Live Markets
Wednesday, July 29, 2026·George Town, KY·29°·Partly Cloudy
Markets Open · NYSE·Newsletter·Masthead·
VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Uptown Financial Advisors LLC

Quarter ended Q4 2025 · Filed January 23, 2026 · Accession 0002066147-26-000001

Total Value
$139.6M
Positions
78
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (78)

#IssuerTicker / CUSIPSharesValue% of Filing
1INVESCO QQQ TRIVZ29,500$18.1M12.98%
2VANGUARD INDEX FDS92290873628,269$13.8M9.88%
3VANGUARD INDEX FDS92290862931,906$9.3M6.63%
4ISHARES TR46428780473,411$8.8M6.32%
5SPDR SERIES TRUST78464A508145,397$8.3M5.92%
6VANGUARD BD INDEX FDS92193782790,876$7.2M5.13%
7SPDR INDEX SHS FDS78463X509143,200$6.7M4.80%
8SPDR SERIES TRUST78464A40948,337$5.2M3.69%
9VANGUARD BD INDEX FDS92193781951,432$4.0M2.87%
10SCHWAB STRATEGIC TR808524805159,015$3.8M2.74%
11VANGUARD INDEX FDS92290874418,984$3.6M2.60%
12VANGUARD TAX-MANAGED FDS92194385853,599$3.3M2.40%
13VANGUARD WORLD FD92204A30624,953$3.1M2.25%
14VANGUARD INTL EQUITY INDEX F92204271819,234$2.8M1.98%
15SPDR S&P 500 ETF TRSPY3,644$2.5M1.78%
16BROADCOM INCAVGO7,000$2.4M1.74%
17ENERGY TRANSFER L PET-PI130,151$2.1M1.54%
18NVIDIA CORPORATIONNVDA9,830$1.8M1.31%
19ISHARES TR4642872002,592$1.8M1.27%
20SELECT SECTOR SPDR TR81369Y88641,290$1.8M1.26%
21ISHARES TR46428724215,358$1.7M1.21%
22ENTERPRISE PRODS PARTNERS L29379210748,051$1.5M1.10%
23VANGUARD CHARLOTTE FDS92203J40727,238$1.3M0.94%
24COREWEAVE INCCRWV16,000$1.1M0.82%
25VANGUARD WHITEHALL FDS9219464067,079$1.0M0.73%
26JANUS DETROIT STR TR47103U84519,268$974,5750.70%
27ISHARES TR46428750714,460$954,3600.68%
28MICROSOFT CORPMSFT1,879$908,7220.65%
29ISHARES TR4642876553,649$898,2380.64%
30SPDR INDEX SHS FDS78463X88920,121$893,5740.64%
31META PLATFORMS INCMETA1,257$829,7330.59%
32VANGUARD INDEX FDS9229085538,101$716,9460.51%
33ISHARES INC46434G7649,730$707,1960.51%
34SPDR SERIES TRUST78468R6227,148$694,9540.50%
35BROADCOM INCAVGO1,905$659,3210.47%
36SCHWAB STRATEGIC TR80852440921,060$623,5870.45%
37ISHARES TR4642884145,518$591,0330.42%
38ISHARES TR4642872265,659$565,2210.40%
39COREWEAVE INCCRWV7,000$501,2700.36%
40ISHARES TR4642878794,291$487,9730.35%
41VANGUARD INDEX FDS922908363734$460,3130.33%
42ABBVIE INCABBV1,913$437,1010.31%
43VANGUARD INTL EQUITY INDEX F9220428588,026$431,4780.31%
44APPLE INCAAPL1,562$424,9170.30%
45ISHARES TR46432F8424,660$416,9460.30%
46AMERICAN EXPRESS COAXP1,127$416,9340.30%
47JOHNSON & JOHNSONJNJ1,837$380,1670.27%
48VANGUARD INDEX FDS9229086111,788$378,6810.27%
49SCHWAB STRATEGIC TR80852430011,476$374,3470.27%
50BARINGS CORPORATE INVS06759X10720,594$373,7810.27%
51SCHWAB STRATEGIC TR80852479713,350$366,1910.26%
52VANGUARD WORLD FD92204A702485$365,5830.26%
53NUVEEN QUALITY MUNCP INCOMENU30,340$364,6870.26%
54ISHARES TR4642874653,553$341,1950.24%
55VANGUARD INTL EQUITY INDEX F9220426767,409$339,6740.24%
56CISCO SYS INCCSCO4,387$337,9310.24%
57NETFLIX INCNFLX3,600$337,5360.24%
58ISHARES INC46434G1034,631$311,2960.22%
59JPMORGAN CHASE & CO.VYLD958$308,6870.22%
60VANGUARD SPECIALIZED FUNDS9219088441,384$304,1760.22%
61SCHWAB STRATEGIC TR8085248886,347$288,9790.21%
62SOURCE CAPITALSOR6,042$276,4820.20%
63WELLS FARGO CO NEW9497461012,940$274,0080.20%
64NUVEEN PFD & INCOME OPPORTUNNU31,600$256,2760.18%
65SELECT SECTOR SPDR TR81369Y5065,557$248,4910.18%
66AMAZON COM INCAMZN1,066$246,0540.18%
67ALPHABET INCGOOG778$243,5140.17%
68BLACKSTONE SENI FLTN RAT 202BX17,320$233,8200.17%
69TEXAS INSTRS INC8825081041,340$232,4770.17%
70TESLA INCTSLA509$228,9070.16%
71INTERNATIONAL BUSINESS MACHSINTR743$220,0840.16%
72SPDR SERIES TRUST78464A4747,115$214,8730.15%
73ISHARES TR4642881581,935$206,4650.15%
74CHEVRON CORP NEWCVX1,345$204,9910.15%
75JANUS DETROIT STR TR47103U7534,265$203,4410.15%
76INVESCO QQQ TRIVZ232$142,5200.10%
77PIMCO CORPORATE & INCM STRG72200U10011,050$140,9980.10%
78NUVEEN AMT FREE QLTY MUN INCNU11,499$133,7330.10%