13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q1 2024 · Filed May 16, 2024 · Accession 0001535264-24-000041
Total Value
$763.6M
Positions
126
Other Managers
0
Confidential Omitted
No
Holdings (126)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Impinj, Inc. | PI | 319,252 | $41.0M | 5.37% |
| 2 | ADMA Biologics, Inc. | ADMA | 5,714,882 | $37.7M | 4.94% |
| 3 | American Superconductor Corpor | AMSC | 2,661,319 | $36.0M | 4.71% |
| 4 | Aspen Aerogels, Inc. | ASPN | 1,977,839 | $34.8M | 4.56% |
| 5 | Destination XL Group, Inc. | DXLG | 9,399,297 | $33.8M | 4.43% |
| 6 | PowerFleet, Inc. | AIOT | 3,417,223 | $18.2M | 2.39% |
| 7 | Aerovironment, Inc. | AVAV | 107,826 | $16.5M | 2.16% |
| 8 | Infusystem Holdings, Inc. | INFU | 1,900,000 | $16.3M | 2.13% |
| 9 | Arbe Robotics, Ltd.(Israel) | ARBEW | 7,713,175 | $16.1M | 2.11% |
| 10 | Everspin Technology, Inc. | MRAM | 2,006,241 | $15.9M | 2.08% |
| 11 | Aehr Test Systems | AEHR | 1,228,525 | $15.2M | 2.00% |
| 12 | OrthoPediatrics Corporation | KIDS | 487,619 | $14.2M | 1.86% |
| 13 | Natural Gas Services Group, In | 63886Q109 | 724,514 | $14.1M | 1.84% |
| 14 | Repligen Corporation | RGEN | 75,000 | $13.8M | 1.81% |
| 15 | LeMaitre Vascular, Inc. | LMAT | 207,000 | $13.7M | 1.80% |
| 16 | Genasys, Inc. | GNSS | 5,749,544 | $13.6M | 1.78% |
| 17 | Viemed Healthcare, Inc. (Canad | VMD | 1,430,345 | $13.5M | 1.77% |
| 18 | Leonardo DRS, Inc. | DRS | 575,141 | $12.7M | 1.66% |
| 19 | Gambling.com Group Ltd. | GAMB | 1,350,943 | $12.3M | 1.62% |
| 20 | Ooma, Inc. | OOMA | 1,409,948 | $12.0M | 1.58% |
| 21 | The Lovesac Company | LOVE | 516,696 | $11.7M | 1.53% |
| 22 | CEVA, Inc. | CEVA | 507,104 | $11.5M | 1.51% |
| 23 | Kopin Corporation pre-funded @ | IPWR | 6,000,000 | $10.7M | 1.41% |
| 24 | OptimizeRx Corporation | OPRX | 853,042 | $10.4M | 1.36% |
| 25 | Talkspace, Inc. | TALKW | 2,860,680 | $10.2M | 1.34% |
| 26 | argenx SE - ADR (Netherlands) | ARGX | 25,000 | $9.8M | 1.29% |
| 27 | Kopin Corporation | KOPN | 5,425,881 | $9.8M | 1.28% |
| 28 | nLight, Inc. | LASR | 741,405 | $9.6M | 1.26% |
| 29 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $9.5M | 1.24% |
| 30 | Turtle Beach Corporation | TBCH | 547,402 | $9.4M | 1.24% |
| 31 | RADCOM, Ltd. (Israel) | RDCM | 840,795 | $9.4M | 1.23% |
| 32 | Universal Technical Institute, | UTI | 580,000 | $9.2M | 1.21% |
| 33 | Vicor Corporation | VICR | 224,457 | $8.6M | 1.12% |
| 34 | Societal CDMO, Inc. | 75629F109 | 7,886,500 | $8.5M | 1.12% |
| 35 | AVITA Medical, Inc. | AVHHL | 496,952 | $8.0M | 1.04% |
| 36 | Mind Medicine (MindMed) Inc. | 60255C885 | 833,000 | $7.8M | 1.03% |
| 37 | Citi Trends, Inc. | CTRN | 265,768 | $7.2M | 0.94% |
| 38 | Orthofix Medical, Inc. | OFIX | 474,456 | $6.9M | 0.90% |
| 39 | Beam Global | BEEM | 983,535 | $6.7M | 0.88% |
| 40 | Ultra Clean Holdings, Inc. | UCTT | 142,248 | $6.5M | 0.86% |
| 41 | Blade Air Mobility, Inc. | SRTAW | 2,136,378 | $6.1M | 0.80% |
| 42 | Reservoir Media, Inc. | RSVRW | 716,662 | $5.7M | 0.74% |
| 43 | Gaia, Inc. | GAIA | 1,738,257 | $5.4M | 0.70% |
| 44 | Sera Prognostics, Inc. | SERA | 584,664 | $5.3M | 0.70% |
| 45 | The Real Brokerage, Inc.(Canad | 75585H206 | 1,703,228 | $5.3M | 0.70% |
| 46 | Century Casinos, Inc. | CNTY | 1,644,037 | $5.2M | 0.68% |
| 47 | 908 Devices, Inc. | MASS | 668,526 | $5.0M | 0.66% |
| 48 | Aviat Networks, Inc. | AVNW | 130,808 | $5.0M | 0.66% |
| 49 | Nuvation Bio, Inc. | NUVB | 1,350,000 | $4.9M | 0.64% |
| 50 | Profire Energy, Inc. | 74316X101 | 2,619,956 | $4.8M | 0.63% |
| 51 | Avid Bioservices, Inc. | 05368M106 | 693,679 | $4.6M | 0.61% |
| 52 | Alto Neuroscience, Inc. | ANRO | 299,147 | $4.6M | 0.60% |
| 53 | Longboard Pharmaceuticals, Inc | 54300N103 | 211,518 | $4.6M | 0.60% |
| 54 | Synchronoss Technologies, Inc. | 87157B103 | 531,110 | $4.4M | 0.58% |
| 55 | Gilat Satellite Networks, Ltd. | GILT | 773,581 | $4.2M | 0.55% |
| 56 | Red Cat Holdings, Inc. | RCAT | 5,000,000 | $3.8M | 0.50% |
| 57 | BlackSky Technology, Inc. | BKSY-WT | 2,785,671 | $3.8M | 0.50% |
| 58 | Vital Farms, Inc. | VITL | 157,301 | $3.7M | 0.48% |
| 59 | Lantronix, Inc. | LTRX | 989,307 | $3.5M | 0.46% |
| 60 | ElectroCore, Inc. | ECOR | 550,364 | $3.4M | 0.44% |
| 61 | Tela Bio, Inc. | TELA | 589,963 | $3.3M | 0.44% |
| 62 | Rekor Systems, Inc. | REKR | 1,451,073 | $3.3M | 0.44% |
| 63 | ElectroCore, Inc. Pre-funded @ | IPWR | 500,000 | $3.1M | 0.40% |
| 64 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $2.9M | 0.38% |
| 65 | GrowGeneration Corp. | GRWG | 1,001,692 | $2.9M | 0.38% |
| 66 | Fathom Holdings, Inc. | FTHM | 1,417,341 | $2.8M | 0.37% |
| 67 | Crinetics Pharmaceuticals, Inc | CRNX | 55,000 | $2.6M | 0.34% |
| 68 | LightPath Technologies, Inc. - | LPTH | 1,825,000 | $2.5M | 0.33% |
| 69 | Westport Fuel Systems, Inc. (C | WPRT | 369,090 | $2.5M | 0.33% |
| 70 | American Public Education, Inc | 02913V103 | 169,370 | $2.4M | 0.31% |
| 71 | Ideal Power @.001 (pre-funded) | IPWR | 266,666 | $2.4M | 0.31% |
| 72 | Immunovant, Inc. | IMVT | 70,000 | $2.3M | 0.30% |
| 73 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $2.3M | 0.30% |
| 74 | LivePerson, Inc. | LPSN | 2,245,544 | $2.2M | 0.29% |
| 75 | OncoCyte Corporation | 68235C107 | 754,286 | $2.2M | 0.29% |
| 76 | Usio,Inc. | USIO | 1,269,866 | $2.2M | 0.28% |
| 77 | The RealReal, Inc. | 88339P101 | 476,099 | $1.9M | 0.24% |
| 78 | Lilium N.V. (Germany) | LILMF | 1,938,845 | $1.9M | 0.24% |
| 79 | Nano Dimension, Ltd. ADR (Isra | NNDM | 663,126 | $1.8M | 0.24% |
| 80 | Silynxcom, Ltd. (Israel) | SYNX | 536,269 | $1.8M | 0.24% |
| 81 | Bitcoin Depot, Inc. | BTMWW | 937,002 | $1.8M | 0.23% |
| 82 | NeuroOne Medical Technologies | NMTC | 1,450,000 | $1.7M | 0.23% |
| 83 | Alpine Immune Sciences, Inc. | 02083G100 | 40,000 | $1.6M | 0.21% |
| 84 | OPKO Health, Inc. | OPK | 1,300,000 | $1.6M | 0.20% |
| 85 | DHI Group, Inc. | DHX | 581,000 | $1.5M | 0.19% |
| 86 | urban-gro, Inc. (F4) | UGRO | 1,075,037 | $1.5M | 0.19% |
| 87 | Ideal Power, Inc. | 451622203 | 162,351 | $1.4M | 0.19% |
| 88 | Modular Medical, Inc. | MODD | 750,000 | $1.4M | 0.18% |
| 89 | EMCORE Corporation | 290846401 | 4,000,000 | $1.4M | 0.18% |
| 90 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $1.3M | 0.17% |
| 91 | Outbrain, Inc. | TEAD | 301,155 | $1.2M | 0.16% |
| 92 | Cognition Therapeutics, Inc. | CGTX | 650,000 | $1.2M | 0.15% |
| 93 | NeoGames S.A. (Luxembourg) | L6673X107 | 40,382 | $1.2M | 0.15% |
| 94 | ElectroCore Inc. @4.35 2/1/24- | IPWR | 396,600 | $1.1M | 0.14% |
| 95 | ARS Pharmaceuticals,Inc. | SPRY | 100,000 | $1.0M | 0.13% |
| 96 | Aqua Metals, Inc. | AQMS | 1,800,000 | $968,400 | 0.13% |
| 97 | Progyny, Inc. | PGNY | 25,000 | $953,750 | 0.12% |
| 98 | Cybin, Inc. (Canada) | HELP | 2,250,000 | $930,375 | 0.12% |
| 99 | Akoustis Technologies, Inc. | 00973N102 | 1,537,008 | $908,525 | 0.12% |
| 100 | Clene Inc @1.50 6/16/30 (60day | IPWR | 5,000,000 | $900,000 | 0.12% |
| 101 | ClearPoint Neuro, Inc. | CLPT | 131,431 | $893,731 | 0.12% |
| 102 | Rocket Lab USA, Inc. | RKLB | 202,000 | $830,220 | 0.11% |
| 103 | Twin Vee PowerCats Co. | VEEE | 939,176 | $807,785 | 0.11% |
| 104 | LiqTech International, Inc. (D | LIQT | 250,000 | $772,500 | 0.10% |
| 105 | Treace Medical Concepts, Inc. | 89455T109 | 55,000 | $717,750 | 0.09% |
| 106 | QuickLogic Corporation | QUIK | 43,625 | $699,309 | 0.09% |
| 107 | Sidus Space,Inc. | SIDU | 200,000 | $678,000 | 0.09% |
| 108 | The Real Good Food Company, In | 75601G109 | 1,878,106 | $677,996 | 0.09% |
| 109 | XCel Brands, Inc. | XELB | 769,230 | $599,999 | 0.08% |
| 110 | Spero Therapeutics, Inc. | SPRO | 333,400 | $573,448 | 0.08% |
| 111 | Movano, Inc. | 62459M107 | 1,343,663 | $552,380 | 0.07% |
| 112 | Clene Inc. @1.10 6/16/26 (60da | IPWR | 5,000,000 | $550,000 | 0.07% |
| 113 | Markforged Holding Corp. | 236759156 | 613,310 | $512,727 | 0.07% |
| 114 | MaxCyte, Inc. | MXCT | 121,724 | $510,024 | 0.07% |
| 115 | Shapeways Holdings, Inc. | 81947T102 | 255,234 | $505,363 | 0.07% |
| 116 | Savara, Inc. | SVRA | 100,000 | $498,000 | 0.07% |
| 117 | Xtant Medical Holdings, Inc. | 98420P308 | 378,206 | $442,501 | 0.06% |
| 118 | Bitfarms, Ltd. (Canada) (U.S. | BITF | 192,989 | $430,365 | 0.06% |
| 119 | Lulu's Fashion Lounge Holdings | 55003A108 | 200,000 | $280,000 | 0.04% |
| 120 | PureTech Health PLC-ADR | PTCHF | 6,900 | $196,650 | 0.03% |
| 121 | Spruce Biosciences, Inc. | SPRB | 200,000 | $157,180 | 0.02% |
| 122 | NeuroOne Medical @1.75 1/14/26 | IPWR | 3,000,000 | $120,000 | 0.02% |
| 123 | Mobilicom Ltd. @5.00 8/31/27 A | MOBBW | 363,100 | $119,097 | 0.02% |
| 124 | Forza X1,Inc. | 34988N104 | 209,775 | $100,063 | 0.01% |
| 125 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $79,913 | 0.01% |
| 126 | OncoCyte Corp @1.53 4/19/27 4. | IPWR | 3,752,345 | $37,523 | 0.00% |