Institutional Manager · CIK 0002035512
Cascades Capital Asset Management, LLC
GREENSBORO, NC · File #028-24488
Latest AUM
$238.9M
Positions
166
Top-10 Concentration
61.3%
Filings
6
Portfolio Value Over Time
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | Alphabet Inc Class A | GOOG | +16,538 | +$5.2M | +$96,397 |
| REDUCE | I Shares MSCI USA Minimum Volatilty | 46429B697 | -35,411 | -$3.3M | -$38,315 |
| ADD | Vanguard Value ETF | 922908744 | +15,332 | +$2.9M | +$84,848 |
| ADD | Vanguard Dividend Appreciation ETF | 921908844 | +11,575 | +$2.5M | +$399,184 |
| ADD | Schwab 5 10 Year Corp Bond ETF | 808524698 | +54,056 | +$1.2M | -$5,284 |
| REDUCE | Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | -4,669 | -$894,362 | +$19,878 |
| ADD | Vanguard Growth ETF | 922908736 | +1,461 | +$712,768 | +$116,921 |
| REDUCE | Wisdomtree Floating Rate Treas. ETF | WT | -13,928 | -$700,855 | +$6,610 |
| NEW | SPDR Euro Stoxx 50 ETF | 78463X202 | +10,000 | +$643,900 | $0 |
| NEW | Sector Spdr Healthcare Fund | 81369Y209 | +3,785 | +$585,918 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025166 pos · $238.9M
- 13F HOLDINGS REPORTQ/E Sep 2025155 pos · $227.2M
- 13F HOLDINGS REPORTQ/E Jun 2025144 pos · $194.5M
- 13F HOLDINGS REPORTQ/E Mar 2025143 pos · $185.3M
- 13F HOLDINGS REPORTQ/E Dec 2024106 pos · $187.5M
- 13F HOLDINGS REPORTQ/E Sep 2024101 pos · $181.5M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | Vanguard Dividend Appreciation ETF | 921908844 | 111,622 | $24.5M | 12.29% |
| 2 | Vanguard S&P 500 ETF | 922908363 | 37,102 | $23.3M | 11.65% |
| 3 | Vanguard S&P 500 Value | 921932703 | 65,783 | $13.5M | 6.75% |
| 4 | Microsoft Corp | MSFT | 27,063 | $13.1M | 6.55% |
| 5 | Apple Inc | AAPL | 43,533 | $11.8M | 5.93% |
| 6 | Nvidia Corp | NVDA | 55,195 | $10.3M | 5.16% |
| 7 | Vanguard Growth ETF | 922908736 | 15,629 | $7.6M | 3.82% |
| 8 | Vanguard Value ETF | 922908744 | 34,202 | $6.5M | 3.27% |
| 9 | Wisdomtree Floating Rate Treas. ETF | WT | 118,582 | $6.0M | 2.99% |
| 10 | Vanguard Mid Cap Index ETF | 922908629 | 19,904 | $5.8M | 2.89% |
| 11 | Alphabet Inc Class A | GOOG | 17,926 | $5.6M | 2.81% |
| 12 | S P D R S&P 500 ETF | SPY | 6,729 | $4.6M | 2.30% |
| 13 | I Shares 3-7 Year US Treas. ETF | 464288661 | 34,588 | $4.1M | 2.07% |
| 14 | Vanguard International Divdend ETF | 921946810 | 37,616 | $3.4M | 1.72% |
| 15 | Lilly Eli & Company | LLY | 2,799 | $3.0M | 1.51% |
| 16 | Meta Platforms | META | 4,349 | $2.9M | 1.44% |
| 17 | Schwab Fundamental US Co. Index | 808524771 | 102,794 | $2.8M | 1.40% |
| 18 | Powershs QQQ Nasdaq ETF | 73935A104 | 4,531 | $2.8M | 1.39% |
| 19 | Unitedhealth Group Inc | UNH | 7,747 | $2.6M | 1.28% |
| 20 | Schwab 5 10 Year Corp Bond ETF | 808524698 | 102,106 | $2.3M | 1.17% |