J104 | 15,000 | $696,900 | 0.21% |
| 58 | LUCID GROUP INC | LCID | 100,000 | $689,000 | 0.21% |
| 59 | SELECT SECTOR SPDR TR | 81369Y100 | 8,291 | $687,075 | 0.21% |
| 60 | VMWARE INC | 928563402 | 4,751 | $682,671 | 0.21% |
| 61 | URANIUM ENERGY CORP | UEC | 200,000 | $680,000 | 0.21% |
| 62 | SELECT SECTOR SPDR TR | 81369Y308 | 9,145 | $678,285 | 0.21% |
| 63 | CION INVT CORP | 17259U204 | 64,270 | $667,123 | 0.20% |
| 64 | INVESCO QQQ TR | IVZ | 1,804 | $666,434 | 0.20% |
| 65 | KENVUE INC | KVUE | 25,000 | $660,500 | 0.20% |
| 66 | BLACKROCK CAP INVT CORP | BLK | 199,385 | $653,983 | 0.20% |
| 67 | NUVEEN FLOATING RATE INCOME | 6706EN100 | 83,780 | $653,484 | 0.20% |
| 68 | BLACKROCK MUNI INCOME TR II | BLK | 62,340 | $648,959 | 0.20% |
| 69 | SELECT SECTOR SPDR TR | 81369Y886 | 9,839 | $643,864 | 0.20% |
| 70 | PENNANTPARK INVT CORP | 708062104 | 108,640 | $639,890 | 0.19% |
| 71 | MIDCAP FINANCIAL INVSTMNT CO | 03761U502 | 49,968 | $627,598 | 0.19% |
| 72 | SPDR SER TR | 78468R622 | 6,667 | $613,564 | 0.19% |
| 73 | ISHARES TR | 464287465 | 8,439 | $611,828 | 0.19% |
| 74 | XERIS BIOPHARMA HOLDINGS INC | XERS | 225,000 | $589,500 | 0.18% |
| 75 | BLACKROCK MUNICIPAL INCOME | BLK | 51,226 | $586,025 | 0.18% |
| 76 | SELECT SECTOR SPDR TR | 81369Y803 | 3,197 | $555,830 | 0.17% |
| 77 | VANGUARD INTL EQUITY INDEX F | 922042874 | 8,779 | $541,664 | 0.16% |
| 78 | SCHWAB STRATEGIC TR | 808524797 | 7,410 | $538,114 | 0.16% |
| 79 | NUVEEN SR INCOME FD | NU | 113,132 | $518,145 | 0.16% |
| 80 | BLACKROCK INVT QUALITY MUN T | BLK | 44,031 | $512,081 | 0.16% |
| 81 | NUVEEN MULTI ASSET INCOME FU | 670750108 | 43,624 | $508,656 | 0.15% |
| 82 | ISHARES TR | 464287556 | 3,960 | $502,762 | 0.15% |
| 83 | LUMIRADX LTD | G5709L109 | 1,000,000 | $480,000 | 0.15% |
| 84 | BLACKROCK INNOVATION AND GRW | BLK | 60,650 | $476,103 | 0.14% |
| 85 | FEDERATED HERMES PREM MUNI I | FHI | 43,712 | $464,659 | 0.14% |
| 86 | SPDR S AND P MIDCAP 400 ETF TR | MDY | 966 | $462,627 | 0.14% |
| 87 | BLACKROCK HEALTH SCIENCES TE | BLK | 28,112 | $461,599 | 0.14% |
| 88 | BLACKROCK DEBT STRATEGIES FD | BLK | 46,096 | $451,280 | 0.14% |
| 89 | SPDR GOLD TR | GLD | 2,520 | $449,240 | 0.14% |
| 90 | SAVERS VALUE VLG INC | 80517M109 | 18,800 | $445,560 | 0.14% |
| 91 | VANECK ETF TRUST | 92189F106 | 14,487 | $436,204 | 0.13% |
| 92 | SELECT SECTOR SPDR TR | 81369Y860 | 11,477 | $432,568 | 0.13% |
| 93 | BLACKROCK MUNIHOLDINGS QUALI | BLK | 43,736 | $424,677 | 0.13% |
| 94 | ISHARES TR | 464287739 | 4,905 | $424,479 | 0.13% |
| 95 | FORGEROCK INC | 34631B101 | 20,520 | $421,481 | 0.13% |
| 96 | SPDR SER TR | 78464A599 | 3,138 | $418,450 | 0.13% |
| 97 | SAIA INC | SAIA | 1,203 | $411,919 | 0.13% |
| 98 | CELSIUS HLDGS INC | CELH | 2,713 | $404,752 | 0.12% |
| 99 | SHOCKWAVE MED INC | 82489T104 | 1,386 | $395,578 | 0.12% |
| 100 | EMCOR GROUP INC | EME | 2,140 | $395,429 | 0.12% |
| 101 | ISHARES TR | 464287242 | 3,595 | $388,763 | 0.12% |
| 102 | BRIGHTSPIRE CAPITAL INC | BRSP | 57,381 | $386,174 | 0.12% |
| 103 | DEVON ENERGY CORP NEW | 25179M103 | 7,866 | $380,242 | 0.12% |
| 104 | SELECT SECTOR SPDR TR | 81369Y605 | 11,140 | $375,529 | 0.11% |
| 105 | NUVEEN QUALITY MUNCP INCOME | NU | 33,032 | $372,271 | 0.11% |
| 106 | FIRST TR EXCHANGE-TRADED FD | 33733E302 | 2,252 | $367,053 | 0.11% |
| 107 | INSPIRE MED SYS INC | 457730109 | 1,125 | $365,220 | 0.11% |
| 108 | NEUBERGER BERMAN HIGH YIELD | 64128C106 | 47,833 | $358,269 | 0.11% |
| 109 | INVESCO EXCHANGE TRADED FD T | IVZ | 2,376 | $355,545 | 0.11% |
| 110 | SELECT SECTOR SPDR TR | 81369Y506 | 4,349 | $353,008 | 0.11% |
| 111 | APELLIS PHARMACEUTICALS INC | APLS | 3,610 | $328,871 | 0.10% |
| 112 | STAG INDL INC | 85254J102 | 9,163 | $328,768 | 0.10% |
| 113 | IRIDIUM COMMUNICATIONS INC | IRDM | 5,209 | $323,583 | 0.10% |
| 114 | ISHARES TR | 464287440 | 3,312 | $319,939 | 0.10% |
| 115 | KINSALE CAP GROUP INC | 49714P108 | 852 | $318,818 | 0.10% |
| 116 | TEXAS ROADHOUSE INC | TXRH | 2,799 | $314,272 | 0.10% |
| 117 | SELECT SECTOR SPDR TR | 81369Y704 | 2,905 | $311,765 | 0.09% |
| 118 | ISHARES TR | 464287614 | 1,101 | $302,973 | 0.09% |
| 119 | RBC BEARINGS INC | RBC | 1,390 | $302,283 | 0.09% |
| 120 | BLACKROCK CALIF MUN INCOME T | BLK | 25,096 | $297,639 | 0.09% |
| 121 | IVERIC BIO INC | 46583P102 | 7,500 | $295,050 | 0.09% |
| 122 | ARCO PLATFORM LTD | G04553106 | 24,260 | $294,516 | 0.09% |
| 123 | ISHARES TR | 464287598 | 1,826 | $288,198 | 0.09% |
| 124 | AGREE RLTY CORP | 008492100 | 4,382 | $286,539 | 0.09% |
| 125 | AIR LEASE CORP | AIIR | 6,732 | $281,734 | 0.09% |
| 126 | CROCS INC | CROX | 2,451 | $275,590 | 0.08% |
| 127 | NUVEEN SHORT DURATION CR OPP | NU | 23,698 | $273,712 | 0.08% |
| 128 | ISHARES TR | 464287648 | 1,107 | $268,625 | 0.08% |
| 129 | CERENCE INC | CRNC | 9,000 | $263,070 | 0.08% |
| 130 | KARUNA THERAPEUTICS INC | 48576A100 | 1,205 | $261,304 | 0.08% |
| 131 | SELECT SECTOR SPDR TR | 81369Y852 | 3,954 | $257,326 | 0.08% |
| 132 | LONGEVERON INC | LGVN | 75,000 | $253,500 | 0.08% |
| 133 | NEUBERGER BERMAN NEXT GENERA | NBXG | 23,099 | $252,010 | 0.08% |
| 134 | TRANSPHORM INC | 89386L100 | 73,700 | $250,580 | 0.08% |
| 135 | MEDPACE HLDGS INC | MEDP | 1,039 | $249,537 | 0.08% |
| 136 | MURPHY USA INC | MUSA | 800 | $248,888 | 0.08% |
| 137 | FIRST TR SPECIALTY FIN AND FIN | 33733G109 | 75,035 | $244,614 | 0.07% |
| 138 | RLI CORP | RLI | 1,782 | $243,190 | 0.07% |
| 139 | WINGSTOP INC | WING | 1,208 | $241,793 | 0.07% |
| 140 | HOULIHAN LOKEY INC | HLI | 2,410 | $236,927 | 0.07% |
| 141 | ISHARES TR | 46429B697 | 3,161 | $234,957 | 0.07% |
| 142 | VANGUARD SPECIALIZED FUNDS | 921908844 | 1,434 | $232,925 | 0.07% |
| 143 | VERTICAL CAP INCOME FD | CCID | 23,357 | $232,285 | 0.07% |
| 144 | VANGUARD INDEX FDS | 922908652 | 1,415 | $210,594 | 0.06% |
| 145 | ISHARES TR | 464288281 | 2,360 | $204,234 | 0.06% |
| 146 | LL FLOORING HOLDINGS INC | 55003T107 | 52,614 | $201,512 | 0.06% |
| 147 | WESTERN ASSET MUN PARTNERS F | 95766P108 | 16,848 | $197,150 | 0.06% |
| 148 | COMPUTE HEALTH ACQUISITIN CO | 204833206 | 15,866 | $170,877 | 0.05% |
| 149 | IONQ INC | IONQ-WT | 12,500 | $169,125 | 0.05% |
| 150 | HALLADOR ENERGY COMPANY | HNRG | 18,639 | $159,736 | 0.05% |
| 151 | VIRTUS TOTAL RETURN FD INC | 92835W107 | 26,136 | $158,907 | 0.05% |
| 152 | TEMPLETON GLOBAL INCOME FD | 880198106 | 36,488 | $151,060 | 0.05% |
| 153 | PARATEK PHARMACEUTICALS INC | 699374302 | 66,402 | $146,748 | 0.04% |
| 154 | RIVERNORTH OPPORTUNITIES FD | 76881Y109 | 11,569 | $132,349 | 0.04% |
| 155 | UNITED STS NAT GAS FD LP | UNTCW | 17,526 | $130,043 | 0.04% |
| 156 | ASSERTIO HOLDINGS INC | ASRT | 23,655 | $128,210 | 0.04% |
| 157 | NKARTA INC | NKTX | 57,022 | $124,878 | 0.04% |
| 158 | VILLAGE FARMS INTL INC | 92707Y108 | 200,000 | $119,760 | 0.04% |
| 159 | SNAIL INC | SNAL | 75,000 | $119,250 | 0.04% |
| 160 | ZEROFOX HLDGS INC | 98955G103 | 106,617 | $106,617 | 0.03% |
| 161 | GUARDFORCE AI CO LTD | GFAIW | 20,000 | $100,800 | 0.03% |
| 162 | VS TRUST | UVIX | 22,178 | $98,914 | 0.03% |
| 163 | CARA THERAPEUTICS INC | 140755109 | 34,014 | $96,260 | 0.03% |
| 164 | TERNS PHARMACEUTICALS INC | TERN | 10,655 | $93,231 | 0.03% |
| 165 | ARLINGTON ASSET INVST CORP | 041356205 | 20,000 | $92,600 | 0.03% |
| 166 | CORMEDIX INC | CRMD | 20,000 | $79,300 | 0.02% |
| 167 | SUMMIT THERAPEUTICS INC | SMMT | 30,000 | $75,300 | 0.02% |
| 168 | ABSCI CORPORATION | ABSI | 48,438 | $73,626 | 0.02% |
| 169 | CONTEXTLOGIC INC | LOGC | 10,793 | $71,018 | 0.02% |
| 170 | SERES THERAPEUTICS INC | MCRB | 14,166 | $67,855 | 0.02% |
| 171 | LUMEN TECHNOLOGIES INC | LUMN | 27,798 | $62,823 | 0.02% |
| 172 | AMC ENTMT HLDGS INC | 00165C104 | 12,786 | $56,258 | 0.02% |
| 173 | 5E ADVANCED MATERIALS INC | FEAV | 16,257 | $53,323 | 0.02% |
| 174 | CURO GROUP HOLDINGS CORP | 23131L107 | 38,457 | $51,917 | 0.02% |
| 175 | TUSIMPLE HLDGS INC | TSPH | 27,351 | $45,403 | 0.01% |
| 176 | SPIRE GLOBAL INC | SPIR | 49,505 | $25,495 | 0.01% |
| 177 | MARKETWISE INC | MKTW | 12,403 | $24,806 | 0.01% |
| 178 | LATCH INC | LTCHW | 14,164 | $19,688 | 0.01% |
| 179 | RIGEL PHARMACEUTICALS INC | RIGL | 12,868 | $16,600 | 0.01% |
| 180 | XPAC ACQUISITION CORP | G9831X122 | 99,580 | $8,564 | 0.00% |
| 181 | GRAB HOLDINGS LIMITED | GRABW | 17,800 | $7,878 | 0.00% |
| 182 | AURORA INNOVATION INC | AUROW | 12,500 | $5,750 | 0.00% |
| 183 | BERKSHIRE GREY INC | 084656115 | 15,000 | $5,022 | 0.00% |
| 184 | FARADAY FUTRE INTLGT ELCTR I | 307359109 | 10,038 | $2,008 | 0.00% |
| 185 | MINORITY EQUALITY OPPORTUNIT | 60436Q118 | 22,355 | $1,793 | 0.00% |
| 186 | FIRST LT ACQUISITION GROUP I | CLDWW | 15,400 | $1,748 | 0.00% |
| 187 | LEAFLY HOLDINGS INC | 52178J113 | 49,750 | $1,507 | 0.00% |
| 188 | THE ONCOLOGY INSTITUTE INC | 68236X118 | 25,024 | $1,126 | 0.00% |
| 189 | ECARX HOLDINGS INC | ECXWW | 14,302 | $1,061 | 0.00% |
| 190 | ARTELO BIOSCIENCES INC | ARTL | 14,099 | $699 | 0.00% |
| 191 | ENERGEM CORP | G30449121 | 10,300 | $618 | 0.00% |
| 192 | GENEDX HOLDINGS CORP | WGSWW | 20,000 | $142 | 0.00% |