13F HOLDINGS REPORT
PenderFund Capital Management Ltd.
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001706164-23-000004
Total Value
$333,695
Positions
112
Other Managers
0
Confidential Omitted
No
Holdings (112)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ESPERION THERAPEUTICS INC NE | ESPR | 41,029,000 | $29,833 | 8.94% |
| 2 | FIRST MAJESTIC SILVER CORP | AG | 23,000,000 | $23,637 | 7.08% |
| 3 | OPKO HEALTH INC | OPK | 14,000,000 | $18,892 | 5.66% |
| 4 | BANDWIDTH INC | BAND | 19,500,000 | $17,217 | 5.16% |
| 5 | BURFORD CAP LTD | BUR | 846,905 | $16,104 | 4.83% |
| 6 | PAR TECHNOLOGY CORP | PAR | 296,349 | $15,513 | 4.65% |
| 7 | SANGOMA TECHNOLOGIES CORP | SANG | 3,097,833 | $14,622 | 4.38% |
| 8 | SSR MINING IN | SSRGF | 10,150,000 | $14,136 | 4.24% |
| 9 | INTERCEPT PHARMACEUTICALS IN | INTR | 9,295,000 | $12,549 | 3.76% |
| 10 | NUVEEN QUALITY MUNCP INCOME | NU | 850,000 | $11,707 | 3.51% |
| 11 | NUVEEN AMT FREE QLTY MUN INC | NU | 850,000 | $11,176 | 3.35% |
| 12 | NUVEEN MUNICIPAL CREDIT INC | NU | 757,000 | $10,724 | 3.21% |
| 13 | FORUM ENERGY TECHNOLOGIES IN | FET | 200,122 | $6,529 | 1.96% |
| 14 | DOCEBO INC | DCBO | 117,820 | $6,490 | 1.94% |
| 15 | KKR & CO INC | KKRT | 71,060 | $5,945 | 1.78% |
| 16 | MORGAN STANLEY EMERGING MKTS | MS-PQ | 967,918 | $5,601 | 1.68% |
| 17 | AVIAT NETWORKS INC | AVNW | 129,524 | $5,489 | 1.64% |
| 18 | ANTERIX INC | ATEX | 125,620 | $5,354 | 1.60% |
| 19 | TEXAS PACIFIC LAND CORPORATI | TPL | 1,907 | $4,723 | 1.42% |
| 20 | SPROTT PHYSICAL GOLD & SILVE | SII | 200,000 | $4,710 | 1.41% |
| 21 | WESTERN AST INFL LKD OPP & I | 95766R104 | 416,436 | $4,655 | 1.39% |
| 22 | WESTERN ASSET EMERGING MKTS | 95766A101 | 407,300 | $4,592 | 1.38% |
| 23 | INTERACTIVE BROKERS GROUP IN | 45841N107 | 37,758 | $4,439 | 1.33% |
| 24 | ZILLOW GROUP INC | Z | 69,847 | $4,378 | 1.31% |
| 25 | BAIDU INC | BAIDF | 23,930 | $4,367 | 1.31% |
| 26 | SS&C TECHNOLOGIES HLDGS INC | SSNC | 43,810 | $3,126 | 0.94% |
| 27 | EGAIN CORP | EGAN | 338,902 | $2,822 | 0.85% |
| 28 | MAGNITE INC | MGNI | 2,000,000 | $2,365 | 0.71% |
| 29 | PELOTON INTERACTIVE INC | PTON | 337,090 | $2,312 | 0.69% |
| 30 | JD.COM INC | JDCMF | 56,665 | $2,242 | 0.67% |
| 31 | ABRDN ASIA PACIFIC INCOME FU | ABAKF | 644,870 | $2,146 | 0.64% |
| 32 | IAC INC | IAC | 26,100 | $1,786 | 0.54% |
| 33 | BROOKFIELD CORP | 11271J107 | 40,690 | $1,728 | 0.52% |
| 34 | ARGO GROUP INTL HLDGS LTD | G0464B107 | 42,060 | $1,705 | 0.51% |
| 35 | GREENHILL & CO INC | 395259104 | 82,410 | $1,657 | 0.50% |
| 36 | AVANTAX INC | 095229100 | 42,064 | $1,461 | 0.44% |
| 37 | BEYOND MEAT INC | BYND | 4,000,000 | $1,453 | 0.44% |
| 38 | NUVEEN AMT FREE MUN CR INC F | NU | 100,000 | $1,400 | 0.42% |
| 39 | EMAGIN CORP | 29076N206 | 512,400 | $1,385 | 0.42% |
| 40 | HERITAGE CRYSTAL CLEAN INC | 42726M106 | 21,712 | $1,337 | 0.40% |
| 41 | NATIONAL INSTRS CORP | 636518102 | 16,420 | $1,330 | 0.40% |
| 42 | MIDWEST HLDG INC | 59833J206 | 35,618 | $1,265 | 0.38% |
| 43 | TABULA RASA HEALTHCARE INC | 873379101 | 90,023 | $1,261 | 0.38% |
| 44 | DENBURY INC | 24790A101 | 9,370 | $1,247 | 0.37% |
| 45 | COMPUTER TASK GROUP INC | 205477102 | 87,710 | $1,231 | 0.37% |
| 46 | CIRCOR INTL INC | 17273K109 | 15,930 | $1,206 | 0.36% |
| 47 | AMERICAN EQTY INVT LIFE HLD | 025676206 | 16,160 | $1,177 | 0.35% |
| 48 | THORNE HEALTHTECH INC | 885260109 | 79,830 | $1,105 | 0.33% |
| 49 | NEOGAMES S A | L6673X107 | 30,110 | $1,104 | 0.33% |
| 50 | ABCAM PLC | 000380204 | 35,830 | $1,101 | 0.33% |
| 51 | POLYMET MNG CORP | 731916409 | 380,905 | $1,076 | 0.32% |
| 52 | AVID TECHNOLOGY INC | 05367P100 | 27,626 | $1,008 | 0.30% |
| 53 | VERITIV CORP | 923454102 | 4,190 | $961 | 0.29% |
| 54 | MICROCHIP TECHNOLOGY INC. | MCHPP | 9,060 | $960 | 0.29% |
| 55 | SEQUANS COMMUNICATIONS S A | SQNS | 248,238 | $954 | 0.29% |
| 56 | KALEYRA INC | 483379202 | 92,360 | $908 | 0.27% |
| 57 | HERSHA HOSPITALITY TR | 427825500 | 66,867 | $896 | 0.27% |
| 58 | CHASE CORP | WHLT | 5,150 | $890 | 0.27% |
| 59 | SCULPTOR CAP MGMT | 811246107 | 56,280 | $887 | 0.27% |
| 60 | CAPRI HOLDINGS LIMITED | CPRI | 12,380 | $885 | 0.27% |
| 61 | INTERCEPT PHARMACEUTICALS IN | INTR | 34,840 | $877 | 0.26% |
| 62 | FIESTA RESTAURANT GROUP INC | 31660B101 | 76,220 | $876 | 0.26% |
| 63 | PHENOMEX INC | 084310101 | 635,800 | $862 | 0.26% |
| 64 | STARWOOD PPTY TR INC | STHO | 31,400 | $825 | 0.25% |
| 65 | KENNEDY-WILSON HOLDINGS INC | KW | 41,150 | $824 | 0.25% |
| 66 | SOVOS BRANDS INC | 84612U107 | 26,810 | $821 | 0.25% |
| 67 | GREAT AJAX CORP | 38983D300 | 89,190 | $780 | 0.23% |
| 68 | LIBERTY BROADBAND CORP | LBRDP | 6,250 | $775 | 0.23% |
| 69 | SPIRIT AIRLS INC | 848577102 | 33,930 | $760 | 0.23% |
| 70 | SEAGEN INC | SE | 2,630 | $758 | 0.23% |
| 71 | STRATASYS LTD | SSYS | 40,840 | $755 | 0.23% |
| 72 | HORIZON THERAPEUTICS PUB L | G46188101 | 4,330 | $680 | 0.20% |
| 73 | NEW RELIC INC | 64829B100 | 5,670 | $659 | 0.20% |
| 74 | STARBUCKS CORP | SBUX | 5,230 | $648 | 0.19% |
| 75 | BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | 46,852 | $638 | 0.19% |
| 76 | NORTH AMERN CONSTR GROUP LTD | 656811106 | 19,900 | $586 | 0.18% |
| 77 | ARCO PLATFORM LTD | G04553106 | 31,023 | $581 | 0.17% |
| 78 | FIRSTSERVICE CORP | FSV | 2,720 | $537 | 0.16% |
| 79 | AMERICAN NATL BANKSHARES INC | 027745108 | 10,370 | $534 | 0.16% |
| 80 | WESTERN ASST INFLTN LKD INM | 95766Q106 | 47,666 | $506 | 0.15% |
| 81 | ALTC ACQUISITION CORP | OKLO | 34,776 | $489 | 0.15% |
| 82 | NORTHROP GRUMMAN CORP | NOC | 750 | $448 | 0.13% |
| 83 | DOLLAR GEN CORP NEW | 256677105 | 3,060 | $440 | 0.13% |
| 84 | EARTHSTONE ENERGY INC | 27032D304 | 15,620 | $429 | 0.13% |
| 85 | ARLINGTON ASSET INVST CORP | 041356205 | 72,090 | $419 | 0.13% |
| 86 | PFSWEB INC | 717098206 | 41,217 | $417 | 0.12% |
| 87 | ACTIVISION BLIZZARD INC | 00507V109 | 3,250 | $413 | 0.12% |
| 88 | 3M CO | MMM | 3,140 | $399 | 0.12% |
| 89 | TIMBER PHARMACEUTICALS INC | 887080208 | 96,790 | $391 | 0.12% |
| 90 | INFLECTION PT ACQUISITN CRP | G4790U102 | 25,000 | $347 | 0.10% |
| 91 | NEXTGEN HEALTHCARE INC | 65343C102 | 10,290 | $332 | 0.10% |
| 92 | SCIPLAY CORPORATION | 809087109 | 7,100 | $220 | 0.07% |
| 93 | ZYNERBA PHARMACEUTICALS INC | 98986X109 | 123,444 | $213 | 0.06% |
| 94 | CRIXUS BH3 ACQUISITION CO | 22677T102 | 13,756 | $197 | 0.06% |
| 95 | SPLUNK INC | 848637104 | 560 | $111 | 0.03% |
| 96 | NEXGEN ENERGY LTD | NXE | 11,300 | $92 | 0.03% |
| 97 | HOSTESS BRANDS INC | 44109J106 | 1,490 | $67 | 0.02% |
| 98 | PACWEST BANCORP DEL | 695263103 | 5,992 | $64 | 0.02% |
| 99 | ELECTRIQ PWR HLDGS INC | 285046108 | 21,917 | $52 | 0.02% |
| 100 | FINTECH ECOSYSTEM DEVE | 318136108 | 1,721 | $25 | 0.01% |
| 101 | BERENSON ACQUISITION CORP I | 083690107 | 1,791 | $25 | 0.01% |
| 102 | LL FLOORING HOLDINGS INC | 55003T107 | 5,210 | $22 | 0.01% |
| 103 | LANDCADIA HOLDINGS IV INC | 51477A104 | 1,145 | $16 | 0.00% |
| 104 | SILVERBOX CORP III | 82836N107 | 1,000 | $14 | 0.00% |
| 105 | CANO HEALTH INC | 13781Y111 | 53,598 | $4 | 0.00% |
| 106 | INFLECTION PT ACQUISITN CRP | G4790U110 | 12,499 | $3 | 0.00% |
| 107 | ALSET CAPITAL ACQUISITION CO | 02115M109 | 182 | $3 | 0.00% |
| 108 | VELO3D INC | VLDXW | 5,000 | $1 | 0.00% |
| 109 | LANVIN GROUP HOLDINGS LIMITE | LANV-WT | 2,500 | $1 | 0.00% |
| 110 | SILVERBOX CORP III | 82836N115 | 332 | $0 | 0.00% |
| 111 | JAWS MUSTANG ACQUISITION COR | JWSWF | 250 | $0 | 0.00% |
| 112 | TRITIUM DCFC LIMITED | Q9225T116 | 333 | $0 | 0.00% |