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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 69420N783

PGIM ROCK ETF TR

16 institutions · $30.6M total · 1,043,322 shares

#ManagerSharesValue% of TotalPeriod
1Richard P Slaughter Associates Inc441,890$13.0M42.35%2025-12-31
2PRUDENTIAL FINANCIAL INC235,869$6.9M22.60%2025-12-31
3Spire Wealth Management105,058$3.1M10.06%2025-12-31
4COMMONWEALTH EQUITY SERVICES, LLC71,459$2.1M6.84%2025-12-31
5JIM SAULNIER & ASSOCIATES, LLC55,826$1.6M5.35%2025-12-31
6AMERICAN ASSET MANAGEMENT INC.46,433$1.4M4.45%2025-12-31
7WealthPlan Investment Management, LLC30,678$852.1K2.94%2025-06-30
8First Heartland Consultants, Inc.22,862$601.3K2.19%2025-03-31
9WealthPLAN Partners, LLC10,476$291.0K1.00%2025-06-30
10RAYMOND JAMES FINANCIAL INC7,848$231.2K0.75%2025-12-31
11Royal Bank of Canada7,172$199.0K0.68%2025-09-30
12Kestra Advisory Services, LLC5,454$160.7K0.52%2025-12-31
13DHJJ Financial Advisors, Ltd.1,547$45.6K0.14%2025-12-31
14MORGAN STANLEY749$22.1K0.07%2025-12-31
15UBS Group AG1$280.00%2025-06-30
16CONCOURSE FINANCIAL GROUP SECURITIES, INC.0$00.00%2025-06-30