Institutional Manager · CIK 0002041436
Principia Wealth Advisory, LLC
DALLAS, TX · File #028-25491
Latest AUM
$159.9M
Positions
1,015
Top-10 Concentration
58.5%
Filings
5
Portfolio Value Over Time
2025-03
2025-03
2025-06
2025-12
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | INVESCO NASDAQ 100 ETF | IVZ | +899,154 | +$15.2M | -$12.8M |
| EXITED | ADVERUM BIOTECHNOLOGIES INC COM NEW | 00773U207 | -2,077,946 | -$9.4M | $0 |
| EXITED | NETFLIX INC. COM | NFLX | -4,000 | -$4.8M | $0 |
| ADD | BNY MELLON US LARGE CAP CORE EQUITY ETF | 09661T107 | +28,576 | +$3.7M | +$99,004 |
| NEW | Schwab 1000 Index | 808524722 | +108,220 | +$3.5M | $0 |
| ADD | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | +53,446 | +$3.3M | +$256,443 |
| ADD | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 92206C870 | +27,144 | +$2.3M | -$13,227 |
| ADD | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | IVZ | +142,384 | +$1.9M | -$6,205 |
| ADD | Energy Sector | 81369Y506 | +35,616 | +$1.6M | -$23,939 |
| ADD | SIMPLIFY MANAGED FUTURES STRATEGY ETF | 82889N699 | +50,957 | +$1.4M | -$14,162 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 20251,015 pos · $159.9M
- 13F HOLDINGS REPORTQ/E Dec 2025968 pos · $145.0M
- 13F HOLDINGS REPORTQ/E Jun 2025943 pos · $118.1M
- 13F HOLDINGS REPORTQ/E Mar 2025856 pos · $104.4M
- 13F HOLDINGS REPORTQ/E Mar 2025777 pos · $106.5M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | INVESCO NASDAQ 100 ETF | IVZ | 954,798 | $16.2M | 11.23% |
| 2 | INVESCO QQQ TRUST SERIES I | IVZ | 19,505 | $12.0M | 8.32% |
| 3 | EYEPOINT INC COM NEW | EYPT | 530,725 | $9.7M | 6.73% |
| 4 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 154,009 | $9.6M | 6.68% |
| 5 | BNY MELLON US LARGE CAP CORE EQUITY ETF | 09661T107 | 69,497 | $9.1M | 6.31% |
| 6 | STATE STREET SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | 78464A805 | 79,461 | $6.6M | 4.55% |
| 7 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 110,838 | $6.0M | 4.14% |
| 8 | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | 92206C870 | 63,938 | $5.4M | 3.72% |
| 9 | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | 922042775 | 72,152 | $5.3M | 3.69% |
| 10 | ISHARES GOLD TRUST | IAU | 54,670 | $4.4M | 3.08% |
| 11 | SCHWAB HIGH YIELD BOND ETF | 808524631 | 165,725 | $4.4M | 3.04% |
| 12 | IMGP DBI MANAGED FUTURES STRATEGY ETF | 53700T827 | 148,138 | $4.2M | 2.89% |
| 13 | Schwab 1000 Index | 808524722 | 108,220 | $3.5M | 2.47% |
| 14 | ISHARES MSCI EMERGING MARKETS EX CHINA ETF | 46434G764 | 46,870 | $3.4M | 2.37% |
| 15 | SAN JUAN BASIN RTY TR UNIT BEN INT | 798241105 | 531,022 | $3.0M | 2.07% |
| 16 | U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | 68,792 | $2.9M | 2.03% |
| 17 | SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | 88,663 | $2.8M | 1.95% |
| 18 | ISHARES SILVER TRUST | SLV | 43,199 | $2.8M | 1.93% |
| 19 | ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF | 464288281 | 27,811 | $2.7M | 1.86% |
| 20 | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF | IVZ | 176,839 | $2.3M | 1.63% |