Institutional Manager · CIK 0001998419
Williams & Novak, LLC
WESTLAKE VILLAGE, CA · File #028-23534
Latest AUM
$132.8M
Positions
141
Top-10 Concentration
50.3%
Filings
8
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| ADD | INVESCO QQQ TR | IVZ | +1,438 | +$883,394 | +$35,938 |
| ADD | PIMCO ETF TR | 72201R585 | +31,910 | +$851,361 | -$20,393 |
| NEW | ABBOTT LABS | ABLZF | +5,320 | +$666,543 | $0 |
| EXITED | COINBASE GLOBAL INC | 19260Q107 | -1,723 | -$581,528 | $0 |
| EXITED | INTERNATIONAL BUSINESS MACHS | 459200101 | -2,033 | -$573,613 | $0 |
| REDUCE | PIMCO MUN INCOME FD II | 72200W106 | -71,852 | -$541,765 | -$152,249 |
| ADD | MICROSOFT CORP | MSFT | +1,006 | +$486,492 | -$109,400 |
| REDUCE | DIMENSIONAL ETF TRUST | 25434V872 | -11,066 | -$470,969 | -$11,128 |
| EXITED | CAPITAL ONE FINL CORP | 14040H105 | -2,194 | -$466,325 | $0 |
| REDUCE | FIDELITY MERRIMACK STR TR | 316188309 | -9,828 | -$452,481 | -$62,038 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025141 pos · $132.8M
- 13F HOLDINGS REPORTQ/E Sep 2025140 pos · $130.0M
- 13F HOLDINGS REPORTQ/E Jun 2025134 pos · $117.6M
- 13F HOLDINGS REPORTQ/E Mar 2025127 pos · $102.2M
- 13F HOLDINGS REPORTQ/E Dec 2024125 pos · $103.7M
- 13F HOLDINGS REPORTQ/E Sep 2024129 pos · $107.2M
- 13F HOLDINGS REPORTQ/E Jun 2024129 pos · $107.4M
- 13F HOLDINGS REPORTQ/E Mar 202488 pos · $88.0M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | FIDELITY MERRIMACK STR TR | 316188309 | 300,251 | $13.8M | 12.83% |
| 2 | PIMCO EQUITY SER | 72202L363 | 144,982 | $8.2M | 7.62% |
| 3 | FIDELITY COVINGTON TRUST | 316092113 | 156,702 | $6.0M | 5.55% |
| 4 | SYPRIS SOLUTIONS INC | SYPR | 2,222,306 | $5.4M | 5.03% |
| 5 | PIMCO ETF TR | 72201R585 | 159,412 | $4.3M | 3.95% |
| 6 | ISHARES SILVER TR | SLV | 65,560 | $4.2M | 3.92% |
| 7 | PIMCO CALIF MUN INCOME FD | 72200N106 | 418,355 | $3.7M | 3.39% |
| 8 | PIMCO EQUITY SER | 72202L389 | 144,180 | $3.3M | 3.10% |
| 9 | APPLE INC | AAPL | 9,997 | $2.7M | 2.52% |
| 10 | PIMCO MUN INCOME FD II | 72200W106 | 339,643 | $2.6M | 2.38% |
| 11 | SPDR S&P 500 ETF TR | SPY | 3,705 | $2.5M | 2.35% |
| 12 | PIMCO EQUITY SER | 72202L371 | 64,294 | $2.5M | 2.29% |
| 13 | INVESCO QQQ TR | IVZ | 4,015 | $2.5M | 2.29% |
| 14 | ISHARES TR | 46432F834 | 28,278 | $2.4M | 2.22% |
| 15 | ISHARES TR | 46434V266 | 55,757 | $2.3M | 2.15% |
| 16 | ISHARES TR | 46432F842 | 23,363 | $2.1M | 1.94% |
| 17 | MICROSOFT CORP | MSFT | 4,196 | $2.0M | 1.88% |
| 18 | ISHARES TR | 46434V621 | 28,063 | $1.9M | 1.81% |
| 19 | DIMENSIONAL ETF TRUST | 25434V872 | 44,574 | $1.9M | 1.76% |
| 20 | ISHARES INC | 46434G855 | 22,640 | $1.7M | 1.55% |