New Positions
1 managers initiated
Top five by reported value
State Street SPDR Dow Jones Industrial Average ETF Trust PCX:DIA
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
1 new2 added12 reduced1 exited
Total Institutional Holders
15
as of 2025-12-31
Top Holder
CHARTIST INC /CA/
$29.3M
Largest QoQ Increase
Sequent Asset Management, LLC
+250 sh
Largest QoQ Decrease
CHARTIST INC /CA/
-638 sh
New Positions(1)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | 100 | +100 | $48.1K | +$48.1K | — |
Added To(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Sequent Asset Management, LLC | 700 | +250 | $336.0K | +$127.3K | 55.5% |
| SOL Capital Management CO | 2,629 | +204 | $1.3K | +$138 | 8.4% |
Reduced(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CHARTIST INC /CA/ | 60,982 | -638 | $29.3M | +$730.8K | -1.0% |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 1,497 | -29 | $719 | -$706.8K | -1.9% |
| L & S Advisors Inc | 30,623 | -470 | $14.7M | +$297.4K | -1.5% |
| Pinnacle Holdings, LLC | 25,340 | -298 | $12.2M | +$288.6K | -1.2% |
| Ancora Advisors, LLC | 4,564 | -16 | $2.2M | +$69.4K | -0.3% |
| COZAD ASSET MANAGEMENT INC | 2,392 | -9 | $1.1M | +$36.1K | -0.4% |
| SVB WEALTH LLC | 840 | 0 | $403.7K | +$14.1K | 0.0% |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | 650 | 0 | $312.4K | +$10.9K | 0.0% |
| Councilmark Asset Management, LLC | 650 | 0 | $312.4K | +$10.9K | 0.0% |
| MONETARY MANAGEMENT GROUP INC | 61 | 0 | $29.3K | +$1.0K | 0.0% |
| MAGNOLIA CAPITAL MANAGEMENT LTD | 16,171 | -254 | $7.8K | +$154 | -1.5% |
| VAUGHAN DAVID INVESTMENTS LLC/IL | 1,355 | 0 | $651 | +$23 | 0.0% |
Sold Out(1)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Moloney Securities Asset Management, LLC | 0 | -619 | $0 | -$286.9K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| CHARTIST INC /CA/ | 60,982 | $29.3M | -638 | -1.0% |
| L & S Advisors Inc | 30,623 | $14.7M | -470 | -1.5% |
| Pinnacle Holdings, LLC | 25,340 | $12.2M | -298 | -1.2% |
| Ancora Advisors, LLC | 4,564 | $2.2M | -16 | -0.3% |
| COZAD ASSET MANAGEMENT INC | 2,392 | $1.1M | -9 | -0.4% |
| SVB WEALTH LLC | 840 | $403.7K | 0 | 0.0% |
| Sequent Asset Management, LLC | 700 | $336.0K | +250 | 55.5% |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC | 650 | $312.4K | 0 | 0.0% |
| Councilmark Asset Management, LLC | 650 | $312.4K | 0 | 0.0% |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | 100 | $48.1K | +100 | — |
| MONETARY MANAGEMENT GROUP INC | 61 | $29.3K | 0 | 0.0% |
| MAGNOLIA CAPITAL MANAGEMENT LTD | 16,171 | $7.8K | -254 | -1.5% |
| SOL Capital Management CO | 2,629 | $1.3K | +204 | 8.4% |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | 1,497 | $719 | -29 | -1.9% |
| VAUGHAN DAVID INVESTMENTS LLC/IL | 1,355 | $651 | 0 | 0.0% |
New & Closed Positions this quarter
Closed Positions
1 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for DIA against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.