CUSIP 70806A106
PENNANTPARK FLOATING RATE CA
177 institutions · $219.6M total · 25,392,614 shares · PFLT
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Sound Income Strategies, LLC | 4,643,958 | $44.3M | 18.28% | 2025-12-31 |
| 2 | SCOGGIN MANAGEMENT LP | 1,469,691 | $16.4M | 5.78% | 2025-03-31 |
| 3 | UBS Group AG | 1,363,651 | $12.6M | 5.37% | 2025-12-31 |
| 4 | Invesco Ltd. | 1,222,697 | $11.3M | 4.81% | 2025-12-31 |
| 5 | Diameter Capital Partners LP | 1,184,476 | $11.0M | 4.66% | 2025-12-31 |
| 6 | Altshuler Shaham Ltd | 929,172 | $8.6M | 3.65% | 2025-12-31 |
| 7 | MARSHALL WACE, LLP | 767,558 | $7.1M | 3.02% | 2025-12-31 |
| 8 | TWO SIGMA ADVISERS, LP | 653,075 | $6.7M | 2.57% | 2025-06-30 |
| 9 | MILLENNIUM MANAGEMENT LLC | 690,051 | $6.4M | 2.71% | 2025-12-31 |
| 10 | Legal & General Group Plc | 687,570 | $6.4M | 2.70% | 2025-12-31 |
| 11 | BlackRock, Inc. | 681,672 | $6.3M | 2.68% | 2025-12-31 |
| 12 | Truffle Hound Capital, LLC | 600,000 | $5.6M | 2.36% | 2025-12-31 |
| 13 | MORGAN STANLEY | 556,724 | $5.2M | 2.19% | 2025-12-31 |
| 14 | Qube Research & Technologies Ltd | 518,749 | $4.8M | 2.04% | 2025-12-31 |
| 15 | LPL Financial LLC | 417,065 | $3.9M | 1.64% | 2025-12-31 |
| 16 | TWO SIGMA INVESTMENTS, LP | 397,063 | $3.7M | 1.56% | 2025-12-31 |
| 17 | Advisors Asset Management, Inc. | 344,109 | $3.2M | 1.35% | 2025-12-31 |
| 18 | GraniteShares Advisors LLC | 292,844 | $2.7M | 1.15% | 2025-12-31 |
| 19 | HBK INVESTMENTS L P | 292,700 | $2.7M | 1.15% | 2025-12-31 |
| 20 | Balyasny Asset Management L.P. | 243,615 | $2.5M | 0.95% | 2025-06-30 |
| 21 | Y-Intercept (Hong Kong) Ltd | 207,207 | $2.1M | 0.81% | 2025-06-30 |
| 22 | Trexquant Investment LP | 223,878 | $2.1M | 0.88% | 2025-12-31 |
| 23 | JANE STREET GROUP, LLC | 217,228 | $2.0M | 0.85% | 2025-12-31 |
| 24 | OSAIC HOLDINGS, INC. | 207,605 | $1.9M | 0.81% | 2025-12-31 |
| 25 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 185,546 | $1.8M | 0.73% | 2025-12-31 |
| 26 | XTX Topco Ltd | 180,640 | $1.7M | 0.71% | 2025-12-31 |
| 27 | NewEdge Wealth, LLC | 171,744 | $1.6M | 0.67% | 2025-12-31 |
| 28 | Muzinich & Co., Inc. | 170,836 | $1.6M | 0.67% | 2025-12-31 |
| 29 | WELLS FARGO & COMPANY/MN | 147,763 | $1.4M | 0.58% | 2025-12-31 |
| 30 | Sumitomo Mitsui Trust Group, Inc. | 147,213 | $1.4M | 0.57% | 2025-12-31 |
| 31 | Krilogy Financial LLC | 123,880 | $1.2M | 0.48% | 2025-12-31 |
| 32 | PFG Investments, LLC | 123,507 | $1.1M | 0.48% | 2025-12-31 |
| 33 | Tidal Investments LLC | 113,783 | $1.0M | 0.44% | 2025-09-30 |
| 34 | STATE STREET CORP | 107,263 | $1.0M | 0.42% | 2025-12-31 |
| 35 | VARCOV Co. | 100,078 | $927.7K | 0.39% | 2025-12-31 |
| 36 | PFG Advisors | 98,057 | $909.0K | 0.38% | 2025-12-31 |
| 37 | MQS Management LLC | 93,964 | $835.3K | 0.37% | 2025-09-30 |
| 38 | Graypoint LLC | 75,302 | $777.9K | 0.29% | 2025-06-30 |
| 39 | Cerity Partners LLC | 82,010 | $760.2K | 0.32% | 2025-12-31 |
| 40 | Virtus Investment Advisers, LLC | 79,701 | $738.8K | 0.31% | 2025-12-31 |
| 41 | CastleKnight Management LP | 79,100 | $733.3K | 0.31% | 2025-12-31 |
| 42 | HighTower Advisors, LLC | 71,205 | $660.1K | 0.28% | 2025-12-31 |
| 43 | Cetera Investment Advisers | 68,278 | $632.9K | 0.26% | 2025-12-31 |
| 44 | AMERIPRISE FINANCIAL INC | 67,972 | $604.3K | 0.26% | 2025-09-30 |
| 45 | Nebula Research & Development LLC | 56,045 | $578.9K | 0.22% | 2025-06-30 |
| 46 | BANK OF AMERICA CORP /DE/ | 59,610 | $552.6K | 0.23% | 2025-12-31 |
| 47 | BNP PARIBAS FINANCIAL MARKETS | 59,281 | $549.5K | 0.23% | 2025-12-31 |
| 48 | GUGGENHEIM CAPITAL LLC | 59,147 | $548.3K | 0.23% | 2025-12-31 |
| 49 | Yelin Lapidot Holdings Management Ltd. | 54,927 | $509.2K | 0.21% | 2025-12-31 |
| 50 | STIFEL FINANCIAL CORP | 50,957 | $472.4K | 0.20% | 2025-12-31 |
| 51 | Strategic Financial Concepts, LLC | 52,300 | $464.9K | 0.20% | 2025-09-30 |
| 52 | DENALI ADVISORS LLC | 48,547 | $450.0K | 0.19% | 2025-12-31 |
| 53 | ENVESTNET ASSET MANAGEMENT INC | 45,578 | $422.5K | 0.17% | 2025-12-31 |
| 54 | OXFORD ASSET MANAGEMENT LLP | 45,382 | $420.7K | 0.17% | 2025-12-31 |
| 55 | NORTHERN TRUST CORP | 44,631 | $413.7K | 0.17% | 2025-12-31 |
| 56 | COMMONWEALTH EQUITY SERVICES, LLC | 44,522 | $412.7K | 0.17% | 2025-12-31 |
| 57 | NATIXIS | 44,576 | $395.4K | 0.17% | 2025-09-30 |
| 58 | Quadrature Capital Ltd | 43,217 | $383.8K | 0.17% | 2025-09-30 |
| 59 | Quantbot Technologies LP | 40,986 | $379.9K | 0.16% | 2025-12-31 |
| 60 | Vantage Financial Partners, LLC | 38,499 | $356.9K | 0.15% | 2025-12-31 |
| 61 | Sovran Advisors, LLC | 36,464 | $354.1K | 0.14% | 2025-12-31 |
| 62 | DRW Securities, LLC | 33,593 | $347.4K | 0.13% | 2025-06-30 |
| 63 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,600 | $339.3K | 0.14% | 2025-12-31 |
| 64 | GOLDMAN SACHS GROUP INC | 35,158 | $325.9K | 0.13% | 2025-12-31 |
| 65 | Cornerstone Wealth Management, LLC | 34,421 | $319.1K | 0.13% | 2025-12-31 |
| 66 | Jump Financial, LLC | 34,014 | $315.3K | 0.13% | 2025-12-31 |
| 67 | Closed-End Fund Advisors, Inc. | 30,683 | $284.4K | 0.12% | 2025-12-31 |
| 68 | Brevan Howard Capital Management LP | 29,723 | $275.5K | 0.11% | 2025-12-31 |
| 69 | Squarepoint Ops LLC | 30,924 | $274.9K | 0.12% | 2025-09-30 |
| 70 | Freestone Capital Holdings, LLC | 27,045 | $250.7K | 0.10% | 2025-12-31 |
| 71 | CERTUITY, LLC | 26,658 | $247.1K | 0.10% | 2025-12-31 |
| 72 | Synergy Investment Management, LLC | 27,102 | $240.9K | 0.10% | 2025-09-30 |
| 73 | Dynamic Technology Lab Private Ltd | 26,707 | $237.0K | 0.10% | 2025-09-30 |
| 74 | CITADEL ADVISORS LLC | 22,200 | $205.8K | 0.08% | 2025-12-31 |
| 75 | AE Wealth Management LLC | 22,118 | $205.0K | 0.08% | 2025-12-31 |
| 76 | Royal Bank of Canada | 22,053 | $204.0K | 0.08% | 2025-12-31 |
| 77 | M&T Bank Corp | 21,899 | $203.0K | 0.08% | 2025-12-31 |
| 78 | Ethos Financial Group, LLC | 21,308 | $197.5K | 0.08% | 2025-12-31 |
| 79 | Foundations Investment Advisors, LLC | 21,201 | $196.5K | 0.08% | 2025-12-31 |
| 80 | Naviter Wealth, LLC | 20,766 | $194.6K | 0.08% | 2025-12-31 |
| 81 | BEACON INVESTMENT ADVISORS LLC | 20,916 | $193.9K | 0.08% | 2025-12-31 |
| 82 | Facet Wealth, Inc. | 19,805 | $186.4K | 0.07% | 2025-12-31 |
| 83 | Aquatic Capital Management LLC | 19,921 | $184.7K | 0.07% | 2025-12-31 |
| 84 | NOMURA HOLDINGS INC | 19,887 | $184.4K | 0.07% | 2025-12-31 |
| 85 | PharVision Advisers, LLC | 17,494 | $162.2K | 0.06% | 2025-12-31 |
| 86 | OPTIMUM INVESTMENT ADVISORS | 17,500 | $155.6K | 0.06% | 2025-09-30 |
| 87 | Schonfeld Strategic Advisors LLC | 16,088 | $149.1K | 0.06% | 2025-12-31 |
| 88 | Sunbelt Securities, Inc. | 15,729 | $145.8K | 0.06% | 2025-12-31 |
| 89 | TRUIST FINANCIAL CORP | 16,059 | $142.8K | 0.06% | 2025-09-30 |
| 90 | WOLVERINE TRADING, LLC | 15,900 | $142.3K | 0.06% | 2025-09-30 |
| 91 | Empowered Funds, LLC | 15,286 | $135.9K | 0.06% | 2025-09-30 |
| 92 | VestGen Advisors, LLC | 14,500 | $134.4K | 0.05% | 2025-12-31 |
| 93 | EP Wealth Advisors, LLC | 14,461 | $134.1K | 0.05% | 2025-12-31 |
| 94 | Garner Asset Management Corp | 14,281 | $132.4K | 0.05% | 2025-12-31 |
| 95 | Entropy Technologies, LP | 12,594 | $130.1K | 0.04% | 2025-06-30 |
| 96 | Strategies Wealth Advisors, LLC | 13,763 | $127.6K | 0.05% | 2025-12-31 |
| 97 | CALTON & ASSOCIATES, INC. | 13,501 | $125.2K | 0.05% | 2025-12-31 |
| 98 | Sowell Financial Services LLC | 13,410 | $124.3K | 0.05% | 2025-12-31 |
| 99 | CreativeOne Wealth, LLC | 12,006 | $124.0K | 0.04% | 2025-06-30 |
| 100 | Private Advisor Group, LLC | 13,094 | $121.4K | 0.05% | 2025-12-31 |
| 101 | KW WEALTH MANAGEMENT LLC | 13,002 | $120.5K | 0.05% | 2025-12-31 |
| 102 | Corient Private Wealth LLC | 12,861 | $116.8K | 0.05% | 2025-12-31 |
| 103 | Bridgewealth Advisory Group, LLC | 12,035 | $111.6K | 0.04% | 2025-12-31 |
| 104 | OneDigital Investment Advisors LLC | 12,543 | $111.5K | 0.04% | 2025-09-30 |
| 105 | FIRST FOUNDATION ADVISORS | 12,393 | $110.2K | 0.04% | 2025-09-30 |
| 106 | FULTON BREAKEFIELD BROENNIMAN LLC | 11,798 | $109.4K | 0.04% | 2025-12-31 |
| 107 | Lido Advisors, LLC | 12,114 | $108.9K | 0.04% | 2025-12-31 |
| 108 | BCO Wealth Management LLC | 11,706 | $108.5K | 0.04% | 2025-12-31 |
| 109 | Miracle Mile Advisors, LLC | 11,728 | $104.3K | 0.04% | 2025-09-30 |
| 110 | Mariner, LLC | 11,201 | $103.8K | 0.04% | 2025-12-31 |
| 111 | WESTBOURNE INVESTMENTS, INC. | 10,500 | $101.0K | 0.04% | 2025-12-31 |
| 112 | Teamwork Financial Advisors, LLC | 10,844 | $100.5K | 0.04% | 2025-12-31 |
| 113 | Glenview Trust co | 10,650 | $98.7K | 0.04% | 2025-12-31 |
| 114 | Sigma Planning Corp | 10,495 | $97.3K | 0.04% | 2025-12-31 |
| 115 | Sage Mountain Advisors LLC | 10,000 | $92.7K | 0.03% | 2025-12-31 |
| 116 | EverSource Wealth Advisors, LLC | 10,000 | $92.7K | 0.03% | 2025-12-31 |
| 117 | INVESTMENT PARTNERS, LTD. | 10,000 | $92.7K | 0.03% | 2025-12-31 |
| 118 | Hudson Bay Capital Management LP | 10,350 | $92.0K | 0.04% | 2025-12-31 |
| 119 | Key Capital Management, INC | 9,783 | $90.7K | 0.03% | 2025-12-31 |
| 120 | Golden State Wealth Management, LLC | 9,756 | $90.4K | 0.03% | 2025-12-31 |
| 121 | Kestra Advisory Services, LLC | 9,623 | $89.2K | 0.03% | 2025-12-31 |
| 122 | SP Asset Management LLC | 10,000 | $88.9K | 0.03% | 2025-09-30 |
| 123 | RAYMOND JAMES FINANCIAL INC | 9,578 | $88.8K | 0.03% | 2025-12-31 |
| 124 | AllSquare Wealth Management LLC | 9,200 | $81.8K | 0.03% | 2025-12-31 |
| 125 | Tower Research Capital LLC (TRC) | 8,921 | $79.3K | 0.03% | 2025-09-30 |
| 126 | CIBC Private Wealth Group LLC | 7,122 | $66.0K | 0.02% | 2025-12-31 |
| 127 | Farther Finance Advisors, LLC | 5,886 | $54.6K | 0.02% | 2025-12-31 |
| 128 | MPWM ADVISORY SOLUTIONS, LLC | 5,000 | $46.4K | 0.01% | 2025-12-31 |
| 129 | NewEdge Advisors, LLC | 4,714 | $43.7K | 0.01% | 2025-12-31 |
| 130 | CITIGROUP INC | 4,663 | $43.2K | 0.01% | 2025-12-31 |
| 131 | JPMORGAN CHASE & CO | 4,079 | $37.8K | 0.01% | 2025-12-31 |
| 132 | US BANCORP \DE\ | 4,000 | $37.1K | 0.01% | 2025-12-31 |
| 133 | IFP Advisors, Inc | 3,434 | $35.5K | 0.01% | 2025-06-30 |
| 134 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,580 | $33.2K | 0.01% | 2025-12-31 |
| 135 | Wilmington Savings Fund Society, FSB | 3,363 | $31.2K | 0.01% | 2025-12-31 |
| 136 | Rockefeller Capital Management L.P. | 3,000 | $27.8K | 0.01% | 2025-12-31 |
| 137 | Allworth Financial LP | 2,769 | $24.6K | 0.01% | 2025-12-31 |
| 138 | Global Retirement Partners, LLC | 2,576 | $23.9K | 0.01% | 2025-12-31 |
| 139 | Garton & Associates Financial Advisors LLC | 2,552 | $23.7K | 0.01% | 2025-12-31 |
| 140 | PRIVATE TRUST CO NA | 2,530 | $23.5K | 0.00% | 2025-12-31 |
| 141 | Advisory Services Network, LLC | 2,541 | $22.6K | 0.01% | 2025-09-30 |
| 142 | VAN ECK ASSOCIATES CORP | 1,877,775 | $17.4K | 7.39% | 2025-12-31 |
| 143 | McIlrath & Eck, LLC | 1,687 | $15.6K | 0.00% | 2025-12-31 |
| 144 | Triumph Capital Management | 1,600 | $14.8K | 0.00% | 2025-12-31 |
| 145 | ORG Partners LLC | 1,500 | $13.9K | 0.00% | 2025-12-31 |
| 146 | Financial Network Wealth Advisors LLC | 1,426 | $13.2K | 0.00% | 2025-12-31 |
| 147 | Atlantic Union Bankshares Corp | 1,200 | $11.1K | 0.00% | 2025-12-31 |
| 148 | Quarry LP | 1,181 | $10.9K | 0.00% | 2025-12-31 |
| 149 | Murphy & Mullick Capital Management Corp | 1,001 | $9.3K | 0.00% | 2025-12-31 |
| 150 | HARBOUR INVESTMENTS, INC. | 1,000 | $8.9K | 0.00% | 2025-09-30 |
| 151 | DELTA ASSET MANAGEMENT LLC/TN | 943 | $8.7K | 0.00% | 2025-12-31 |
| 152 | Aventura Private Wealth, LLC | 730 | $8.2K | 0.00% | 2025-12-31 |
| 153 | First Horizon Advisors, Inc. | 566 | $5.8K | 0.00% | 2025-06-30 |
| 154 | Larson Financial Group LLC | 544 | $5.0K | 0.00% | 2025-12-31 |
| 155 | Mid-American Wealth Advisory Group, Inc. | 485 | $5.0K | 0.00% | 2025-06-30 |
| 156 | Harbor Asset Planning, Inc. | 526 | $4.9K | 0.00% | 2025-12-31 |
| 157 | Vermillion Wealth Management, Inc. | 500 | $4.6K | 0.00% | 2025-12-31 |
| 158 | NBC SECURITIES, INC. | 320 | $3.0K | 0.00% | 2025-12-31 |
| 159 | JONES FINANCIAL COMPANIES LLLP | 200 | $1.9K | 0.00% | 2025-12-31 |
| 160 | CANADA LIFE ASSURANCE Co | 125,122 | $1.2K | 0.49% | 2025-12-31 |
| 161 | GROUP ONE TRADING LLC | 95 | $981 | 0.00% | 2025-06-30 |
| 162 | Blue Trust, Inc. | 100 | $927 | 0.00% | 2025-12-31 |
| 163 | Cambridge Investment Research Advisors, Inc. | 81,314 | $754 | 0.32% | 2025-12-31 |
| 164 | MAI Capital Management | 70 | $650 | 0.00% | 2025-12-31 |
| 165 | Janney Montgomery Scott LLC | 40,141 | $372 | 0.15% | 2025-12-31 |
| 166 | WEDBUSH SECURITIES INC | 39,262 | $364 | 0.15% | 2025-12-31 |
| 167 | ExodusPoint Capital Management, LP | 32,900 | $340 | 0.12% | 2025-06-30 |
| 168 | Virtu Financial LLC | 37,407 | $333 | 0.14% | 2025-09-30 |
| 169 | SIMPLEX TRADING, LLC | 30,528 | $315 | 0.12% | 2025-06-30 |
| 170 | Creekmur Asset Management LLC | 9 | $79 | 0.00% | 2025-09-30 |
| 171 | CWM, LLC | 7,382 | $68 | 0.02% | 2025-12-31 |
| 172 | State of Alaska, Department of Revenue | 4,625 | $42 | 0.01% | 2025-12-31 |
| 173 | FNY Investment Advisers, LLC | 1,200 | $11 | 0.00% | 2025-12-31 |
| 174 | PIN OAK INVESTMENT ADVISORS INC | 1,146 | $11 | 0.00% | 2025-12-31 |
| 175 | VALLEY WEALTH MANAGERS, INC. | 1 | $9 | 0.00% | 2025-09-30 |
| 176 | Caitong International Asset Management Co., Ltd | 1 | $9 | 0.00% | 2025-12-31 |
| 177 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |