Institutional Manager · CIK 0002066147
Uptown Financial Advisors LLC
DALLAS, TX · File #028-25519
Latest AUM
$139.6M
Positions
78
Top-10 Concentration
64.4%
Filings
5
Portfolio Value Over Time
2025-03
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | INVESCO QQQ TR | IVZ | +29,500 | +$18.1M | $0 |
| REDUCE | COREWEAVE INC | CRWV | -29,200 | -$2.1M | -$2.4M |
| ADD | BROADCOM INC | AVGO | +5,095 | +$1.8M | +$30,841 |
| ADD | SELECT SECTOR SPDR TR | 81369Y886 | +39,290 | +$1.7M | -$89,038 |
| REDUCE | VANGUARD INDEX FDS | 922908736 | -2,887 | -$1.4M | +$257,041 |
| ADD | VANGUARD BD INDEX FDS | 921937827 | +9,614 | +$757,682 | -$8,130 |
| ADD | VANGUARD BD INDEX FDS | 921937819 | +5,952 | +$463,542 | -$9,594 |
| NEW | BARINGS CORPORATE INVS | 06759X107 | +20,594 | +$373,781 | $0 |
| ADD | NETFLIX INC | NFLX | +3,240 | +$303,782 | -$397,857 |
| ADD | ISHARES TR | 464287804 | +2,330 | +$280,023 | +$96,059 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202578 pos · $139.6M
- 13F HOLDINGS REPORTQ/E Sep 202574 pos · $121.4M
- 13F HOLDINGS REPORTQ/E Jun 202575 pos · $116.7M
- 13F HOLDINGS REPORTQ/E Mar 202570 pos · $98.0M
- 13F HOLDINGS REPORTQ/E Mar 202565 pos · $92.7M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | IVZ | 29,500 | $18.1M | 13.71% |
| 2 | VANGUARD INDEX FDS | 922908736 | 28,269 | $13.8M | 10.43% |
| 3 | VANGUARD INDEX FDS | 922908629 | 31,906 | $9.3M | 7.00% |
| 4 | ISHARES TR | 464287804 | 73,411 | $8.8M | 6.67% |
| 5 | SPDR SERIES TRUST | 78464A508 | 145,397 | $8.3M | 6.25% |
| 6 | VANGUARD BD INDEX FDS | 921937827 | 90,876 | $7.2M | 5.42% |
| 7 | SPDR INDEX SHS FDS | 78463X509 | 143,200 | $6.7M | 5.07% |
| 8 | SPDR SERIES TRUST | 78464A409 | 48,337 | $5.2M | 3.90% |
| 9 | VANGUARD BD INDEX FDS | 921937819 | 51,432 | $4.0M | 3.03% |
| 10 | SCHWAB STRATEGIC TR | 808524805 | 159,015 | $3.8M | 2.89% |
| 11 | VANGUARD INDEX FDS | 922908744 | 18,984 | $3.6M | 2.74% |
| 12 | VANGUARD TAX-MANAGED FDS | 921943858 | 53,599 | $3.3M | 2.53% |
| 13 | VANGUARD WORLD FD | 92204A306 | 24,953 | $3.1M | 2.38% |
| 14 | VANGUARD INTL EQUITY INDEX F | 922042718 | 19,234 | $2.8M | 2.09% |
| 15 | SPDR S&P 500 ETF TR | SPY | 3,644 | $2.5M | 1.88% |
| 16 | BROADCOM INC | AVGO | 7,000 | $2.4M | 1.83% |
| 17 | ENERGY TRANSFER L P | ET-PI | 130,151 | $2.1M | 1.62% |
| 18 | NVIDIA CORPORATION | NVDA | 9,830 | $1.8M | 1.39% |
| 19 | ISHARES TR | 464287200 | 2,592 | $1.8M | 1.34% |
| 20 | SELECT SECTOR SPDR TR | 81369Y886 | 41,290 | $1.8M | 1.33% |