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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 00162Q445

ALPS ETF TR

41 institutions · $11.0M total · 460,238 shares

#ManagerSharesValue% of TotalPeriod
1Ellsworth Advisors, LLC145,061$3.9M31.51%2025-12-31
2Robertson Stephens Wealth Management, LLC42,219$1.1M9.17%2025-06-30
3KESTRA PRIVATE WEALTH SERVICES, LLC32,572$855.7K7.07%2025-12-31
4ARBOR CAPITAL MANAGEMENT INC /ADV26,540$725.7K5.76%2025-03-31
5WILEY BROS.-AINTREE CAPITAL, LLC26,652$700.2K5.79%2025-12-31
6ENVESTNET ASSET MANAGEMENT INC16,688$439.1K3.62%2025-06-30
7GOLDMAN SACHS GROUP INC15,134$413.2K3.28%2025-06-30
8JANE STREET GROUP, LLC14,800$363.0K3.21%2023-09-30
9Advisor OS, LLC11,658$312.5K2.53%2025-09-30
10Summit Financial, LLC10,481$275.4K2.27%2025-12-31
11GTS SECURITIES LLC10,296$270.5K2.23%2025-12-31
12TWO SIGMA INVESTMENTS, LP9,600$252.2K2.08%2025-12-31
13Virtue Capital Management, LLC8,741$238.6K1.89%2025-03-31
14Fermata Advisors, LLC9,054$237.9K1.96%2025-12-31
15Park Edge Advisors, LLC7,668$201.4K1.66%2025-12-31
16Parallel Advisors, LLC3,372$98.4K0.73%2024-09-30
17Royal Bank of Canada3,155$86.0K0.68%2024-12-31
18NATIONAL BANK OF CANADA /FI/3,222$84.5K0.70%2025-12-31
19ZynergyRetirementPlanningLLC2,814$76.7K0.61%2025-03-31
20UBS Group AG2,624$70.3K0.57%2025-09-30
21Main Street Group, LTD2,390$64.1K0.51%2025-09-30
22HARBOUR INVESTMENTS, INC.1,849$48.6K0.40%2025-12-31
23Kestra Advisory Services, LLC1,434$37.7K0.31%2025-12-31
24Farther Finance Advisors, LLC1,354$36.3K0.29%2025-09-30
25BANK OF MONTREAL /CAN/790$21.5K0.17%2024-12-31
26PRINCIPAL SECURITIES, INC.748$20.0K0.16%2025-09-30
27Sandy Spring Bank293$8.0K0.06%2025-03-31
28Clearstead Advisors, LLC185$4.9K0.04%2025-12-31
29NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO92$2.4K0.01%2025-06-30
30Arete Wealth Advisors, LLC47,671$1.3K10.35%2025-12-31
31Wealth Watch Advisors, INC36$9460.00%2025-12-31
32Tradewinds Capital Management, LLC33$7530.00%2023-12-31
33Creative Planning30$6840.00%2023-12-31
34ADVISOR GROUP HOLDINGS, INC.11$2880.00%2025-12-31
35Manchester Capital Management LLC6$1610.00%2025-09-30
36AE Wealth Management LLC3$860.00%2025-09-30
37MORGAN STANLEY1$310.00%2025-09-30
38FMR LLC1$240.00%2023-03-31
39IFP Advisors, Inc900$220.19%2023-03-31
40TSFG, LLC60$20.01%2025-12-31
41CONCOURSE FINANCIAL GROUP SECURITIES, INC.0$00.00%2025-06-30