New Positions
6 managers initiated
Top five by reported value
urban-gro Inc NASDAQ NMS - GLOBAL MARKET:UGRO
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
6 new2 added15 reduced8 exited
Total Institutional Holders
23
as of 2025-12-31
Top Holder
FLAGSHIP HARBOR ADVISORS, LLC
$44.1K
Largest QoQ Increase
BANK OF AMERICA CORP /DE/
+20,009 sh
Largest QoQ Decrease
NEW YORK STATE COMMON RETIREMENT FUND
-212,828 sh
New Positions(6)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 19,000 | +19,000 | $6.6K | +$6.6K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,962 | +18,962 | $5.3K | +$5.3K | — |
| Pensionmark Financial Group, LLC | 17,482 | +17,482 | $4.9K | +$4.9K | — |
| CITIGROUP INC | 13,860 | +13,860 | $3.9K | +$3.9K | — |
| Allworth Financial LP | 1,000 | +1,000 | $412 | +$412 | — |
| CWM, LLC | 750 | +750 | $0 | $0 | — |
Added To(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 24,909 | +20,009 | $7.0K | +$5.0K | 408.3% |
| UBS Group AG | 23,081 | +2,528 | $6.5K | -$2.0K | 12.3% |
Reduced(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| FLAGSHIP HARBOR ADVISORS, LLC | 157,476 | -86,713 | $44.1K | -$56.5K | -35.5% |
| CITADEL ADVISORS LLC | 15,852 | -56,315 | $4.4K | -$25.3K | -78.0% |
| GEODE CAPITAL MANAGEMENT, LLC | 93,172 | -8,535 | $26.1K | -$15.8K | -8.4% |
| VANGUARD GROUP INC | 107,787 | -3,315 | $30.2K | -$15.6K | -3.0% |
| RENAISSANCE TECHNOLOGIES LLC | 102,000 | -1,500 | $28.6K | -$14.1K | -1.4% |
| BlackRock, Inc. | 75,508 | 0 | $21.1K | -$10.0K | 0.0% |
| Ground Swell Capital, LLC | 15,484 | -11,751 | $4.3K | -$6.9K | -43.1% |
| STATE STREET CORP | 26,395 | 0 | $7.4K | -$3.5K | 0.0% |
| NORTHERN TRUST CORP | 13,676 | 0 | $3.8K | -$1.8K | 0.0% |
| Tower Research Capital LLC (TRC) | 6,581 | -13 | $1.8K | -$874 | -0.2% |
| MORGAN STANLEY | 1,000 | 0 | $280 | -$132 | 0.0% |
| SIMPLEX TRADING, LLC | 165 | -2,584 | $46 | +$45 | -94.0% |
| Virtu Financial LLC | 39,194 | -58,073 | $11 | -$29 | -59.7% |
| WELLS FARGO & COMPANY/MN | 200 | 0 | $56 | -$26 | 0.0% |
| SBI Securities Co., Ltd. | 3 | 0 | $1 | $0 | 0.0% |
Sold Out(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | -212,828 | $0 | -$577.0K | — |
| Private Advisor Group, LLC | 0 | -42,012 | $0 | -$17.3K | — |
| TWO SIGMA SECURITIES, LLC | 0 | -28,434 | $0 | -$11.7K | — |
| Symphony Financial Services, Inc. | 0 | -19,000 | $0 | -$7.8K | — |
| Triumph Capital Management | 0 | -1,300 | $0 | -$536 | — |
| MAI Capital Management | 0 | -600 | $0 | -$248 | — |
| Evergreen Private Wealth LLC | 0 | -300 | $0 | -$124 | — |
| HRT FINANCIAL LP | 0 | -110,593 | $0 | -$45 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| FLAGSHIP HARBOR ADVISORS, LLC | 157,476 | $44.1K | -86,713 | -35.5% |
| VANGUARD GROUP INC | 107,787 | $30.2K | -3,315 | -3.0% |
| RENAISSANCE TECHNOLOGIES LLC | 102,000 | $28.6K | -1,500 | -1.4% |
| GEODE CAPITAL MANAGEMENT, LLC | 93,172 | $26.1K | -8,535 | -8.4% |
| BlackRock, Inc. | 75,508 | $21.1K | 0 | 0.0% |
| STATE STREET CORP | 26,395 | $7.4K | 0 | 0.0% |
| BANK OF AMERICA CORP /DE/ | 24,909 | $7.0K | +20,009 | 408.3% |
| IFP Advisors, Inc | 19,000 | $6.6K | +19,000 | — |
| UBS Group AG | 23,081 | $6.5K | +2,528 | 12.3% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,962 | $5.3K | +18,962 | — |
| Pensionmark Financial Group, LLC | 17,482 | $4.9K | +17,482 | — |
| CITADEL ADVISORS LLC | 15,852 | $4.4K | -56,315 | -78.0% |
| Ground Swell Capital, LLC | 15,484 | $4.3K | -11,751 | -43.1% |
| CITIGROUP INC | 13,860 | $3.9K | +13,860 | — |
| NORTHERN TRUST CORP | 13,676 | $3.8K | 0 | 0.0% |
| Tower Research Capital LLC (TRC) | 6,581 | $1.8K | -13 | -0.2% |
| Allworth Financial LP | 1,000 | $412 | +1,000 | — |
| MORGAN STANLEY | 1,000 | $280 | 0 | 0.0% |
| WELLS FARGO & COMPANY/MN | 200 | $56 | 0 | 0.0% |
| SIMPLEX TRADING, LLC | 165 | $46 | -2,584 | -94.0% |
New & Closed Positions this quarter
Closed Positions
8 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for UGRO against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.