13F HOLDINGS REPORT

CALTON & ASSOCIATES, INC.

Quarter ended Q1 2023 · Filed January 18, 2023 · Accession 0001172661-23-000200

Total Value

$258.4M

Positions

283

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (283)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	80,544	$10.5M	4.05%
2	SELECT SECTOR SPDR TR	81369Y209	56,556	$7.7M	2.97%
3	SPDR S&P 500 ETF TR	SPY	18,029	$6.9M	2.67%
4	VANGUARD WORLD FDS	92204A405	79,124	$6.5M	2.53%
5	SSGA ACTIVE ETF TR	78467V608	127,243	$5.2M	2.01%
6	EA SERIES TRUST	02072L870	167,123	$5.1M	1.99%
7	SPDR SER TR	78468R663	47,642	$4.4M	1.69%
8	VANGUARD WORLD FDS	92204A207	22,745	$4.4M	1.69%
9	VANGUARD WORLD FDS	92204A504	17,562	$4.4M	1.69%
10	INVESCO QQQ TR	IVZ	16,216	$4.3M	1.67%
11	VANGUARD INDEX FDS	922908736	19,349	$4.1M	1.60%
12	VICTORY PORTFOLIOS II	92647N824	65,253	$4.1M	1.57%
13	SPDR SER TR	78468R200	130,201	$4.0M	1.53%
14	INVESCO EXCHANGE TRADED FD T	IVZ	33,992	$4.0M	1.53%
15	PACER FDS TR	69374H709	121,215	$3.8M	1.49%
16	MICROSOFT CORP	MSFT	15,183	$3.6M	1.41%
17	SPDR SER TR	78468R788	90,206	$3.6M	1.38%
18	BERKSHIRE HATHAWAY INC DEL	BRK-A	10,982	$3.4M	1.31%
19	PACER FDS TR	69374H881	70,445	$3.3M	1.26%
20	VANGUARD WORLD FDS	92204A876	21,044	$3.2M	1.25%
21	VANGUARD WORLD FD	921910873	24,331	$3.2M	1.25%
22	VANGUARD TAX-MANAGED FDS	921943858	71,094	$3.0M	1.15%
23	SPDR SER TR	78464A300	35,387	$2.6M	1.02%
24	EXXON MOBIL CORP	XOM	21,171	$2.3M	0.90%
25	SELECT SECTOR SPDR TR	81369Y803	18,753	$2.3M	0.90%
26	ISHARES TR	46429B747	23,935	$2.3M	0.90%
27	VANGUARD WORLD FD	921910840	21,851	$2.2M	0.87%
28	ISHARES TR	464287812	10,995	$2.2M	0.86%
29	ISHARES TR	464287176	20,649	$2.2M	0.85%
30	FIRST TR VALUE LINE DIVID IN	33734H106	51,352	$2.0M	0.79%
31	CAPITAL GROUP GROWTH ETF	14020G101	102,196	$2.0M	0.79%
32	INVESCO EXCHANGE TRADED FD T	IVZ	98,326	$2.0M	0.79%
33	VANGUARD INDEX FDS	922908363	5,765	$2.0M	0.78%
34	PHILLIPS EDISON & CO INC	PECO	58,951	$1.9M	0.73%
35	WISDOMTREE TR	WT	37,182	$1.9M	0.72%
36	VANGUARD BD INDEX FDS	921937835	25,362	$1.8M	0.71%
37	CHEVRON CORP NEW	CVX	9,877	$1.8M	0.69%
38	VANECK ETF TRUST	92189F106	61,228	$1.8M	0.68%
39	VANGUARD BD INDEX FDS	921937827	23,251	$1.8M	0.68%
40	SSGA ACTIVE ETF TR	78467V848	42,762	$1.7M	0.66%
41	VANGUARD ADMIRAL FDS INC	921932703	11,732	$1.6M	0.64%
42	WISDOMTREE TR	WT	26,509	$1.6M	0.64%
43	ISHARES TR	46434V860	31,680	$1.6M	0.62%
44	SCHWAB STRATEGIC TR	808524201	35,066	$1.6M	0.61%
45	SPDR SER TR	78464A698	26,919	$1.6M	0.61%
46	VICTORY PORTFOLIOS II	92647N782	24,530	$1.6M	0.61%
47	SPDR GOLD TR	GLD	9,045	$1.5M	0.59%
48	SPDR SER TR	78464A805	31,467	$1.5M	0.58%
49	FIRST TR EXCHANGE TRADED FD	336920103	16,296	$1.3M	0.50%
50	ISHARES TR	46429B697	17,624	$1.3M	0.49%
51	VANGUARD WORLD FDS	92204A306	10,438	$1.3M	0.49%
52	JPMORGAN CHASE & CO	VYLD	9,351	$1.3M	0.49%
53	ISHARES TR	46429B598	29,333	$1.2M	0.47%
54	VANGUARD SCOTTSDALE FDS	92206C409	16,138	$1.2M	0.47%
55	VERIZON COMMUNICATIONS INC	VZ	30,204	$1.2M	0.46%
56	SPDR SER TR	78464A755	22,162	$1.1M	0.43%
57	INVESCO EXCHANGE TRADED FD T	IVZ	7,620	$1.1M	0.42%
58	VANGUARD BD INDEX FDS	921937819	13,847	$1.0M	0.40%
59	SCHWAB STRATEGIC TR	808524862	21,279	$1.0M	0.40%
60	VANGUARD WORLD FDS	92204A603	5,585	$1.0M	0.39%
61	SPDR INDEX SHS FDS	78463X202	26,323	$1.0M	0.39%
62	INVESCO EXCHANGE TRADED FD T	IVZ	14,209	$1.0M	0.39%
63	ALPS ETF TR	00162Q668	48,376	$1.0M	0.39%
64	AMAZON COM INC	AMZN	11,927	$1.0M	0.39%
65	ISHARES TR	464287556	7,444	$977,347	0.38%
66	ISHARES TR	464288687	31,966	$975,919	0.38%
67	VANGUARD SCOTTSDALE FDS	92206C102	16,864	$975,076	0.38%
68	ISHARES TR	464288760	8,630	$965,379	0.37%
69	ISHARES TR	464287234	25,193	$954,799	0.37%
70	JOHNSON & JOHNSON	JNJ	5,396	$953,170	0.37%
71	ISHARES TR	464287200	2,265	$870,181	0.34%
72	ISHARES TR	464287507	3,533	$854,706	0.33%
73	NEXTERA ENERGY INC	NEE-PW	9,905	$828,096	0.32%
74	ISHARES TR	464288737	13,864	$826,840	0.32%
75	AT&T INC	T-PC	44,498	$819,210	0.32%
76	VANGUARD INDEX FDS	922908769	4,164	$796,023	0.31%
77	ABBVIE INC	ABBV	4,872	$787,402	0.30%
78	VANGUARD INDEX FDS	922908553	9,393	$774,737	0.30%
79	ALPHABET INC	GOOG	8,686	$770,667	0.30%
80	HOME DEPOT INC	HD	2,387	$753,876	0.29%
81	DISNEY WALT CO	254687106	8,559	$743,623	0.29%
82	VANGUARD MALVERN FDS	922020805	15,789	$737,485	0.29%
83	HUNT J B TRANS SVCS INC	445658107	4,181	$729,080	0.28%
84	LILLY ELI & CO	LLY	1,972	$721,472	0.28%
85	ISHARES TR	464287614	3,330	$713,519	0.28%
86	SPDR SER TR	78464A284	14,564	$713,196	0.28%
87	CAPITAL GROUP GBL GROWTH EQT	14020X104	33,793	$709,982	0.27%
88	TARGET CORP	TGT	4,757	$708,943	0.27%
89	ISHARES TR	464287168	5,851	$705,671	0.27%
90	SELECT SECTOR SPDR TR	81369Y605	20,621	$705,238	0.27%
91	SPDR SER TR	78464A490	17,085	$703,887	0.27%
92	ISHARES TR	464287226	7,229	$701,183	0.27%
93	MERCK & CO INC	MRK	6,299	$698,900	0.27%
94	ISHARES TR	464287309	11,899	$696,065	0.27%
95	SPDR SER TR	78464A359	10,650	$685,219	0.27%
96	ISHARES INC	464286509	20,720	$678,168	0.26%
97	FIDELITY COVINGTON TRUST	316092840	18,131	$676,279	0.26%
98	INVENTRUST PPTYS CORP	46124J201	28,462	$673,684	0.26%
99	LOCKHEED MARTIN CORP	LMT	1,383	$672,715	0.26%
100	SCHWAB STRATEGIC TR	808524797	8,819	$666,163	0.26%
101	WALMART INC	WMT	4,675	$662,937	0.26%
102	HONEYWELL INTL INC	438516106	3,072	$658,423	0.25%
103	ISHARES INC	464286525	6,771	$643,364	0.25%
104	INVESCO EXCHANGE TRADED FD T	IVZ	7,474	$639,437	0.25%
105	PNC FINL SVCS GROUP INC	693475105	4,024	$635,551	0.25%
106	UNITEDHEALTH GROUP INC	UNH	1,193	$632,698	0.24%
107	ISHARES TR	46429B655	12,194	$613,703	0.24%
108	ISHARES TR	464287598	4,019	$609,435	0.24%
109	PFIZER INC	PFE	11,733	$601,208	0.23%
110	SPDR DOW JONES INDL AVERAGE	78467X109	1,760	$583,049	0.23%
111	CISCO SYS INC	CSCO	11,877	$565,837	0.22%
112	ISHARES TR	464287887	5,234	$565,633	0.22%
113	SELECT SECTOR SPDR TR	81369Y886	7,914	$557,962	0.22%
114	GOLDMAN SACHS GROUP INC	GSCE	1,610	$552,889	0.21%
115	SPDR SER TR	78464A763	4,372	$547,033	0.21%
116	NVIDIA CORPORATION	NVDA	3,685	$538,574	0.21%
117	AGILENT TECHNOLOGIES INC	A	3,592	$537,543	0.21%
118	PROCTER AND GAMBLE CO	742718109	3,536	$535,862	0.21%
119	INVESCO ACTIVELY MANAGED ETF	IVZ	10,818	$535,051	0.21%
120	VANGUARD INDEX FDS	922908744	3,765	$528,509	0.20%
121	GRAINGER W W INC	384802104	950	$528,438	0.20%
122	SPDR INDEX SHS FDS	78463X509	16,007	$527,607	0.20%
123	MCDONALDS CORP	MCD	1,982	$522,399	0.20%
124	ISHARES TR	464287408	3,530	$512,142	0.20%
125	ISHARES TR	46434V621	10,094	$504,712	0.20%
126	J P MORGAN EXCHANGE TRADED F	46641Q837	10,053	$503,957	0.20%
127	SPDR INDEX SHS FDS	78463X541	8,706	$496,438	0.19%
128	COMMUNITY TR BANCORP INC	204149108	10,769	$494,620	0.19%
129	SPDR SER TR	78464A870	5,910	$490,530	0.19%
130	FS KKR CAP CORP	FSK	27,608	$483,143	0.19%
131	BANK AMERICA CORP	060505104	14,355	$475,443	0.18%
132	ISHARES TR	464288414	4,477	$472,390	0.18%
133	BOEING CO	BA-PA	2,446	$465,872	0.18%
134	ISHARES SILVER TR	SLV	20,999	$462,405	0.18%
135	MASTERCARD INCORPORATED	MA	1,328	$461,617	0.18%
136	COCA COLA CO	KO	7,244	$460,781	0.18%
137	FRANKLIN BSP RLTY TR INC	35243J101	35,714	$460,713	0.18%
138	SPDR INDEX SHS FDS	78463X889	15,411	$457,564	0.18%
139	KOHLS CORP	KSS	18,007	$454,677	0.18%
140	ISHARES TR	46434V456	14,030	$454,432	0.18%
141	ENTERGY CORP NEW	ENO	3,980	$447,791	0.17%
142	ISHARES TR	464287150	5,261	$446,105	0.17%
143	ISHARES TR	464288679	4,036	$443,588	0.17%
144	ALPHABET INC	GOOG	4,972	$438,693	0.17%
145	THE NECESSITY RETAIL REIT IN	02607T109	73,759	$437,392	0.17%
146	DBX ETF TR	233051432	12,938	$436,140	0.17%
147	J P MORGAN EXCHANGE TRADED F	46641Q332	7,962	$433,859	0.17%
148	SPDR SER TR	78468R101	14,969	$432,454	0.17%
149	CSX CORP	CSX	13,930	$431,550	0.17%
150	ALLSTATE CORP	ALL-PJ	3,142	$426,100	0.16%
151	ISHARES TR	464287804	4,451	$421,257	0.16%
152	CVS HEALTH CORP	CVS	4,407	$410,686	0.16%
153	ISHARES TR	464287655	2,329	$406,109	0.16%
154	FIRST TR EXCHANGE-TRADED FD	33733E104	5,402	$404,898	0.16%
155	BROADCOM INC	AVGO	723	$404,397	0.16%
156	DUKE ENERGY CORP NEW	DUKB	3,888	$400,475	0.15%
157	SCHWAB STRATEGIC TR	808524300	7,164	$398,034	0.15%
158	CUMMINS INC	CMI	1,638	$396,871	0.15%
159	INVESCO EXCH TRADED FD TR II	IVZ	9,019	$395,308	0.15%
160	VANGUARD INTL EQUITY INDEX F	922042858	9,992	$389,484	0.15%
161	SPDR SER TR	78464A409	7,643	$387,273	0.15%
162	COSTCO WHSL CORP NEW	22160K105	844	$385,332	0.15%
163	INVESCO EXCH TRADED FD TR II	IVZ	18,754	$385,018	0.15%
164	DBX ETF TR	233051200	11,852	$381,974	0.15%
165	AFLAC INC	AFL	5,276	$379,571	0.15%
166	DANAHER CORPORATION	235851102	1,428	$379,130	0.15%
167	VISA INC	V	1,804	$374,869	0.15%
168	BLACKROCK CAP ALLOCATION TR	BLK	26,601	$368,954	0.14%
169	ISHARES INC	464286400	13,162	$368,143	0.14%
170	FORD MTR CO DEL	345370860	31,285	$363,840	0.14%
171	SELECT SECTOR SPDR TR	81369Y506	4,119	$360,270	0.14%
172	PUBLIC SVC ENTERPRISE GRP IN	744573106	5,873	$359,828	0.14%
173	ISHARES TR	464288158	3,431	$357,760	0.14%
174	INVESCO EXCHANGE TRADED FD T	IVZ	2,223	$352,706	0.14%
175	CITIGROUP INC	C-PR	7,790	$352,354	0.14%
176	AMERICAN ELEC PWR CO INC	025537101	3,694	$350,770	0.14%
177	ISHARES TR	464288356	6,235	$349,823	0.14%
178	CENTRAIS ELETRICAS BRASILEIR	15234Q207	44,086	$349,661	0.14%
179	META PLATFORMS INC	META	2,876	$346,100	0.13%
180	WISDOMTREE TR	WT	5,357	$344,402	0.13%
181	FIRST TR EXCHANGE TRAD FD VI	33739H101	13,961	$341,911	0.13%
182	ADVANCED MICRO DEVICES INC	AMD	5,252	$340,196	0.13%
183	TRUIST FINL CORP	89832Q109	7,889	$339,474	0.13%
184	ISHARES TR	464287465	4,963	$325,786	0.13%
185	ISHARES TR	464289180	18,514	$324,555	0.13%
186	ISHARES TR	46435G102	4,578	$318,042	0.12%
187	GRANITESHARES GOLD TR	BAR	17,549	$316,760	0.12%
188	VANGUARD MUN BD FDS	922907746	6,362	$314,866	0.12%
189	ABBOTT LABS	ABLZF	2,859	$313,842	0.12%
190	ALPS ETF TR	00162Q858	5,963	$306,723	0.12%
191	BLACKROCK ESG CAP ALLC TR	BLK	22,722	$305,157	0.12%
192	TESLA INC	TSLA	2,466	$303,804	0.12%
193	ISHARES TR	46429B689	4,761	$302,697	0.12%
194	FLEXSHARES TR	FLEX	6,947	$302,002	0.12%
195	SCHWAB STRATEGIC TR	808524607	7,443	$301,516	0.12%
196	ATMOS ENERGY CORP	ATO	2,664	$298,525	0.12%
197	EATON CORP PLC	ETN	1,892	$296,890	0.11%
198	MORGAN STANLEY	MS-PQ	3,479	$295,810	0.11%
199	ONEOK INC NEW	OKE	4,501	$295,726	0.11%
200	SPDR SER TR	78464A664	10,083	$292,703	0.11%
201	BP PLC	BPPFF	8,350	$291,662	0.11%
202	CONSTELLATION BRANDS INC	STZ	1,257	$291,305	0.11%
203	INNOVATOR ETFS TR	INHD	9,408	$290,815	0.11%
204	RAYMOND JAMES FINL INC	754730109	2,715	$290,098	0.11%
205	KRAFT HEINZ CO	KHC	7,007	$285,257	0.11%
206	FIRST TR EXCHANGE-TRADED FD	33738D309	6,365	$283,800	0.11%
207	NISOURCE INC	NI	10,320	$282,974	0.11%
208	INNOVATOR ETFS TR	INHD	9,115	$282,828	0.11%
209	FIRST TR EXCHANGE-TRADED FD	33738R878	8,077	$282,819	0.11%
210	VISTRA CORP	VST	12,143	$281,724	0.11%
211	3M CO	MMM	2,343	$280,973	0.11%
212	VANGUARD ADMIRAL FDS INC	921932505	1,329	$280,253	0.11%
213	VANGUARD SPECIALIZED FUNDS	921908844	1,842	$279,665	0.11%
214	AMERICAN WTR WKS CO INC NEW	030420103	1,806	$275,335	0.11%
215	VANGUARD WHITEHALL FDS	921946885	4,457	$271,788	0.11%
216	RAYTHEON TECHNOLOGIES CORP	RTX	2,663	$268,780	0.10%
217	EVERGY INC	EVRG	4,248	$267,347	0.10%
218	AES CORP	AES	9,233	$265,527	0.10%
219	WISDOMTREE TR	WT	6,420	$264,114	0.10%
220	INVESCO EXCHANGE TRADED FD T	IVZ	3,180	$262,900	0.10%
221	GSK PLC	GLAXF	7,426	$260,948	0.10%
222	FIRST TR EXCHANGE-TRADED FD	33733E807	10,585	$259,444	0.10%
223	NORTHROP GRUMMAN CORP	NOC	473	$258,083	0.10%
224	WELLS FARGO CO NEW	949746101	6,216	$256,664	0.10%
225	QUALCOMM INC	QCOM	2,333	$256,502	0.10%
226	DTE ENERGY CO	DTK	2,152	$252,876	0.10%
227	VANECK ETF TRUST	92189H300	10,259	$248,576	0.10%
228	ADOBE SYSTEMS INCORPORATED	ADBE	736	$247,611	0.10%
229	UGI CORP NEW	902681105	6,615	$245,206	0.09%
230	NUCOR CORP	NUE	1,853	$244,263	0.09%
231	DOLLAR GEN CORP NEW	256677105	984	$242,344	0.09%
232	SPECIAL OPPORTUNITIES FD INC	84741T104	21,183	$241,484	0.09%
233	FIRST TR MORNINGSTAR DIVID L	336917109	6,602	$241,367	0.09%
234	WISDOMTREE TR	WT	4,120	$238,792	0.09%
235	EXELON CORP	EXC	5,510	$238,212	0.09%
236	VICTORY PORTFOLIOS II	92647N766	3,509	$237,731	0.09%
237	MARVELL TECHNOLOGY INC	MRVL	6,368	$235,884	0.09%
238	CATERPILLAR INC	CAT	966	$231,413	0.09%
239	TORONTO DOMINION BK ONT	TORO	3,565	$230,853	0.09%
240	ISHARES TR	46434V100	4,758	$227,697	0.09%
241	ALIBABA GROUP HLDG LTD	BBAAY	2,537	$223,484	0.09%
242	INTEL CORP	INTC	8,446	$223,225	0.09%
243	INVESCO EXCHANGE TRADED FD T	IVZ	2,946	$221,834	0.09%
244	UNIVERSAL DISPLAY CORP	OLED	2,041	$220,505	0.09%
245	SOUTHERN CO	SOMN	3,061	$218,569	0.08%
246	UNITED RENTALS INC	URI	606	$215,385	0.08%
247	SEMPRA	SREA	1,393	$215,260	0.08%
248	NRG ENERGY INC	NRG	6,756	$214,962	0.08%
249	AMERICAN CENTY ETF TR	025072505	4,378	$214,217	0.08%
250	FIRST CMNTY BANKSHARES INC V	31983A103	6,300	$213,570	0.08%
251	MICRON TECHNOLOGY INC	MU	4,217	$210,786	0.08%
252	AMGEN INC	AMGN	799	$209,951	0.08%
253	SAREPTA THERAPEUTICS INC	SRPT	1,614	$209,119	0.08%
254	WASTE MGMT INC DEL	94106L109	1,329	$208,520	0.08%
255	HORIZON THERAPEUTICS PUB L	G46188101	1,826	$207,816	0.08%
256	FIRST TR EXCHANGE-TRADED FD	33738R506	4,705	$206,665	0.08%
257	BRISTOL-MYERS SQUIBB CO	CELG-RI	2,865	$206,110	0.08%
258	ISHARES TR	464287101	1,200	$204,653	0.08%
259	VANGUARD INDEX FDS	922908611	1,288	$204,503	0.08%
260	DEERE & CO	DE	471	$201,917	0.08%
261	HEWLETT PACKARD ENTERPRISE C	HPE-PC	11,720	$187,051	0.07%
262	FULTON FINL CORP PA	360271100	10,676	$179,677	0.07%
263	INVESCO EXCHANGE TRADED FD T	IVZ	10,623	$177,623	0.07%
264	SOFI TECHNOLOGIES INC	SOFI	36,350	$167,574	0.06%
265	AMICUS THERAPEUTICS INC	FOLD	12,387	$151,246	0.06%
266	NEOGENOMICS INC	NEO	14,278	$131,929	0.05%
267	TRIPLEPOINT VENTURE GROWTH B	TPVG	11,900	$124,113	0.05%
268	OAKTREE SPECIALTY LENDING CO	OCSL	17,199	$118,159	0.05%
269	ADVENT CONV & INCOME FD	00764C109	10,739	$117,052	0.05%
270	ADAPTIVE BIOTECHNOLOGIES COR	ADTI	14,285	$109,136	0.04%
271	SURO CAPITAL CORP	SSSSL	28,610	$108,716	0.04%
272	ALLOGENE THERAPEUTICS INC	ALLO	16,314	$102,616	0.04%
273	KAMADA LTD	KMDA	24,255	$97,264	0.04%
274	PUTNAM MANAGED MUN INCOME TR	746823103	13,683	$85,929	0.03%
275	CARVER BANCORP INC	CARV	19,500	$80,145	0.03%
276	OPERA LTD	OPRA	11,135	$70,037	0.03%
277	URBAN ONE INC	UONEK	12,400	$56,420	0.02%
278	CEL-SCI CORP	CVM	16,600	$39,010	0.02%
279	OMEROS CORP	OMER	14,694	$33,207	0.01%
280	ALKALINE WTR CO INC	01643A207	96,033	$16,777	0.01%
281	CANOO INC	13803R102	10,275	$12,638	0.00%
282	APPHARVEST INC	03783T103	17,695	$10,040	0.00%
283	ARCADIA BIOSCIENCES INC	RKDA	13,000	$3,523	0.00%