13F QoQ Ownership Changes
NEUP Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 9 new · 9 added · 3 reduced · 3 exited
New Positions(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Lynx1 Capital Management LP | 875,228 | +875,228 | $3.4M | +$3.4M | — |
| Shay Capital LLC | 169,059 | +169,059 | $655.9K | +$655.9K | — |
| Ikarian Capital, LLC | 47,443 | +47,443 | $184.1K | +$184.1K | — |
| ADAR1 Capital Management, LLC | 30,000 | +30,000 | $116.4K | +$116.4K | — |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 14,750 | +14,750 | $57.2K | +$57.2K | — |
| BOOTHBAY FUND MANAGEMENT, LLC | 14,000 | +14,000 | $54.3K | +$54.3K | — |
| XTX Topco Ltd | 12,008 | +12,008 | $46.6K | +$46.6K | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,207 | +11,207 | $43.5K | +$43.5K | — |
| FNY Investment Advisers, LLC | 26,500 | +26,500 | $102 | +$102 | — |
Added To(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| AdvisorShares Investments LLC | 134,194 | +75,631 | $520.7K | -$169.8K | 129.1% |
| JANE STREET GROUP, LLC | 16,597 | +928 | $64.4K | -$120.3K | 5.9% |
| GEODE CAPITAL MANAGEMENT, LLC | 17,303 | +4,325 | $67.1K | -$85.9K | 33.3% |
| DIADEMA PARTNERS LP | 50,000 | +28,548 | $194.0K | -$58.9K | 133.1% |
| Persistent Asset Partners Ltd | 13,403 | +8,495 | $52.0K | -$5.9K | 173.1% |
| Tower Research Capital LLC (TRC) | 1,400 | +990 | $5.4K | +$598 | 241.5% |
| RHUMBLINE ADVISERS | 202 | +169 | $783 | +$394 | 512.1% |
| MORGAN STANLEY | 58 | +51 | $225 | +$142 | 728.6% |
| BANK OF AMERICA CORP /DE/ | 18 | +1 | $70 | -$131 | 5.9% |
Reduced(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 20,950 | 0 | $81.3K | -$165.7K | 0.0% |
| Merck & Co., Inc. | 10,027 | 0 | $38.9K | -$79.3K | 0.0% |
| UBS Group AG | 1,652 | -516 | $6.4K | -$19.2K | -23.8% |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Prosperity Wealth Management, Inc. | 0 | -29,825 | $0 | -$351.6K | — |
| MILLENNIUM MANAGEMENT LLC | 0 | -18,329 | $0 | -$216.1K | — |
| FMR LLC | 0 | -2 | $0 | -$24 | — |