Institutional Manager · CIK 0001921304

Smallwood Wealth Investment Management, LLC

RED BANK, NJ · File #028-22400

Latest AUM

$191.0M

Positions

521

Top-10 Concentration

67.2%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
REDUCE	ISHARES TR	464287150	-15,381	-$2.3M	+$4.9M
ADD	J P MORGAN EXCHANGE TRADED F	46654Q724	+29,824	+$2.0M	+$203,897
ADD	NEW YORK LIFE INVTS ACTIVE E	45409F827	+52,640	+$1.3M	+$52,706
ADD	J P MORGAN EXCHANGE TRADED F	46654Q203	+16,366	+$951,195	+$70,170
REDUCE	VANGUARD INDEX FDS	922908769	-2,788	-$934,748	+$1.0M
ADD	J P MORGAN EXCHANGE TRADED F	46641Q670	+18,604	+$880,899	+$5,881
REDUCE	ISHARES TR	464288414	-7,925	-$848,847	+$67,939
ADD	NETFLIX INC	NFLX	+6,827	+$640,099	-$975,124
NEW	PROGYNY INC	PGNY	+23,477	+$602,889	$0
ADD	CAPITAL GROUP DIVIDEND VALUE	14020W106	+8,667	+$378,229	+$478,826

Sector Allocation

12.0%$22.9M

5.1%$9.7M

1.8%$3.5M

1.3%$2.4M

Consumer Discretionary

1.1%$2.1M

Industrials

0.8%$1.5M

Consumer Staples

0.8%$1.5M

Communication Services

0.8%$1.5M

Utilities

0.4%$772,011

Materials

0.4%$744,120

Real Estate

0.2%$374,758

Filing History

Jan 23, 202613F HOLDINGS REPORTQ/E Dec 2025521 pos · $191.0M
Oct 17, 202513F HOLDINGS REPORTQ/E Sep 2025530 pos · $196.3M
Oct 3, 202513F HOLDINGS REPORTQ/E Sep 2025568 pos · $175.3M
Apr 25, 202513F HOLDINGS REPORTQ/E Mar 2025505 pos · $158.8M
Jan 17, 202513F HOLDINGS REPORTQ/E Dec 202480 pos · $146.6M
Oct 16, 202413F HOLDINGS REPORTQ/E Sep 202470 pos · $140.2M
Jul 26, 202413F HOLDINGS REPORTQ/E Jun 202467 pos · $129.5M
Apr 25, 202413F HOLDINGS REPORTQ/E Mar 202467 pos · $129.0M
Oct 31, 202313F HOLDINGS REPORTQ/E Dec 202362 pos · $109.9M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	ISHARES TR	464287150	345,754	$51.4M	30.53%
2	APPLE INC	AAPL	46,405	$12.6M	7.49%
3	VANGUARD INDEX FDS	922908769	30,100	$10.1M	5.99%
4	VANGUARD INDEX FDS	922908512	44,600	$7.9M	4.70%
5	EA SERIES TRUST	02072L607	116,545	$6.0M	3.55%
6	INTERCONTINENTAL EXCHANGE IN	45866F104	34,479	$5.6M	3.32%
7	J P MORGAN EXCHANGE TRADED F	46654Q724	82,784	$5.5M	3.27%
8	CAPITAL GROUP DIVIDEND VALUE	14020W106	124,054	$5.4M	3.22%
9	PGIM ETF TR	69344A107	93,354	$4.6M	2.75%
10	CAPITAL GROUP GBL GROWTH EQT	14020X104	115,921	$4.0M	2.39%
11	NEW YORK LIFE INVTS ACTIVE E	45409F827	162,444	$4.0M	2.35%
12	WISDOMTREE TR	WT	57,383	$3.9M	2.34%
13	VANGUARD WORLD FD	92204A306	22,762	$2.9M	1.70%
14	JPMORGAN CHASE FINL CO LLC	VYLD	92,080	$2.8M	1.64%
15	PHILIP MORRIS INTL INC	718172109	15,906	$2.6M	1.52%
16	NVIDIA CORPORATION	NVDA	13,561	$2.5M	1.50%
17	FLEXSHARES TR	FLEX	54,332	$2.5M	1.48%
18	MICROSOFT CORP	MSFT	5,038	$2.4M	1.45%
19	ALPHABET INC	GOOG	7,217	$2.3M	1.35%
20	J P MORGAN EXCHANGE TRADED F	46654Q203	35,238	$2.0M	1.22%