Institutional Manager · CIK 0002011201
Elm3 Financial Group, LLC
ALPHARETTA, GA · File #028-24626
Latest AUM
$120.6M
Positions
113
Top-10 Concentration
51.4%
Filings
5
Portfolio Value Over Time
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| REDUCE | BLACKROCK ETF TRUST II | BLK | -38,929 | -$2.0M | -$26,652 |
| NEW | SCHWAB STRATEGIC TR | 808524631 | +63,726 | +$1.7M | $0 |
| NEW | SPDR SERIES TRUST | 78468R606 | +69,699 | +$1.6M | $0 |
| REDUCE | INVESCO ACTIVELY MANAGED EXC | IVZ | -58,603 | -$1.5M | -$13,098 |
| NEW | PIMCO HIGH INCOME FD | 722014107 | +209,092 | +$1.0M | $0 |
| NEW | ETFIS SER TR I | 26923G806 | +12,311 | +$971,963 | $0 |
| REDUCE | ISHARES TR | 46432F396 | -3,781 | -$946,413 | -$89,938 |
| NEW | ISHARES TR | 46435U713 | +17,279 | +$909,227 | $0 |
| NEW | VANGUARD INDEX FDS | 922908595 | +2,861 | +$864,388 | $0 |
| REDUCE | ELI LILLY & CO | LLY | -789 | -$847,850 | +$1.5M |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025113 pos · $120.6M
- 13F HOLDINGS REPORTQ/E Sep 2025111 pos · $122.0M
- 13F HOLDINGS REPORTQ/E Jun 2025108 pos · $120.3M
- 13F HOLDINGS REPORTQ/E Mar 2025101 pos · $113.8M
- 13F HOLDINGS REPORTQ/E Dec 202490 pos · $117.3M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | AMAZON COM INC | AMZN | 36,875 | $8.5M | 8.74% |
| 2 | NVIDIA CORPORATION | NVDA | 42,530 | $7.9M | 8.15% |
| 3 | BROADCOM INC | AVGO | 16,479 | $5.7M | 5.86% |
| 4 | MICROSOFT CORP | MSFT | 10,124 | $4.9M | 5.03% |
| 5 | ELI LILLY & CO | LLY | 4,109 | $4.4M | 4.54% |
| 6 | INVESCO QQQ TR | IVZ | 6,978 | $4.3M | 4.40% |
| 7 | INVESCO ACTIVELY MANAGED EXC | IVZ | 159,783 | $4.1M | 4.19% |
| 8 | APPLE INC | AAPL | 13,414 | $3.6M | 3.75% |
| 9 | INVESCO EXCH TRADED FD TR II | IVZ | 14,303 | $3.6M | 3.72% |
| 10 | INVESCO EXCHANGE TRADED FD T | IVZ | 21,418 | $3.0M | 3.05% |
| 11 | ISHARES TR | 46432F396 | 10,876 | $2.7M | 2.80% |
| 12 | ALPHABET INC | GOOG | 8,230 | $2.6M | 2.65% |
| 13 | PIMCO CORPORATE & INCOME OPP | PTY | 166,425 | $2.1M | 2.21% |
| 14 | PIMCO DYNAMIC INCOME FD | 72201Y101 | 120,947 | $2.1M | 2.20% |
| 15 | HOME DEPOT INC | HD | 5,739 | $2.0M | 2.03% |
| 16 | BERKLEY W R CORP | WRB-PH | 24,236 | $1.7M | 1.75% |
| 17 | FIDELITY COVINGTON TRUST | 316092808 | 7,520 | $1.7M | 1.74% |
| 18 | SCHWAB STRATEGIC TR | 808524631 | 63,726 | $1.7M | 1.73% |
| 19 | SPDR SERIES TRUST | 78468R606 | 69,699 | $1.6M | 1.69% |
| 20 | HOWMET AEROSPACE INC | HWM | 7,870 | $1.6M | 1.66% |