Institutional Manager · CIK 0001906539
LOCKERMAN FINANCIAL GROUP, INC.
NEWPORT BEACH, CA · File #028-22466
Latest AUM
$52.1M
Positions
96
Top-10 Concentration
49.7%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-03
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| REDUCE | SPDR S&P 500 ETF TR | SPY | -6,650 | -$4.5M | +$196,576 |
| EXITED | ISHARES TR | 464287804 | -19,943 | -$2.4M | $0 |
| REDUCE | MICROSOFT CORP | MSFT | -4,116 | -$2.0M | -$150,360 |
| REDUCE | NVIDIA CORPORATION | NVDA | -10,180 | -$1.9M | -$1,032 |
| REDUCE | APPLE INC | AAPL | -5,959 | -$1.6M | +$124,921 |
| NEW | J P MORGAN EXCHANGE TRADED F | 46654Q716 | +25,102 | +$1.4M | $0 |
| REDUCE | SPDR SERIES TRUST | 78468R853 | -23,452 | -$1.1M | +$12,729 |
| NEW | J P MORGAN EXCHANGE TRADED F | 46641Q647 | +19,577 | +$988,639 | $0 |
| REDUCE | J P MORGAN EXCHANGE TRADED F | 46641Q241 | -19,261 | -$894,085 | -$10,627 |
| EXITED | META PLATFORMS INC | 30303M102 | -1,152 | -$846,006 | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202596 pos · $52.1M
- 13F HOLDINGS REPORTQ/E Sep 2025134 pos · $79.3M
- 13F HOLDINGS REPORTQ/E Jun 2025138 pos · $74.3M
- 13F HOLDINGS REPORTQ/E Mar 2025129 pos · $66.1M
- 13F HOLDINGS REPORTQ/E Dec 2024121 pos · $58.8M
- 13F HOLDINGS REPORTQ/E Sep 2024120 pos · $59.1M
- 13F HOLDINGS REPORTQ/E Jun 2024123 pos · $55.1M
- 13F HOLDINGS REPORTQ/E Mar 2024129 pos · $52.3M
- 13F HOLDINGS REPORTQ/E Dec 202397 pos · $37.2M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 5,839 | $4.0M | 9.23% |
| 2 | J P MORGAN EXCHANGE TRADED F | 46641Q399 | 29,146 | $3.6M | 8.33% |
| 3 | SSGA ACTIVE TR | 78470P408 | 37,878 | $2.4M | 5.47% |
| 4 | SPDR INDEX SHS FDS | 78463X889 | 50,591 | $2.2M | 5.21% |
| 5 | SSGA ACTIVE TR | 78470P507 | 71,646 | $1.9M | 4.30% |
| 6 | J P MORGAN EXCHANGE TRADED F | 46641Q134 | 23,171 | $1.7M | 4.02% |
| 7 | SPDR INDEX SHS FDS | 78463X509 | 36,473 | $1.7M | 3.96% |
| 8 | MASIMO CORP | MASI | 11,800 | $1.5M | 3.56% |
| 9 | J P MORGAN EXCHANGE TRADED F | 46654Q716 | 25,102 | $1.4M | 3.15% |
| 10 | J P MORGAN EXCHANGE TRADED F | 46641Q241 | 23,238 | $1.1M | 2.50% |
| 11 | ISHARES TR | 464287200 | 1,551 | $1.1M | 2.46% |
| 12 | J P MORGAN EXCHANGE TRADED F | 46654Q740 | 15,267 | $1.0M | 2.39% |
| 13 | J P MORGAN EXCHANGE TRADED F | 46641Q647 | 19,577 | $988,639 | 2.29% |
| 14 | VANGUARD MUN BD FDS | 922907746 | 19,040 | $957,522 | 2.22% |
| 15 | SPDR SERIES TRUST | 78468R853 | 18,958 | $888,372 | 2.06% |
| 16 | SPDR SERIES TRUST | 78464A854 | 10,598 | $850,172 | 1.97% |
| 17 | SPDR SERIES TRUST | 78464A664 | 29,502 | $780,918 | 1.81% |
| 18 | ISHARES TR | 464287408 | 3,013 | $638,995 | 1.48% |
| 19 | SPDR GOLD TR | GLD | 1,534 | $607,940 | 1.41% |
| 20 | BLACKROCK ETF TRUST | BLK | 9,447 | $574,491 | 1.33% |