Institutional Manager · CIK 0001005441

Avantax Planning Partners, Inc.

DUBUQUE, IA · File #028-17669

Latest AUM

$3.58B

Positions

437

Top-10 Concentration

64.8%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	SCHWAB STRATEGIC TR	808524805	+521,172	+$12.5M	+$5.1M
ADD	SCHWAB STRATEGIC TR	808524797	+366,548	+$10.1M	+$1.3M
ADD	SCHWAB STRATEGIC TR	808524839	+264,273	+$6.2M	-$718,305
NEW	BLUEROCK PVT REAL ESTATE FD	09631P102	+353,799	+$5.3M	$0
ADD	COSTCO WHSL CORP NEW	22160K105	+5,965	+$5.1M	-$298,884
ADD	SPDR SERIES TRUST	78464A839	+59,114	+$5.0M	+$1.0M
ADD	ISHARES TR	464288414	+43,895	+$4.7M	+$284,447
ADD	J P MORGAN EXCHANGE TRADED F	46641Q647	+91,216	+$4.6M	+$34,816
REDUCE	DIMENSIONAL ETF TRUST	25434V708	-114,212	-$4.5M	+$423,909
ADD	AMERICAN CENTY ETF TR	025072604	+58,273	+$4.5M	+$2.0M

Sector Allocation

3.7%$133.6M

1.9%$69.3M

1.7%$59.8M

1.6%$58.8M

1.1%$41.3M

Consumer Discretionary

1.1%$39.4M

Consumer Staples

1.1%$38.7M

Communication Services

0.4%$15.4M

Utilities

0.3%$9.6M

Materials

0.1%$4.0M

Filing History

Feb 5, 202613F HOLDINGS REPORTQ/E Dec 2025437 pos · $3.58B
Oct 31, 202513F HOLDINGS REPORTQ/E Sep 2025438 pos · $3.49B
Aug 11, 202513F HOLDINGS REPORTQ/E Jun 2025447 pos · $3.15B
Apr 29, 202513F HOLDINGS REPORTQ/E Mar 2025431 pos · $2.82B
Feb 7, 202513F HOLDINGS REPORTQ/E Dec 2024430 pos · $2.77B
Nov 14, 202413F HOLDINGS REPORTQ/E Sep 2024443 pos · $2.79B
Aug 9, 202413F HOLDINGS REPORTQ/E Jun 2024471 pos · $3.11B
May 3, 202413F HOLDINGS REPORTQ/E Mar 2024465 pos · $3.09B
Nov 6, 202313F HOLDINGS REPORTQ/E Dec 2023362 pos · $2.39B

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	SCHWAB STRATEGIC TR	808524300	14,890,533	$485.7M	16.65%
2	SCHWAB STRATEGIC TR	808524409	10,187,907	$301.7M	10.34%
3	SCHWAB STRATEGIC TR	808524797	10,106,223	$277.2M	9.50%
4	SCHWAB STRATEGIC TR	808524839	7,447,340	$174.0M	5.97%
5	SCHWAB STRATEGIC TR	808524805	7,198,276	$173.0M	5.93%
6	J P MORGAN EXCHANGE TRADED F	46641Q852	2,329,725	$113.5M	3.89%
7	SPDR SERIES TRUST	78464A664	4,191,106	$110.9M	3.80%
8	AMERICAN CENTY ETF TR	025072877	858,771	$87.6M	3.00%
9	AMERICAN CENTY ETF TR	025072604	1,108,899	$85.4M	2.93%
10	SPDR INDEX SHS FDS	78463X848	2,264,574	$81.3M	2.79%
11	J P MORGAN EXCHANGE TRADED F	46641Q670	1,626,978	$77.0M	2.64%
12	SPDR SERIES TRUST	78464A839	893,442	$75.6M	2.59%
13	J P MORGAN EXCHANGE TRADED F	46641Q647	1,251,400	$63.2M	2.17%
14	ISHARES TR	464288414	502,707	$53.8M	1.85%
15	VANGUARD SPECIALIZED FUNDS	921908844	225,257	$49.5M	1.70%
16	FIRST TR EXCH TRADED FD III	33739N108	854,387	$43.7M	1.50%
17	SPDR SERIES TRUST	78464A284	1,662,419	$41.5M	1.42%
18	APPLE INC	AAPL	147,060	$40.0M	1.37%
19	ALPS ETF TR	00162Q718	942,845	$36.4M	1.25%
20	ISHARES TR	464287614	72,138	$34.1M	1.17%