Institutional Manager · CIK 0001061555
CAPITAL FINANCIAL GROUP INC\CO\ /ADV
GREENWOOD VILLAGE, CO · File #028-26406
Latest AUM
$179.3M
Positions
105
Top-10 Concentration
51.0%
Filings
1
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | SPDR SERIES TRUST | 78464A854 | +230,740 | +$18.5M | $0 |
| NEW | GOLDMAN SACHS ETF TR | NVGLF | +293,492 | +$12.6M | $0 |
| NEW | ISHARES TR | 46429B697 | +130,306 | +$12.3M | $0 |
| NEW | SPDR INDEX SHS FDS | 78463X509 | +126,650 | +$5.9M | $0 |
| NEW | GOLDMAN SACHS ETF TR | NVGLF | +67,608 | +$5.1M | $0 |
| NEW | APPLE INC | AAPL | +18,748 | +$5.1M | $0 |
| NEW | ISHARES TR | 464287507 | +76,710 | +$5.1M | $0 |
| NEW | JPMORGAN CHASE & CO. | VYLD | +15,303 | +$4.9M | $0 |
| NEW | FIRST TR EXCHNG TRADED FD VI | 33740F805 | +109,584 | +$4.9M | $0 |
| NEW | GOLDMAN SACHS ETF TR | NVGLF | +84,185 | +$3.9M | $0 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025105 pos · $179.3M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | 78464A854 | 230,740 | $18.5M | 12.05% |
| 2 | GOLDMAN SACHS ETF TR | NVGLF | 293,492 | $12.6M | 8.20% |
| 3 | ISHARES TR | 46429B697 | 130,306 | $12.3M | 7.99% |
| 4 | SPDR INDEX SHS FDS | 78463X509 | 126,650 | $5.9M | 3.86% |
| 5 | GOLDMAN SACHS ETF TR | NVGLF | 67,608 | $5.1M | 3.33% |
| 6 | APPLE INC | AAPL | 18,748 | $5.1M | 3.32% |
| 7 | ISHARES TR | 464287507 | 76,710 | $5.1M | 3.30% |
| 8 | JPMORGAN CHASE & CO. | VYLD | 15,303 | $4.9M | 3.21% |
| 9 | FIRST TR EXCHNG TRADED FD VI | 33740F805 | 109,584 | $4.9M | 3.16% |
| 10 | GOLDMAN SACHS ETF TR | NVGLF | 84,185 | $3.9M | 2.53% |
| 11 | GOLDMAN SACHS ETF TR | NVGLF | 37,983 | $3.8M | 2.47% |
| 12 | SPDR SERIES TRUST | 78464A649 | 129,117 | $3.3M | 2.16% |
| 13 | JOHNSON & JOHNSON | JNJ | 15,785 | $3.3M | 2.13% |
| 14 | SSGA ACTIVE ETF TR | 78467V848 | 79,205 | $3.2M | 2.08% |
| 15 | ISHARES TR | 464287226 | 31,110 | $3.1M | 2.02% |
| 16 | ISHARES TR | 464287242 | 27,750 | $3.1M | 1.99% |
| 17 | WORLD GOLD TR | GLDW | 34,554 | $2.9M | 1.92% |
| 18 | FIRST TR EXCH TRADED FD III | 33739N108 | 55,950 | $2.9M | 1.86% |
| 19 | FIRST TR EXCHANGE-TRADED FD | 33741X102 | 67,925 | $2.6M | 1.69% |
| 20 | NEWMONT CORP | NEMCL | 24,967 | $2.5M | 1.62% |