Institutional Manager · CIK 0002056559
Defined Financial Planning LLC
SAN RAFAEL, CA · File #028-25060
Latest AUM
$120.6M
Positions
65
Top-10 Concentration
60.6%
Filings
4
Portfolio Value Over Time
2024-12
2025-03
2025-06
2025-09
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | WISDOMTREE TR | 97717X263 | +159,796 | +$6.7M | +$13,662 |
| EXITED | WISDOMTREE TR | 97717X701 | -77,100 | -$3.7M | $0 |
| EXITED | WISDOMTREE TR | 97717W851 | -23,812 | -$2.7M | $0 |
| REDUCE | WISDOMTREE TR | 97717X669 | -18,721 | -$1.7M | +$578,786 |
| ADD | SCHWAB STRATEGIC TR | 808524300 | +44,566 | +$1.4M | +$1.2M |
| EXITED | GRANITESHARES GOLD TR | 38748G101 | -41,930 | -$1.4M | $0 |
| REDUCE | WISDOMTREE TR | 97717Y857 | -25,050 | -$1.3M | +$184,278 |
| EXITED | PROSHARES TR | 74347X831 | -10,304 | -$874,088 | $0 |
| NEW | THOR FINL TECHNOLOGIES TR | 885155200 | +27,389 | +$870,422 | $0 |
| REDUCE | NORTHERN LTS FD TR IV | 66538H591 | -13,568 | -$865,231 | +$641,827 |
Filing History
- 13F HOLDINGS REPORTQ/E Sep 202565 pos · $120.6M
- 13F HOLDINGS REPORTQ/E Jun 202568 pos · $112.6M
- 13F HOLDINGS REPORTQ/E Mar 202577 pos · $98.7M
- 13F HOLDINGS REPORTQ/E Dec 202478 pos · $93.7M
Top 20 Holdings — Sep 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | 808524300 | 436,270 | $14.2M | 12.10% |
| 2 | WISDOMTREE TR | 97717X669 | 105,749 | $9.4M | 8.04% |
| 3 | J P MORGAN EXCHANGE TRADED F | 46641Q753 | 155,620 | $7.5M | 6.38% |
| 4 | WISDOMTREE TR | 97717X263 | 164,875 | $6.9M | 5.92% |
| 5 | WISDOMTREE TR | 97717X511 | 152,014 | $6.7M | 5.74% |
| 6 | NORTHERN LTS FD TR IV | 66538H591 | 102,705 | $6.5M | 5.59% |
| 7 | SPDR INDEX SHS FDS | 78463X889 | 138,870 | $6.0M | 5.15% |
| 8 | WISDOMTREE TR | 97717X578 | 136,181 | $5.3M | 4.50% |
| 9 | WISDOMTREE TR | 97717W505 | 81,593 | $4.2M | 3.62% |
| 10 | WISDOMTREE TR | 97717Y857 | 80,252 | $4.2M | 3.55% |
| 11 | J P MORGAN EXCHANGE TRADED F | 46654Q716 | 74,543 | $4.0M | 3.44% |
| 12 | WISDOMTREE TR | 97717Y725 | 84,968 | $3.8M | 3.24% |
| 13 | NVIDIA CORPORATION | 67066G104 | 18,502 | $3.5M | 2.98% |
| 14 | APPLE INC | 037833100 | 12,552 | $3.2M | 2.76% |
| 15 | MICROSOFT CORP | 594918104 | 5,912 | $3.1M | 2.65% |
| 16 | WISDOMTREE TR | 97717W562 | 51,262 | $2.8M | 2.43% |
| 17 | VANGUARD BD INDEX FDS | 921937819 | 36,330 | $2.8M | 2.42% |
| 18 | NORTHERN LTS FD TR IV | 66538H179 | 147,399 | $2.1M | 1.79% |
| 19 | WISDOMTREE TR | 97717W422 | 44,468 | $2.0M | 1.69% |
| 20 | WISDOMTREE TR | 97717X172 | 35,259 | $1.6M | 1.40% |