New Positions
11 managers initiated
Top five by reported value
SWK Holdings Corp NASDAQ NMS - GLOBAL MARKET:SWKHL
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
11 new17 added30 reduced10 exited
Total Institutional Holders
58
as of 2025-12-31
Top Holder
CARLSON CAPITAL L P
$146.1M
Largest QoQ Increase
CREDIT INDUSTRIEL ET COMMERCIAL
+125,000 sh
Largest QoQ Decrease
CANNELL CAPITAL LLC
-178,253 sh
New Positions(11)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CREDIT INDUSTRIEL ET COMMERCIAL | 125,000 | +125,000 | $2.1M | +$2.1M | — |
| PRELUDE CAPITAL MANAGEMENT, LLC | 10,000 | +10,000 | $172.0K | +$172.0K | — |
| Marquette Asset Management, LLC | 188 | +188 | $3.2K | +$3.2K | — |
| UBS ASSET MANAGEMENT AMERICAS INC | 156 | +156 | $2.7K | +$2.7K | — |
| IFP Advisors, Inc | 140 | +140 | $2.3K | +$2.3K | — |
| Private Wealth Management Group, LLC | 68 | +68 | $1.2K | +$1.2K | — |
| Allworth Financial LP | 42 | +42 | $723 | +$723 | — |
| Cornerstone Planning Group LLC | 41 | +41 | $711 | +$711 | — |
| Farther Finance Advisors, LLC | 12 | +12 | $206 | +$206 | — |
| PNC Financial Services Group, Inc. | 5 | +5 | $86 | +$86 | — |
| MAI Capital Management | 1 | +1 | $18 | +$18 | — |
Added To(17)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 213,544 | +16,835 | $3.7M | +$810.8K | 8.6% |
| BlackRock, Inc. | 156,214 | +12,982 | $2.7M | +$602.9K | 9.1% |
| Rangeley Capital, LLC | 63,000 | +22,000 | $1.1M | +$487.1K | 53.6% |
| GOLDMAN SACHS GROUP INC | 38,400 | +22,546 | $660.5K | +$429.8K | 142.2% |
| MORGAN STANLEY | 39,662 | +9,005 | $682.2K | +$236.1K | 29.4% |
| GEODE CAPITAL MANAGEMENT, LLC | 75,939 | +121 | $1.3M | +$203.0K | 0.1% |
| AQR CAPITAL MANAGEMENT LLC | 25,603 | +6,183 | $440.4K | +$157.8K | 31.8% |
| Russell Investments Group, Ltd. | 4,679 | +884 | $80.3K | +$25.2K | 23.3% |
| WELLS FARGO & COMPANY/MN | 3,408 | +1,077 | $58.6K | +$24.7K | 46.2% |
| BARCLAYS PLC | 5,407 | +1,102 | $79.7K | +$17.1K | 25.6% |
| FMR LLC | 1,109 | +512 | $19.1K | +$10.4K | 85.8% |
| BNP PARIBAS ARBITRAGE, SNC | 1,046 | +388 | $18.0K | +$8.4K | 59.0% |
| M3F, Inc. | 853,454 | +120,299 | $14.7K | +$4.0K | 16.4% |
| EverSource Wealth Advisors, LLC | 72 | +19 | $1.2K | +$466 | 35.8% |
| ROTHSCHILD INVESTMENT LLC | 7 | +2 | $120 | +$47 | 40.0% |
| True Wealth Design, LLC | 5 | +1 | $86 | +$27 | 25.0% |
| CWM, LLC | 1,910 | +383 | $33 | +$11 | 25.1% |
Reduced(30)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CARLSON CAPITAL L P | 8,493,088 | 0 | $146.1M | +$22.5M | 0.0% |
| CANNELL CAPITAL LLC | 63,069 | -178,253 | $1.1M | -$2.4M | -73.9% |
| Royal Bank of Canada | 118 | -25,008 | $2.0K | -$402.0K | -99.5% |
| DIMENSIONAL FUND ADVISORS LP | 49,359 | 0 | $848.9K | +$130.8K | 0.0% |
| STATE STREET CORP | 47,737 | -1,203 | $821.1K | +$109.0K | -2.5% |
| RAYMOND JAMES FINANCIAL INC | 70,934 | -7,675 | $1.2M | +$76.3K | -9.8% |
| NORTHERN TRUST CORP | 30,120 | -922 | $518.1K | +$66.4K | -3.0% |
| GRACE & WHITE INC /NY | 18,721 | 0 | $322.0K | +$49.6K | 0.0% |
| NewEdge Advisors, LLC | 16,892 | -617 | $290.5K | +$35.8K | -3.5% |
| UBS Group AG | 547 | -1,372 | $9.4K | -$18.5K | -71.5% |
| JPMORGAN CHASE & CO | 3,631 | -1,667 | $62.5K | -$14.6K | -31.5% |
| State of Wyoming | 4,186 | -223 | $72.0K | +$7.8K | -5.0% |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,131 | 0 | $36.7K | +$5.6K | 0.0% |
| Tower Research Capital LLC (TRC) | 351 | -409 | $6.0K | -$5.0K | -53.8% |
| Police & Firemen's Retirement System of New Jersey | 1,369 | 0 | $23.5K | +$3.6K | 0.0% |
| BANK OF AMERICA CORP /DE/ | 4,638 | -606 | $79.8K | +$3.5K | -11.6% |
| RHUMBLINE ADVISERS | 3,712 | -908 | $63.8K | -$3.4K | -19.6% |
| RENAISSANCE TECHNOLOGIES LLC | 31,800 | -6,000 | $547.0K | -$3.0K | -15.9% |
| Mirae Asset Global Investments Co., Ltd. | 1,105 | 0 | $19.0K | +$2.9K | 0.0% |
| CITIGROUP INC | 69 | -111 | $1.2K | -$1.4K | -61.7% |
| Legal & General Group Plc | 315 | 0 | $5.4K | +$835 | 0.0% |
| Ameritas Investment Partners, Inc. | 267 | 0 | $4.6K | +$707 | 0.0% |
| Sterling Capital Management LLC | 210 | 0 | $3.6K | +$556 | 0.0% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,447 | -229 | $24.9K | +$502 | -13.7% |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 186 | -54 | $3.2K | -$293 | -22.5% |
| Optiver Holding B.V. | 36 | 0 | $619 | +$95 | 0.0% |
| ACADIAN ASSET MANAGEMENT LLC | 33,490 | -974 | $572 | +$73 | -2.8% |
| HARBOR CAPITAL ADVISORS, INC. | 339 | -6 | $6 | +$1 | -1.7% |
| Covestor Ltd | 110 | -40 | $2 | $0 | -26.7% |
| AMALGAMATED BANK | 96 | -26 | $2 | $0 | -21.3% |
Sold Out(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | -114,757 | $0 | -$1.7M | — |
| Empowered Funds, LLC | 0 | -57,552 | $0 | -$837.4K | — |
| MILLENNIUM MANAGEMENT LLC | 0 | -25,763 | $0 | -$374.9K | — |
| Dynamic Advisor Solutions LLC | 0 | -21,988 | $0 | -$319.9K | — |
| BAILARD, INC. | 0 | -13,974 | $0 | -$203.3K | — |
| NISA INVESTMENT ADVISORS, LLC | 0 | -1,000 | $0 | -$14.6K | — |
| SRS Capital Advisors, Inc. | 0 | -898 | $0 | -$13.1K | — |
| GSA CAPITAL PARTNERS LLP | 0 | -13,458 | $0 | -$196 | — |
| Clearstead Advisors, LLC | 0 | -6 | $0 | -$88 | — |
| SBI Securities Co., Ltd. | 0 | -1 | $0 | -$15 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| CARLSON CAPITAL L P | 8,493,088 | $146.1M | 0 | 0.0% |
| VANGUARD GROUP INC | 213,544 | $3.7M | +16,835 | 8.6% |
| BlackRock, Inc. | 156,214 | $2.7M | +12,982 | 9.1% |
| CREDIT INDUSTRIEL ET COMMERCIAL | 125,000 | $2.1M | +125,000 | — |
| GEODE CAPITAL MANAGEMENT, LLC | 75,939 | $1.3M | +121 | 0.1% |
| RAYMOND JAMES FINANCIAL INC | 70,934 | $1.2M | -7,675 | -9.8% |
| CANNELL CAPITAL LLC | 63,069 | $1.1M | -178,253 | -73.9% |
| Rangeley Capital, LLC | 63,000 | $1.1M | +22,000 | 53.6% |
| DIMENSIONAL FUND ADVISORS LP | 49,359 | $848.9K | 0 | 0.0% |
| STATE STREET CORP | 47,737 | $821.1K | -1,203 | -2.5% |
| MORGAN STANLEY | 39,662 | $682.2K | +9,005 | 29.4% |
| GOLDMAN SACHS GROUP INC | 38,400 | $660.5K | +22,546 | 142.2% |
| RENAISSANCE TECHNOLOGIES LLC | 31,800 | $547.0K | -6,000 | -15.9% |
| NORTHERN TRUST CORP | 30,120 | $518.1K | -922 | -3.0% |
| AQR CAPITAL MANAGEMENT LLC | 25,603 | $440.4K | +6,183 | 31.8% |
| GRACE & WHITE INC /NY | 18,721 | $322.0K | 0 | 0.0% |
| NewEdge Advisors, LLC | 16,892 | $290.5K | -617 | -3.5% |
| PRELUDE CAPITAL MANAGEMENT, LLC | 10,000 | $172.0K | +10,000 | — |
| Russell Investments Group, Ltd. | 4,679 | $80.3K | +884 | 23.3% |
| BANK OF AMERICA CORP /DE/ | 4,638 | $79.8K | -606 | -11.6% |
New & Closed Positions this quarter
Closed Positions
10 managers exited
Top five by prior-quarter value
- BRIDGEWAY CAPITAL MANAGEMENT, LLC$1.7M
- Empowered Funds, LLC$837.4K
- MILLENNIUM MANAGEMENT LLC$374.9K
- Dynamic Advisor Solutions LLC$319.9K
- BAILARD, INC.$203.3K
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for SWKHL against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.