Institutional Manager · CIK 0001456511
Greenwich Investment Management, Inc.
NORWALK, CT · File #028-15772
Latest AUM
$109.3M
Positions
37
Top-10 Concentration
79.5%
Filings
3
Portfolio Value Over Time
2023-12
2024-03
2024-06
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| REDUCE | OAKTREE SPECIALTY LENDING CO | 67401P405 | -513,621 | -$9.7M | -$453,729 |
| EXITED | EQUITABLE HLDGS INC | 29452E101 | -57,738 | -$2.2M | $0 |
| NEW | ENACT HLDGS INC | 29249E109 | +51,851 | +$1.6M | $0 |
| REDUCE | TRINITY CAP INC | 896442308 | -87,438 | -$1.2M | -$665,077 |
| REDUCE | ARES COML REAL ESTATE CORP | 04013V108 | -176,125 | -$1.2M | -$172,456 |
| REDUCE | SIXTH STREET SPECIALTY LENDI | 83012A109 | -33,880 | -$723,338 | -$47,998 |
| NEW | ARES MANAGEMENT CORPORATION | 03990B101 | +4,960 | +$661,069 | $0 |
| NEW | BGC GROUP INC | 088929104 | +69,490 | +$576,767 | $0 |
| REDUCE | ARES CAPITAL CORP | 04010L103 | -26,490 | -$552,052 | +$8,273 |
| ADD | BLUE OWL CAPITAL CORPORATION | 69121K104 | +24,125 | +$370,560 | -$5,566 |
Filing History
- 13F HOLDINGS REPORTQ/E Jun 202437 pos · $109.3M
- 13F HOLDINGS REPORTQ/E Mar 202436 pos · $127.2M
- 13F HOLDINGS REPORTQ/E Dec 202341 pos · $126.3M
Top 20 Holdings — Jun 2024
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | DORCHESTER MINERALS LP | 25820R105 | 582,168 | $18.0M | 16.44% |
| 2 | TRINITY CAP INC | 896442308 | 1,144,032 | $16.2M | 14.80% |
| 3 | SIXTH STREET SPECIALTY LENDI | 83012A109 | 563,544 | $12.0M | 11.01% |
| 4 | EXXON MOBIL CORP | 30231G102 | 71,406 | $8.2M | 7.52% |
| 5 | ARES CAPITAL CORP | 04010L103 | 392,525 | $8.2M | 7.49% |
| 6 | BARINGS PARTN INVS | 06761A103 | 341,577 | $5.6M | 5.16% |
| 7 | ARROWMARK FINANCIAL CORP | 861780104 | 299,275 | $5.5M | 5.05% |
| 8 | GOLDMAN SACHS BDC INC | 38147U107 | 364,807 | $5.5M | 5.02% |
| 9 | BLUE OWL CAPITAL CORPORATION | 69121K104 | 294,010 | $4.5M | 4.13% |
| 10 | RUNWAY GROWTH FINANCE CORP | 78163D100 | 270,682 | $3.2M | 2.91% |
| 11 | APPLE INC | 037833100 | 14,158 | $3.0M | 2.73% |
| 12 | NVE CORP | 629445206 | 34,392 | $2.6M | 2.35% |
| 13 | FS KKR CAP CORP | 302635206 | 101,410 | $2.0M | 1.83% |
| 14 | CARLYLE SECURED LENDING INC | 872280102 | 104,373 | $1.9M | 1.69% |
| 15 | OAKTREE SPECIALTY LENDING CO | 67401P405 | 93,356 | $1.8M | 1.62% |
| 16 | ENACT HLDGS INC | 29249E109 | 51,851 | $1.6M | 1.45% |
| 17 | BARINGS CORPORATE INVS | 06759X107 | 77,847 | $1.4M | 1.33% |
| 18 | NETWORK-1 TECHNOLOGIES INC | 64121N109 | 654,521 | $1.2M | 1.07% |
| 19 | VERSABANK NEW | 92512J106 | 69,053 | $743,010 | 0.68% |
| 20 | ARES MANAGEMENT CORPORATION | 03990B101 | 4,960 | $661,069 | 0.60% |