13F HOLDINGS REPORT
Nantahala Capital Management, LLC
Quarter ended Q1 2024 · Filed May 15, 2024 · Accession 0001104659-24-062060
Total Value
$1.75B
Positions
124
Other Managers
0
Confidential Omitted
No
Holdings (124)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287655 | 1,350,000 | $283.9M | 16.22% |
| 2 | SPDR SER TR | 78464A870 | 1,900,000 | $180.3M | 10.30% |
| 3 | SOLENO THERAPEUTICS INC | SLNO | 2,410,379 | $103.2M | 5.89% |
| 4 | ESTABLISHMENT LABS HLDGS INC | ESTA | 1,964,562 | $100.0M | 5.71% |
| 5 | ELI LILLY & CO | LLY | 100,000 | $77.8M | 4.44% |
| 6 | GRAND CANYON ED INC | LOPE | 400,000 | $54.5M | 3.11% |
| 7 | PATHWARD FINANCIAL INC | CASH | 1,021,727 | $51.6M | 2.95% |
| 8 | COSTCO WHSL CORP NEW | 22160K105 | 70,000 | $51.3M | 2.93% |
| 9 | EVOLUS INC | EOLS | 2,910,849 | $40.8M | 2.33% |
| 10 | IMAX CORP | IMAX | 2,203,177 | $35.6M | 2.04% |
| 11 | HILTON GRAND VACATIONS INC | HGV | 668,871 | $31.6M | 1.80% |
| 12 | BIOVENTUS INC | BVS | 5,806,012 | $30.2M | 1.72% |
| 13 | RUMBLEON INC | RUMBW | 4,416,506 | $28.5M | 1.63% |
| 14 | ESTABLISHMENT LABS HLDGS INC | ESTA | 550,000 | $28.0M | 1.60% |
| 15 | PELOTON INTERACTIVE INC | PTON | 6,312,939 | $27.1M | 1.55% |
| 16 | ISHARES TR | 464287739 | 300,000 | $27.0M | 1.54% |
| 17 | RED VIOLET INC | RDVT | 1,116,249 | $21.8M | 1.25% |
| 18 | AMERICAS CAR-MART INC | 03062T105 | 312,128 | $19.9M | 1.14% |
| 19 | KEROS THERAPEUTICS INC | KROS | 293,997 | $19.5M | 1.11% |
| 20 | LYRA THERAPEUTICS INC | LYRA | 2,820,982 | $17.5M | 1.00% |
| 21 | ABEONA THERAPEUTICS INC | ABEO | 2,310,640 | $16.8M | 0.96% |
| 22 | UNIQURE NV | QURE | 3,088,082 | $16.1M | 0.92% |
| 23 | TOURMALINE BIO INC | 89157D105 | 700,907 | $16.1M | 0.92% |
| 24 | AMNEAL PHARMACEUTICALS INC | AMRX | 2,619,943 | $15.9M | 0.91% |
| 25 | CODEXIS INC | CDXS | 4,461,878 | $15.6M | 0.89% |
| 26 | VIEMED HEALTHCARE INC | VMD | 1,550,122 | $14.6M | 0.84% |
| 27 | DXP ENTERPRISES INC | DXPE | 269,806 | $14.5M | 0.83% |
| 28 | ABIVAX SA | AAVXF | 1,010,034 | $14.4M | 0.83% |
| 29 | ZEVRA THERAPEUTICS INC | ZVRA | 2,453,405 | $14.2M | 0.81% |
| 30 | DYNE THERAPEUTICS INC | DYN | 435,256 | $12.4M | 0.71% |
| 31 | RESERVOIR MEDIA INC | RSVRW | 1,550,797 | $12.3M | 0.70% |
| 32 | EHEALTH INC | EHTH | 1,911,821 | $11.5M | 0.66% |
| 33 | SYNDAX PHARMACEUTICALS INC | SNDX | 465,259 | $11.1M | 0.63% |
| 34 | AURA BIOSCIENCES INC | AURA | 1,321,860 | $10.4M | 0.59% |
| 35 | PELOTON INTERACTIVE INC | PTON | 2,400,000 | $10.3M | 0.59% |
| 36 | NEUROPACE INC | NPCE | 778,260 | $10.3M | 0.59% |
| 37 | GOLDEN ENTMT INC | NVGLF | 269,267 | $9.9M | 0.57% |
| 38 | ASSERTIO HOLDINGS INC | ASRT | 9,270,836 | $8.9M | 0.51% |
| 39 | PAYONEER GLOBAL INC | PAYO | 1,821,426 | $8.9M | 0.51% |
| 40 | SAVARA INC | SVRA | 1,737,410 | $8.7M | 0.49% |
| 41 | UNICYCIVE THERAPEUTICS INC | UNCY | 3,335,586 | $8.6M | 0.49% |
| 42 | RMR GROUP INC | RMR | 345,792 | $8.3M | 0.47% |
| 43 | IMMATICS N.V | IMTX | 787,974 | $8.3M | 0.47% |
| 44 | INDUSTRIAL LOGISTICS PPTYS T | 456237106 | 1,881,132 | $8.1M | 0.46% |
| 45 | VISTAGEN THERAPEUTICS INC | VTGN | 1,517,696 | $8.0M | 0.46% |
| 46 | REZOLUTE INC | RZLT | 3,022,947 | $7.7M | 0.44% |
| 47 | NOODLES & CO | NDLS | 4,033,329 | $7.7M | 0.44% |
| 48 | CELLECTAR BIOSCIENCES INC | CLRB | 1,873,325 | $7.5M | 0.43% |
| 49 | LUXFER HLDGS PLC | LXFR | 685,253 | $7.1M | 0.41% |
| 50 | ENOVA INTL INC | 29357K103 | 109,000 | $6.8M | 0.39% |
| 51 | NN INC | NNBR | 1,406,446 | $6.7M | 0.38% |
| 52 | EAGLE PHARMACEUTICALS INC | 269796108 | 1,258,762 | $6.6M | 0.38% |
| 53 | READING INTL INC | 755408101 | 3,385,253 | $6.2M | 0.36% |
| 54 | TELA BIO INC | TELA | 1,097,866 | $6.2M | 0.36% |
| 55 | ZYNEX INC | 98986M103 | 490,000 | $6.1M | 0.35% |
| 56 | CONNS INC | 208242107 | 1,769,997 | $5.9M | 0.34% |
| 57 | TARSUS PHARMACEUTICALS INC | TARS | 150,321 | $5.5M | 0.31% |
| 58 | COGENT BIOSCIENCES INC | COGT | 790,936 | $5.3M | 0.30% |
| 59 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 402,509 | $5.2M | 0.30% |
| 60 | ELUTIA INC | ELUT | 1,650,000 | $5.2M | 0.30% |
| 61 | PLAYAGS INC | 72814N104 | 566,588 | $5.1M | 0.29% |
| 62 | HERBALIFE LTD | HLF | 500,000 | $5.0M | 0.29% |
| 63 | DHI GROUP INC | DHX | 1,966,417 | $5.0M | 0.29% |
| 64 | INSPIREMD INC | NSPR | 2,066,456 | $4.9M | 0.28% |
| 65 | PAR TECHNOLOGY CORP | PAR | 3,785,000 | $4.7M | 0.27% |
| 66 | XTANT MED HLDGS INC | 98420P308 | 4,000,000 | $4.7M | 0.27% |
| 67 | ENOVA INTL INC | 29357K103 | 71,865 | $4.5M | 0.26% |
| 68 | THERATECHNOLOGIES INC | 88338H704 | 2,682,228 | $4.5M | 0.25% |
| 69 | SILENCE THERAPEUTICS PLC | SLNCF | 200,000 | $4.3M | 0.25% |
| 70 | MINERALYS THERAPEUTICS INC | MLYS | 332,506 | $4.3M | 0.25% |
| 71 | VANDA PHARMACEUTICALS INC | VNDA | 1,013,251 | $4.2M | 0.24% |
| 72 | NEWAMSTERDAM PHARMA COMPANY | NAMSW | 175,000 | $4.1M | 0.24% |
| 73 | DARIOHEALTH CORP | DRIO | 2,632,559 | $4.0M | 0.23% |
| 74 | SPDR SER TR | 78464A870 | 42,069 | $4.0M | 0.23% |
| 75 | ABEONA THERAPEUTICS INC | ABEO | 520,000 | $3.8M | 0.22% |
| 76 | NEUROGENE INC | NGNE | 72,279 | $3.7M | 0.21% |
| 77 | OPTINOSE INC | 68404V100 | 2,474,296 | $3.6M | 0.21% |
| 78 | AYTU BIOPHARMA INC | AYTU | 1,086,812 | $3.3M | 0.19% |
| 79 | MILESTONE PHARMACEUTICALS IN | MIST | 1,750,000 | $3.1M | 0.18% |
| 80 | THE ONE GROUP HOSPITALITY IN | 88338K103 | 547,710 | $3.1M | 0.17% |
| 81 | MEDIAALPHA INC | MAX | 149,371 | $3.0M | 0.17% |
| 82 | ACHIEVE LIFE SCIENCES INC | ACHV | 654,000 | $3.0M | 0.17% |
| 83 | GAIA INC NEW | GAIA | 915,029 | $2.8M | 0.16% |
| 84 | ENVVENO MEDICAL CORPORATION | NVNO | 495,736 | $2.7M | 0.15% |
| 85 | AEROVATE THERAPEUTICS INC | 008064107 | 91,188 | $2.7M | 0.15% |
| 86 | NEKTAR THERAPEUTICS | NKTR | 2,475,954 | $2.3M | 0.13% |
| 87 | ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | 1,091,009 | $2.1M | 0.12% |
| 88 | TALPHERA INC | TLPH | 1,992,519 | $2.1M | 0.12% |
| 89 | AILERON THERAPEUTICS INC | RNTX | 255,000 | $1.7M | 0.10% |
| 90 | IMMATICS N.V | IMTX | 558,977 | $1.5M | 0.09% |
| 91 | SCULLY ROYALTY LTD | SRL | 239,197 | $1.5M | 0.08% |
| 92 | ANEBULO PHARMACEUTICALS INC | ANEB | 511,073 | $1.5M | 0.08% |
| 93 | NEUROONE MED TECHNOLOGIES CO | 64130M209 | 1,198,912 | $1.4M | 0.08% |
| 94 | PERELLA WEINBERG PARTNERS | PWP | 99,778 | $1.4M | 0.08% |
| 95 | APREA THERAPEUTICS INC | APRE | 205,760 | $1.4M | 0.08% |
| 96 | INSTIL BIO INC | TIL | 127,292 | $1.4M | 0.08% |
| 97 | KIORA PHARMACEUTICALS INC | KPHMW | 1,900,000 | $1.3M | 0.08% |
| 98 | FOSSIL GROUP INC | FOSL | 1,306,338 | $1.3M | 0.08% |
| 99 | B. RILEY FINANCIAL INC | 05580M108 | 62,520 | $1.3M | 0.08% |
| 100 | UNIQURE NV | QURE | 243,000 | $1.3M | 0.07% |
| 101 | MATTERPORT INC | 577096100 | 548,376 | $1.2M | 0.07% |
| 102 | STRATA SKIN SCIENCES INC | SSKN | 3,089,821 | $1.2M | 0.07% |
| 103 | CHILDRENS PL INC NEW | 168905107 | 100,000 | $1.2M | 0.07% |
| 104 | SPAR GROUP INC | SGRP | 879,189 | $896,773 | 0.05% |
| 105 | CUTERA INC | 232109AG3 | 4,000,000 | $887,605 | 0.05% |
| 106 | GOSSAMER BIO INC | GOSS | 672,856 | $793,970 | 0.05% |
| 107 | FORTRESS BIOTECH INC | FBIOP | 278,152 | $556,304 | 0.03% |
| 108 | PERFECT CORP | PERF-WT | 200,000 | $496,000 | 0.03% |
| 109 | EVOKE PHARMA INC | 30049G203 | 675,000 | $411,750 | 0.02% |
| 110 | AN2 THERAPEUTICS INC | ANTX | 98,278 | $319,404 | 0.02% |
| 111 | LADDER CAP CORP | LADR | 25,631 | $285,273 | 0.02% |
| 112 | EDGEWISE THERAPEUTICS INC | EWTX | 13,371 | $243,887 | 0.01% |
| 113 | APTOSE BIOSCIENCES INC | APTOF | 88,540 | $146,976 | 0.01% |
| 114 | LUCID DIAGNOSTICS INC | LUCD | 149,698 | $132,281 | 0.01% |
| 115 | BM TECHNOLOGIES INC | 05591L107 | 76,034 | $125,456 | 0.01% |
| 116 | TRANSACT TECHNOLOGIES INC | TACT | 23,930 | $125,393 | 0.01% |
| 117 | EXAGEN INC | XGN | 74,306 | $118,147 | 0.01% |
| 118 | RENALYTIX PLC | RENXF | 117,644 | $101,174 | 0.01% |
| 119 | CUE BIOPHARMA INC | CUE | 26,692 | $50,448 | 0.00% |
| 120 | GUARDFORCE AI CO LTD | GFAIW | 154,205 | $50,333 | 0.00% |
| 121 | GAMIDA CELL LTD | M47364100 | 800,000 | $28,880 | 0.00% |
| 122 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 235,294 | $4,706 | 0.00% |
| 123 | KINTARA THERAPEUTICS INC | 49720K200 | 12,763 | $1,285 | 0.00% |
| 124 | ARHAUS INC | ARHS | 1 | $15 | 0.00% |