Institutional Manager · CIK 0001504665
DFPG INVESTMENTS, LLC
SANDY, UT · File #028-18973
Latest AUM
$1.08B
Positions
575
Top-10 Concentration
43.2%
Filings
1
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | APPLE INC | 037833100 | +241,067 | +$44.0M | $0 |
| NEW | NVIDIA CORPORATION | 67066G104 | +78,271 | +$36.7M | $0 |
| NEW | AMAZON COM INC | 023135106 | +176,014 | +$24.7M | $0 |
| NEW | MICROSOFT CORP | 594918104 | +67,113 | +$24.2M | $0 |
| NEW | ISHARES TR | 46429B598 | +488,581 | +$21.5M | $0 |
| NEW | SELECT SECTOR SPDR TR | 81369Y506 | +259,573 | +$21.4M | $0 |
| NEW | ISHARES TR | 464287200 | +42,055 | +$18.3M | $0 |
| NEW | ISHARES TR | 46429B747 | +157,374 | +$15.3M | $0 |
| NEW | ADVANCED MICRO DEVICES INC | 007903107 | +132,557 | +$15.0M | $0 |
| NEW | META PLATFORMS INC | 30303M102 | +46,234 | +$14.8M | $0 |
Filing History
- 13F COMBINATION REPORTQ/E Dec 2023575 pos · $1.08B
Top 20 Holdings — Dec 2023
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | APPLE INC | 037833100 | 241,067 | $44.0M | 8.05% |
| 2 | NVIDIA CORPORATION | 67066G104 | 78,271 | $36.7M | 6.73% |
| 3 | AMAZON COM INC | 023135106 | 176,014 | $24.7M | 4.53% |
| 4 | MICROSOFT CORP | 594918104 | 67,113 | $24.2M | 4.43% |
| 5 | ISHARES TR | 46429B598 | 488,581 | $21.5M | 3.94% |
| 6 | SELECT SECTOR SPDR TR | 81369Y506 | 259,573 | $21.4M | 3.92% |
| 7 | ISHARES TR | 464287200 | 42,055 | $18.3M | 3.36% |
| 8 | ISHARES TR | 46429B747 | 157,374 | $15.3M | 2.79% |
| 9 | ADVANCED MICRO DEVICES INC | 007903107 | 132,557 | $15.0M | 2.75% |
| 10 | META PLATFORMS INC | 30303M102 | 46,234 | $14.8M | 2.71% |
| 11 | COSTCO WHSL CORP NEW | 22160K105 | 23,701 | $13.3M | 2.44% |
| 12 | SPDR SER TR | 78468R556 | 96,328 | $13.1M | 2.39% |
| 13 | SPDR SER TR | 78464A508 | 300,732 | $12.6M | 2.30% |
| 14 | ALPHABET INC | 02079K305 | 94,136 | $12.3M | 2.25% |
| 15 | ALPHABET INC | 02079K107 | 89,338 | $11.8M | 2.15% |
| 16 | SPDR SER TR | 78464A409 | 192,380 | $11.6M | 2.12% |
| 17 | SPDR INDEX SHS FDS | 78463X889 | 367,749 | $11.4M | 2.08% |
| 18 | INVESCO QQQ TR | 46090E103 | 29,872 | $11.1M | 2.02% |
| 19 | BNY MELLON ETF TRUST | 09661T206 | 134,660 | $10.5M | 1.93% |
| 20 | OCCIDENTAL PETE CORP | 674599105 | 173,903 | $10.5M | 1.93% |