13F QoQ Ownership Changes
NMPAU Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 12 new · 3 added · 16 reduced · 3 exited
New Positions(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Karpus Management, Inc. | 767,290 | +767,290 | $7.7M | +$7.7M | — |
| HEIGHTS CAPITAL MANAGEMENT, INC | 450,000 | +450,000 | $4.5M | +$4.5M | — |
| L1 Global Manager Pty Ltd | 286,000 | +286,000 | $2.9M | +$2.9M | — |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,600 | +220,600 | $2.2M | +$2.2M | — |
| OMERS ADMINISTRATION Corp | 200,000 | +200,000 | $2.0M | +$2.0M | — |
| GABELLI FUNDS LLC | 179,400 | +179,400 | $1.8M | +$1.8M | — |
| Dakota Wealth Management | 49,600 | +49,600 | $497.0K | +$497.0K | — |
| ABC ARBITRAGE SA | 25,000 | +25,000 | $250.5K | +$250.5K | — |
| Verition Fund Management LLC | 17,000 | +17,000 | $170.3K | +$170.3K | — |
| MORGAN STANLEY | 32 | +32 | $321 | +$321 | — |
| BANK OF AMERICA CORP /DE/ | 11 | +11 | $110 | +$110 | — |
| UBS Group AG | 1 | +1 | $10 | +$10 | — |
Added To(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 1,092,300 | +73,702 | $10.9M | +$3.7M | 7.2% |
| WOLVERINE ASSET MANAGEMENT LLC | 859,598 | +106,736 | $8.6M | +$1.1M | 14.2% |
| Schonfeld Strategic Advisors LLC | 79,998 | +9,998 | $801.6K | +$106.5K | 14.3% |
Reduced(16)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Clear Street Group Inc. | 140,606 | -181,615 | $1.4M | -$1.8M | -56.4% |
| Shaolin Capital Management LLC | 575,000 | -75,000 | $5.8M | -$693.0K | -11.5% |
| Polar Asset Management Partners Inc. | 825,000 | 0 | $8.3M | +$82.5K | 0.0% |
| AQR Arbitrage LLC | 626,907 | 0 | $6.3M | +$56.4K | 0.0% |
| D. E. Shaw & Co., Inc. | 562,420 | 0 | $5.6M | +$50.6K | 0.0% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,346 | 0 | $5.1M | +$46.0K | 0.0% |
| Westchester Capital Management, LLC | 500,000 | 0 | $5.0M | +$45.0K | 0.0% |
| Crossingbridge Advisors, LLC | 495,000 | 0 | $5.0M | +$44.5K | 0.0% |
| BERKLEY W R CORP | 445,304 | 0 | $4.5M | +$40.1K | 0.0% |
| Radcliffe Capital Management, L.P. | 374,900 | 0 | $3.8M | +$33.7K | 0.0% |
| TWO SIGMA INVESTMENTS, LP | 332,291 | 0 | $3.3M | +$29.9K | 0.0% |
| Periscope Capital Inc. | 223,985 | 0 | $2.2M | +$21.1K | 0.0% |
| BNP PARIBAS FINANCIAL MARKETS | 198,093 | 0 | $2.0M | +$17.8K | 0.0% |
| TORONTO DOMINION BANK | 50,000 | 0 | $501.0K | +$4.5K | 0.0% |
| GEODE CAPITAL MANAGEMENT, LLC | 82,479 | -375 | $826.4K | +$3.7K | -0.5% |
| GLAZER CAPITAL, LLC | 251,787 | -1,252 | $2.5K | +$10 | -0.5% |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | -75,089 | $0 | -$745.6K | — |
| ATW SPAC MANAGEMENT LLC | 0 | -75,000 | $0 | -$744.8K | — |
| Virtu Financial LLC | 0 | -73,850 | $0 | -$733 | — |