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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Wealth Alliance Advisory Group, LLC

Quarter ended Q3 2023 · Filed July 13, 2023 · Accession 0001735734-23-000004

Total Value
$283.3M
Positions
171
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (171)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR46428720080,735$36.0M12.70%
2SPDR S&P MIDCAP 400 ETF TRMDY35,949$17.2M6.08%
3VANGUARD INDEX FDS92290873659,673$16.9M5.96%
4VANGUARD INDEX FDS922908744113,781$16.2M5.71%
5VANGUARD INDEX FDS92290876962,306$13.7M4.85%
6VANGUARD TAX-MANAGED FDS921943858195,080$9.0M3.18%
7APPLE INCAAPL46,329$9.0M3.17%
8FIRST TR SML CP CORE ALPHA F33734Y109108,016$8.9M3.14%
9J P MORGAN EXCHANGE TRADED F46641Q647155,604$7.8M2.76%
10PIMCO ETF TR72201R866150,552$7.8M2.76%
11EXXON MOBIL CORPXOM61,604$6.6M2.33%
12SPDR INDEX SHS FDS78463X509181,120$6.2M2.20%
13MICROSOFT CORPMSFT17,365$5.9M2.09%
14NVIDIA CORPORATIONNVDA10,449$4.4M1.56%
15J P MORGAN EXCHANGE TRADED F46641Q65475,394$3.8M1.35%
16FRANKLIN TEMPLETON ETF TRFGDL145,000$3.4M1.22%
17MCDONALDS CORPMCD10,721$3.2M1.13%
18PEPSICO INCPEP16,271$3.0M1.06%
19JOHNSON & JOHNSONJNJ17,626$2.9M1.03%
20CHEVRON CORP NEWCVX17,709$2.8M0.98%
21AMAZON COM INCAMZN19,101$2.5M0.88%
22WILLIAMS COS INC96945710074,577$2.4M0.86%
23BANK AMERICA CORP06050510484,174$2.4M0.85%
24PROCTER AND GAMBLE CO74271810915,911$2.4M0.85%
25BERKSHIRE HATHAWAY INC DELBRK-A6,936$2.4M0.84%
26SEI INVTS CO78411710337,504$2.2M0.79%
27CONOCOPHILLIPSCOP19,162$2.0M0.70%
28RAYTHEON TECHNOLOGIES CORPRTX19,645$1.9M0.68%
29WALMART INCWMT12,126$1.9M0.67%
30ALPHABET INCGOOG14,954$1.8M0.64%
31CISCO SYS INCCSCO32,565$1.7M0.59%
32EQUITY BANCSHARES INCEQBK73,679$1.7M0.59%
33ABBVIE INCABBV11,942$1.6M0.57%
34JPMORGAN CHASE & COVYLD10,828$1.6M0.56%
35LILLY ELI & COLLY3,225$1.5M0.53%
36VISA INCV6,354$1.5M0.53%
37AMGEN INCAMGN6,701$1.5M0.53%
38VERIZON COMMUNICATIONS INCVZ39,564$1.5M0.52%
39BROADCOM INCAVGO1,606$1.4M0.49%
40UBS GROUP AGUBS63,744$1.3M0.46%
41STRYKER CORPORATIONSYK4,025$1.2M0.43%
42ORACLE CORPORCL-PD10,181$1.2M0.43%
43HONEYWELL INTL INC4385161065,699$1.2M0.42%
44META PLATFORMS INCMETA4,070$1.2M0.41%
45PLAINS ALL AMERN PIPELINE L72650310581,465$1.1M0.41%
46ABRDN GOLD ETF TRUST00326A10461,500$1.1M0.40%
47UNITEDHEALTH GROUP INCUNH2,277$1.1M0.39%
48ALTRIA GROUP INCMO24,078$1.1M0.39%
49BARRICK GOLD CORP06790110864,004$1.1M0.38%
50SPDR S&P 500 ETF TRSPY2,359$1.0M0.37%
51AT&T INCT-PC65,533$1.0M0.37%
52DEVON ENERGY CORP NEW25179M10321,612$1.0M0.37%
53BERKSHIRE HATHAWAY INC DELBRK-A2$1.0M0.37%
54BP PLCBPPFF26,357$930,1310.33%
55HOME DEPOT INCHD2,721$845,2140.30%
56FORTINET INCFTNT10,550$797,4750.28%
57PHILLIPS 66PSX8,271$788,9000.28%
58BOEING COBA-PA3,715$784,5200.28%
59INTERNATIONAL BUSINESS MACHSINTR5,802$776,3660.27%
60PFIZER INCPFE20,778$762,1470.27%
61CONSOLIDATED EDISON INCED8,311$751,3140.27%
62TESLA INCTSLA2,799$732,5680.26%
63GOLDMAN SACHS GROUP INCGSCE2,250$725,7150.26%
64LINDE PLCLIN1,885$718,3930.25%
65NEXTERA ENERGY INCNEE-PW9,671$717,6090.25%
66UNION PAC CORPUNP3,480$712,0790.25%
67AMERICAN TOWER CORP NEW03027X1003,527$683,9970.24%
68ENBRIDGE INCENNPF18,359$682,0370.24%
69MASTERCARD INCORPORATEDMA1,679$660,3120.23%
70THERMO FISHER SCIENTIFIC INCTMO1,227$640,1870.23%
71EATON VANCE TAX-MANAGED BUY-ETN47,502$607,0760.21%
72CLOROX CO DELCLX3,734$593,8550.21%
73KIMBERLY-CLARK CORPKMB4,235$584,6840.21%
74MONDELEZ INTL INC6092071057,897$576,0070.20%
75WALGREENS BOOTS ALLIANCE INC93142710820,189$575,1850.20%
76KRAFT HEINZ COKHC16,001$568,0360.20%
77ALPHABET INCGOOG4,734$566,6600.20%
78FORD MTR CO DEL34537086036,544$552,9110.20%
79MERCK & CO INCMRK4,781$551,6800.19%
80UNITED PARCEL SERVICE INCUPS3,052$547,1410.19%
81FRANKLIN RESOURCES INCBEN20,358$543,7620.19%
82FIDELITY COMWLTH TR31591280810,026$542,1810.19%
83INVESCO MUNICIPAL TRUSTVKQ55,856$526,7220.19%
843M COMMM5,247$525,1720.19%
85REALTY INCOME CORPO8,684$519,2160.18%
86GSK PLCGLAXF14,545$518,3840.18%
87PRICE T ROWE GROUP INCTROW4,613$516,7480.18%
88LYONDELLBASELL INDUSTRIES NLYB5,620$516,0850.18%
89FEDERAL RLTY INVT TR NEW3137451015,074$491,0110.17%
90SOUTHERN COSOMN6,884$483,6010.17%
91NUVEEN MUNICIPAL CREDIT INCNU41,314$481,7210.17%
92ONEOK INC NEWOKE7,804$481,6770.17%
93OCCIDENTAL PETE CORP6745991058,191$481,6310.17%
94HNI CORPHNI16,922$476,8620.17%
95CAPITOL FED FINL INC14057J10175,880$468,1800.17%
96AMCOR PLCAMCCF46,066$459,7390.16%
97VANGUARD MUN BD FDS9229077468,921$448,0190.16%
98BRISTOL-MYERS SQUIBB COCELG-RI6,938$443,6850.16%
99ACCENTURE PLC IRELANDACN1,425$439,7270.16%
100INTEL CORPINTC12,479$417,2980.15%
101FLOWERS FOODS INCFLO16,498$410,4700.14%
102COCA COLA COKO6,711$404,1360.14%
103SALESFORCE INCCRM1,876$396,3240.14%
104CSX CORPCSX11,520$392,8320.14%
105TRUIST FINL CORP89832Q10912,910$391,8190.14%
106EATON VANCE TAX ADVT DIV INCETN17,037$387,5920.14%
107ETF MANAGERS TR26924G8887,200$383,4230.14%
108MAGELLAN MIDSTREAM PRTNRS LP5590801066,076$378,6830.13%
109ENTERPRISE PRODS PARTNERS L29379210714,317$377,2470.13%
110LEGGETT & PLATT INCLEG12,558$371,9680.13%
111CARDINAL HEALTH INCCAH3,915$370,2420.13%
112TARGET CORPTGT2,788$367,6950.13%
113FREEPORT-MCMORAN INCFCX8,933$357,3200.13%
114PROSHARES TR74347X8318,667$355,3400.13%
115SELECT SECTOR SPDR TR81369Y5064,334$351,7910.12%
116ARES CAPITAL CORPARCC18,600$349,4940.12%
117ISHARES TR4642884143,243$346,1250.12%
118PHILIP MORRIS INTL INC7181721093,428$334,6410.12%
119BLACKSTONE INCBX3,593$334,0410.12%
120GENERAL MLS INC3703341044,277$328,0460.12%
121DEERE & CODE807$326,9880.12%
122LOCKHEED MARTIN CORPLMT708$325,9490.12%
123BUCKLE INCBKE9,400$325,2400.11%
124EOG RES INCEOG2,826$323,4070.11%
125INVESCO QQQ TRIVZ872$322,1340.11%
126SPDR SER TR78468R7888,344$309,3960.11%
127BLACK STONE MINERALS L PBSMLP19,352$308,6640.11%
128KROGER COKR6,344$298,1680.11%
129COMCAST CORP NEWCCZ7,121$295,8780.10%
130RANGE RES CORPRRC10,042$295,2350.10%
131COMMERCE BANCSHARES INCCBSH6,042$294,2450.10%
132US BANCORP DELUSB-PS8,663$286,2260.10%
133ENERGY TRANSFER L PET-PI22,382$284,2540.10%
134NIKE INCNKE2,536$279,8980.10%
135INCYTE CORPINCY4,320$268,9200.09%
136NOVARTIS AGNVSEF2,600$262,3660.09%
137REGIONS FINANCIAL CORP NEWRF-PF14,636$260,8140.09%
138CONNECTONE BANCORP INCCNOBP15,500$257,1450.09%
139PIMCO MUN INCOME FD III72201A10331,718$255,3300.09%
140NUVEEN QUALITY MUNCP INCOMENU22,440$252,8990.09%
141ISHARES TR4642871502,560$250,5100.09%
142PIMCO CORPORATE & INCOME OPPPTY17,847$249,8580.09%
143ADVANCED MICRO DEVICES INCAMD2,152$245,1340.09%
144VANGUARD WORLD FDS92204A702550$243,1880.09%
145QUALCOMM INCQCOM1,970$234,5090.08%
146NEUBERGER BERMAN MUN FD INC64124P10122,507$231,3720.08%
147ABBOTT LABSABLZF2,091$227,9080.08%
148OTTER TAIL CORPOTTR2,779$219,4300.08%
149ARK ETF TR00214Q1044,954$218,6700.08%
150ROCKWELL AUTOMATION INCROK661$217,7660.08%
151GENERAL DYNAMICS CORPGD1,000$215,1500.08%
152PROSHARES TR74347X8644,502$213,3050.08%
153SCHWAB STRATEGIC TR8085247972,870$208,4190.07%
154WISDOMTREE TRWT10,900$207,8630.07%
155LULULEMON ATHLETICA INCLULU545$206,2830.07%
156SHOPIFY INCSHOP3,130$202,1980.07%
157BRAEMAR HOTELS & RESORTS INCBHR-PD50,000$201,0000.07%
158ASTRAZENECA PLCAZN2,800$200,3960.07%
159GOLDMAN SACHS ETF TRNVGLF4,011$200,1690.07%
160KINDER MORGAN INC DELEP-PC10,120$174,2660.06%
161AMMO INCPOWWP81,498$173,5910.06%
162SPROTT PHYSICAL GOLD TRSII11,589$172,9080.06%
163INVESCO TR INVT GRADE MUNSIVZ11,851$115,0730.04%
164MACQUARIE / FIRST TR GLOBAL55607W10013,000$101,4000.04%
165NUVEEN FLOATING RATE INCOME6706EN10012,412$96,8140.03%
166PIMCO INCOME STRATEGY FD II72201J10412,000$86,5200.03%
167AMYRIS INC03236M20072,280$74,4480.03%
168GINKGO BIOWORKS HOLDINGS INCDNABW29,740$55,3160.02%
169ABSCI CORPORATIONABSI28,240$42,9250.02%
170NORTHERN DYNASTY MINERALS LT66510M20410,000$2,4000.00%
171CROWN ELECTROKINETICS CORPCRKN15,878$2,0820.00%