Institutional Manager · CIK 0002044420
JIM SAULNIER & ASSOCIATES, LLC
FORT COLLINS, CO · File #028-24453
Latest AUM
$192.9M
Positions
139
Top-10 Concentration
53.7%
Filings
6
Portfolio Value Over Time
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | ISHARES TR | 464289867 | +99,906 | +$6.5M | +$184,090 |
| REDUCE | VANGUARD INSTL INDEX FD | 922040845 | -77,109 | -$5.8M | -$40,547 |
| ADD | ISHARES TR | 464289859 | +39,170 | +$3.5M | +$216,900 |
| ADD | PGIM ROCK ETF TR | 69420N767 | +86,123 | +$2.5M | +$12,202 |
| NEW | PGIM ROCK ETF TR | 69420N569 | +41,665 | +$1.0M | $0 |
| NEW | PGIM ROCK ETF TR | 69420N577 | +32,671 | +$821,839 | $0 |
| ADD | ISHARES TR | 464289875 | +14,180 | +$676,807 | +$5,028 |
| ADD | PGIM ROCK ETF TR | 69420N759 | +17,577 | +$517,994 | +$18,477 |
| NEW | SCHWAB STRATEGIC TR | 808524797 | +18,349 | +$503,314 | $0 |
| EXITED | ISHARES TR | 46438G406 | -17,968 | -$458,102 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025139 pos · $192.9M
- 13F HOLDINGS REPORTQ/E Sep 2025135 pos · $179.4M
- 13F HOLDINGS REPORTQ/E Jun 2025113 pos · $146.6M
- 13F HOLDINGS REPORTQ/E Mar 2025101 pos · $128.5M
- 13F HOLDINGS REPORTQ/E Dec 202493 pos · $115.8M
- 13F HOLDINGS REPORTQ/E Sep 202483 pos · $102.3M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464289867 | 392,041 | $25.5M | 16.58% |
| 2 | ISHARES TR | 464289859 | 191,963 | $17.2M | 11.18% |
| 3 | VANGUARD INSTL INDEX FD | 922040845 | 141,880 | $10.7M | 6.96% |
| 4 | VANGUARD TAX-MANAGED FDS | 921943858 | 116,956 | $7.3M | 4.75% |
| 5 | SPDR SERIES TRUST | 78468R663 | 42,864 | $3.9M | 2.55% |
| 6 | PGIM ROCK ETF TR | 69420N858 | 130,924 | $3.9M | 2.55% |
| 7 | PGIM ROCK ETF TR | 69420N833 | 127,411 | $3.8M | 2.48% |
| 8 | ISHARES TR | 464287119 | 33,257 | $3.5M | 2.25% |
| 9 | ISHARES TR | 464288109 | 35,786 | $3.4M | 2.20% |
| 10 | ISHARES TR | 464287127 | 35,692 | $3.4M | 2.19% |
| 11 | PGIM ROCK ETF TR | 69420N767 | 112,057 | $3.3M | 2.14% |
| 12 | SPDR INDEX SHS FDS | 78463X509 | 65,819 | $3.1M | 2.00% |
| 13 | ISHARES TR | 464288612 | 28,067 | $3.0M | 1.96% |
| 14 | PGIM ROCK ETF TR | 69420N874 | 99,405 | $3.0M | 1.94% |
| 15 | VANGUARD BD INDEX FDS | 921937819 | 37,947 | $3.0M | 1.92% |
| 16 | PGIM ROCK ETF TR | 69420N817 | 96,541 | $2.9M | 1.88% |
| 17 | ISHARES TR | 46438G455 | 101,581 | $2.7M | 1.73% |
| 18 | ISHARES TR | 46436E833 | 115,801 | $2.6M | 1.68% |
| 19 | VANGUARD INDEX FDS | 922908769 | 7,473 | $2.5M | 1.63% |
| 20 | ISHARES TR | 464289875 | 47,767 | $2.3M | 1.48% |