13F HOLDINGS REPORT
Vivaldi Capital Management LP
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001682021-23-000005
Total Value
$324.4M
Positions
200
Other Managers
0
Confidential Omitted
No
Holdings (200)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78464A854 | 317,013 | $16.5M | 5.09% |
| 2 | SCHWAB STRATEGIC TR | 808524862 | 260,493 | $12.5M | 3.86% |
| 3 | ISHARES TR | 464287457 | 147,250 | $11.9M | 3.68% |
| 4 | APPLE INC | AAPL | 56,696 | $11.0M | 3.39% |
| 5 | SPDR INDEX SHS FDS | 78463X889 | 331,315 | $10.8M | 3.32% |
| 6 | TESLA INC | TSLA | 26,035 | $6.8M | 2.10% |
| 7 | ISHARES TR | 464287200 | 14,352 | $6.4M | 1.97% |
| 8 | VANGUARD INDEX FDS | 922908769 | 28,419 | $6.3M | 1.93% |
| 9 | SCHWAB STRATEGIC TR | 808524201 | 118,223 | $6.2M | 1.91% |
| 10 | SPDR S&P 500 ETF TR | SPY | 13,907 | $6.2M | 1.90% |
| 11 | PGIM HIGH YIELD BOND FUND IN | ISD | 476,325 | $5.9M | 1.82% |
| 12 | ISHARES GOLD TR | IAU | 156,744 | $5.7M | 1.76% |
| 13 | MICROSOFT CORP | MSFT | 16,368 | $5.6M | 1.72% |
| 14 | GAMING & LEISURE PPTYS INC | 36467J108 | 112,727 | $5.5M | 1.68% |
| 15 | SPDR SER TR | 78464A847 | 106,197 | $4.9M | 1.50% |
| 16 | SCHWAB STRATEGIC TR | 808524805 | 136,532 | $4.9M | 1.50% |
| 17 | SPDR SER TR | 78468R853 | 121,247 | $4.7M | 1.45% |
| 18 | FIRST TR EXCHANGE-TRADED FD | 33739Q200 | 92,848 | $4.4M | 1.36% |
| 19 | BLACKSTONE STRATEGIC CRED 20 | BX | 400,365 | $4.4M | 1.35% |
| 20 | ISHARES TR | 464287150 | 44,602 | $4.4M | 1.35% |
| 21 | BLACKROCK MUNICIPAL INCOME | BLK | 374,242 | $4.3M | 1.32% |
| 22 | SPDR GOLD TR | GLD | 23,894 | $4.3M | 1.31% |
| 23 | ARES DYNAMIC CR ALLOCATION F | 04014F102 | 340,417 | $4.2M | 1.29% |
| 24 | ISHARES TR | 464287168 | 36,783 | $4.2M | 1.28% |
| 25 | SPDR SER TR | 78468R101 | 137,480 | $4.0M | 1.22% |
| 26 | SCHWAB STRATEGIC TR | 808524102 | 76,433 | $4.0M | 1.22% |
| 27 | BLACKROCK MUNIYIELD FD INC | BLK | 373,096 | $3.9M | 1.20% |
| 28 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 362,936 | $3.9M | 1.20% |
| 29 | INVESCO QUALITY MUN INCOME T | IVZ | 401,373 | $3.8M | 1.18% |
| 30 | FIRST TR EXCH TRADED FD III | 33740J203 | 190,691 | $3.8M | 1.18% |
| 31 | VANGUARD INDEX FDS | 922908363 | 9,228 | $3.8M | 1.16% |
| 32 | VANGUARD TAX-MANAGED FDS | 921943858 | 78,717 | $3.6M | 1.12% |
| 33 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 363,040 | $3.6M | 1.11% |
| 34 | ISHARES TR | 464288257 | 36,921 | $3.5M | 1.09% |
| 35 | BARINGS GLOBAL SHORT DURATIO | BGH | 261,398 | $3.4M | 1.05% |
| 36 | WESTERN ASSET MANAGED MUNS F | 95766M105 | 332,803 | $3.3M | 1.02% |
| 37 | DWS MUN INCOME TR | 233368109 | 382,103 | $3.3M | 1.01% |
| 38 | ANGEL OAK MORTGAGE REIT INC | AOMN | 394,691 | $3.3M | 1.00% |
| 39 | ALPHABET INC | GOOG | 26,634 | $3.2M | 0.99% |
| 40 | VANGUARD INDEX FDS | 922908744 | 21,142 | $3.0M | 0.93% |
| 41 | KKR INCOME OPPORTUNITIES FD | KKRT | 231,734 | $2.7M | 0.83% |
| 42 | BLACKROCK MUNIVEST FD II INC | BLK | 240,232 | $2.6M | 0.79% |
| 43 | PIMCO MUN INCOME FD II | 72200W106 | 281,257 | $2.5M | 0.78% |
| 44 | DNP SELECT INCOME FD INC | 23325P104 | 214,831 | $2.3M | 0.69% |
| 45 | ISHARES TR | 464288158 | 21,537 | $2.2M | 0.69% |
| 46 | VANGUARD INDEX FDS | 922908629 | 9,840 | $2.2M | 0.67% |
| 47 | VANGUARD INDEX FDS | 922908751 | 10,417 | $2.1M | 0.64% |
| 48 | SCHWAB STRATEGIC TR | 808524607 | 45,132 | $2.0M | 0.61% |
| 49 | SCHWAB STRATEGIC TR | 808524755 | 61,019 | $2.0M | 0.61% |
| 50 | COINBASE GLOBAL INC | COIN | 27,098 | $1.9M | 0.60% |
| 51 | VANGUARD INDEX FDS | 922908553 | 23,030 | $1.9M | 0.59% |
| 52 | SCHWAB STRATEGIC TR | 808524508 | 24,230 | $1.7M | 0.53% |
| 53 | LUMINAR TECHNOLOGIES INC | LAZRQ | 250,000 | $1.7M | 0.53% |
| 54 | SCHWAB STRATEGIC TR | 808524706 | 69,803 | $1.7M | 0.53% |
| 55 | ISHARES TR | 464287499 | 21,859 | $1.6M | 0.49% |
| 56 | SCHWAB STRATEGIC TR | 808524730 | 56,666 | $1.5M | 0.47% |
| 57 | ISHARES TR | 46432F842 | 21,873 | $1.5M | 0.46% |
| 58 | ISHARES TR | 464288406 | 21,666 | $1.4M | 0.43% |
| 59 | AMAZON COM INC | AMZN | 10,547 | $1.4M | 0.42% |
| 60 | PRA GROUP INC | PRAA | 58,636 | $1.3M | 0.41% |
| 61 | BOEING CO | BA-PA | 6,074 | $1.3M | 0.40% |
| 62 | NVIDIA CORPORATION | NVDA | 3,021 | $1.3M | 0.39% |
| 63 | HALOZYME THERAPEUTICS INC | HALO | 35,078 | $1.3M | 0.39% |
| 64 | THERMO FISHER SCIENTIFIC INC | TMO | 2,407 | $1.3M | 0.39% |
| 65 | VANGUARD SPECIALIZED FUNDS | 921908844 | 7,693 | $1.2M | 0.39% |
| 66 | UNITEDHEALTH GROUP INC | UNH | 2,561 | $1.2M | 0.38% |
| 67 | ABBVIE INC | ABBV | 8,884 | $1.2M | 0.37% |
| 68 | ISHARES TR | 464287655 | 6,244 | $1.2M | 0.36% |
| 69 | ALPHABET INC | GOOG | 9,332 | $1.1M | 0.34% |
| 70 | ISHARES TR | 46435G326 | 17,837 | $1.1M | 0.34% |
| 71 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 3,182 | $1.1M | 0.33% |
| 72 | LILLY ELI & CO | LLY | 2,213 | $1.0M | 0.32% |
| 73 | EXXON MOBIL CORP | XOM | 9,544 | $1.0M | 0.32% |
| 74 | ABBOTT LABS | ABLZF | 8,954 | $976,210 | 0.30% |
| 75 | ISHARES TR | 464287465 | 13,145 | $952,998 | 0.29% |
| 76 | ISHARES TR | 464287721 | 8,660 | $942,791 | 0.29% |
| 77 | AMERICAN CENTY ETF TR | 025072877 | 12,045 | $934,792 | 0.29% |
| 78 | VANGUARD INTL EQUITY INDEX F | 922042858 | 22,718 | $924,162 | 0.28% |
| 79 | JPMORGAN CHASE & CO | VYLD | 6,324 | $919,763 | 0.28% |
| 80 | PROCTER AND GAMBLE CO | 742718109 | 6,045 | $917,249 | 0.28% |
| 81 | ISHARES TR | 464287762 | 3,266 | $915,304 | 0.28% |
| 82 | AMERICAN CENTY ETF TR | 025072802 | 15,869 | $913,399 | 0.28% |
| 83 | ORACLE CORP | ORCL-PD | 7,569 | $901,392 | 0.28% |
| 84 | ISHARES TR | 464287101 | 4,327 | $895,949 | 0.28% |
| 85 | SELECT SECTOR SPDR TR | 81369Y803 | 5,111 | $888,594 | 0.27% |
| 86 | MERCK & CO INC | MRK | 7,284 | $840,501 | 0.26% |
| 87 | ISHARES TR | 464287598 | 5,263 | $830,669 | 0.26% |
| 88 | PFIZER INC | PFE | 21,607 | $792,545 | 0.24% |
| 89 | GENERAL ELECTRIC CO | 369604301 | 6,847 | $752,143 | 0.23% |
| 90 | PIMCO ETF TR | 72201R833 | 7,418 | $740,060 | 0.23% |
| 91 | VANGUARD INTL EQUITY INDEX F | 922042742 | 7,533 | $730,544 | 0.23% |
| 92 | CISCO SYS INC | CSCO | 13,701 | $708,890 | 0.22% |
| 93 | WALMART INC | WMT | 4,385 | $689,296 | 0.21% |
| 94 | BLACKROCK CALIF MUN INCOME T | BLK | 57,061 | $676,743 | 0.21% |
| 95 | MOTOROLA SOLUTIONS INC | MSI | 2,203 | $646,096 | 0.20% |
| 96 | ISHARES TR | 464287804 | 6,237 | $621,563 | 0.19% |
| 97 | ISHARES TR | 464287556 | 4,872 | $618,503 | 0.19% |
| 98 | SPDR INDEX SHS FDS | 78463X509 | 17,713 | $608,970 | 0.19% |
| 99 | JOHNSON & JOHNSON | JNJ | 3,645 | $603,244 | 0.19% |
| 100 | VANGUARD INTL EQUITY INDEX F | 922042775 | 11,009 | $598,973 | 0.18% |
| 101 | COCA COLA CO | KO | 9,766 | $588,109 | 0.18% |
| 102 | EATON VANCE CALIF MUN BD FD | ETN | 65,740 | $585,088 | 0.18% |
| 103 | HOME DEPOT INC | HD | 1,800 | $559,152 | 0.17% |
| 104 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 1 | $517,810 | 0.16% |
| 105 | CME GROUP INC | CME | 2,780 | $515,106 | 0.16% |
| 106 | EATON VANCE CALIF MUN INCOM | ETN | 51,584 | $515,064 | 0.16% |
| 107 | D R HORTON INC | 23331A109 | 4,001 | $486,882 | 0.15% |
| 108 | SCHWAB STRATEGIC TR | 808524771 | 8,279 | $476,622 | 0.15% |
| 109 | META PLATFORMS INC | META | 1,601 | $459,455 | 0.14% |
| 110 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 4,337 | $455,905 | 0.14% |
| 111 | ALBERTSONS COS INC | 013091103 | 20,588 | $449,230 | 0.14% |
| 112 | VANGUARD INDEX FDS | 922908611 | 2,686 | $444,291 | 0.14% |
| 113 | INVESCO CALIF VALUE MUN INCO | IVZ | 46,122 | $441,846 | 0.14% |
| 114 | VERIZON COMMUNICATIONS INC | VZ | 11,796 | $438,693 | 0.14% |
| 115 | VANGUARD WORLD FDS | 92204A702 | 967 | $427,569 | 0.13% |
| 116 | ISHARES TR | 464287226 | 4,363 | $427,356 | 0.13% |
| 117 | ARK ETF TR | 00214Q104 | 9,670 | $426,843 | 0.13% |
| 118 | WILLIS TOWERS WATSON PLC LTD | WTW | 1,774 | $417,777 | 0.13% |
| 119 | PIMCO CALIF MUN INCOME FD II | 72200M108 | 70,136 | $417,307 | 0.13% |
| 120 | ISHARES TR | 464287234 | 10,504 | $415,545 | 0.13% |
| 121 | COSTCO WHSL CORP NEW | 22160K105 | 767 | $412,937 | 0.13% |
| 122 | BROOKFIELD INFRAST PARTNERS | G16252101 | 11,250 | $410,625 | 0.13% |
| 123 | COMCAST CORP NEW | CCZ | 9,771 | $405,996 | 0.13% |
| 124 | MORGAN STANLEY | MS-PQ | 4,704 | $401,722 | 0.12% |
| 125 | US BANCORP DEL | USB-PS | 12,157 | $401,667 | 0.12% |
| 126 | SELECT SECTOR SPDR TR | 81369Y506 | 4,846 | $393,350 | 0.12% |
| 127 | INVESCO QQQ TR | IVZ | 1,057 | $390,477 | 0.12% |
| 128 | NORTHERN TR CORP | NTRSO | 5,217 | $386,788 | 0.12% |
| 129 | PHILLIPS EDISON & CO INC | PECO | 10,790 | $367,723 | 0.11% |
| 130 | ISHARES TR | 464288646 | 7,300 | $366,241 | 0.11% |
| 131 | AMGEN INC | AMGN | 1,589 | $352,790 | 0.11% |
| 132 | SELECT SECTOR SPDR TR | 81369Y605 | 10,452 | $352,337 | 0.11% |
| 133 | SPDR INDEX SHS FDS | 78463X202 | 7,595 | $349,218 | 0.11% |
| 134 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 1,015 | $349,008 | 0.11% |
| 135 | SPDR SER TR | 78468R739 | 7,390 | $347,700 | 0.11% |
| 136 | ALTRIA GROUP INC | MO | 7,516 | $340,475 | 0.10% |
| 137 | ISHARES TR | 464287614 | 1,228 | $337,888 | 0.10% |
| 138 | VANGUARD WORLD FDS | 92204A504 | 1,353 | $331,241 | 0.10% |
| 139 | UNION PAC CORP | UNP | 1,585 | $324,323 | 0.10% |
| 140 | PEPSICO INC | PEP | 1,729 | $320,245 | 0.10% |
| 141 | ISHARES TR | 464287507 | 1,218 | $318,511 | 0.10% |
| 142 | BLACKROCK MUNIHLDNGS CALI QL | BLK | 28,952 | $314,131 | 0.10% |
| 143 | MCDONALDS CORP | MCD | 1,029 | $307,102 | 0.09% |
| 144 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 4,745 | $303,443 | 0.09% |
| 145 | DIMENSIONAL ETF TRUST | 25434V724 | 8,562 | $295,399 | 0.09% |
| 146 | DISNEY WALT CO | 254687106 | 3,300 | $294,624 | 0.09% |
| 147 | INDEPENDENCE RLTY TR INC | 45378A106 | 16,160 | $294,435 | 0.09% |
| 148 | NEXTERA ENERGY INC | NEE-PW | 3,940 | $292,348 | 0.09% |
| 149 | ISHARES TR | 464288182 | 4,356 | $289,413 | 0.09% |
| 150 | ISHARES TR | 464288679 | 2,606 | $287,858 | 0.09% |
| 151 | NETFLIX INC | NFLX | 652 | $287,199 | 0.09% |
| 152 | VANECK ETF TRUST | 92189F643 | 3,588 | $286,287 | 0.09% |
| 153 | TREEHOUSE FOODS INC | 89469A104 | 5,500 | $277,090 | 0.09% |
| 154 | VISA INC | V | 1,161 | $275,714 | 0.09% |
| 155 | BROADRIDGE FINL SOLUTIONS IN | 11133T103 | 1,660 | $274,946 | 0.08% |
| 156 | SELECT SECTOR SPDR TR | 81369Y209 | 2,068 | $274,486 | 0.08% |
| 157 | FIRST TR EXCH TRD ALPHDX FD | 33737J109 | 10,185 | $270,208 | 0.08% |
| 158 | ISHARES TR | 464288513 | 3,546 | $266,198 | 0.08% |
| 159 | CUMMINS INC | CMI | 1,085 | $265,999 | 0.08% |
| 160 | FIRST TR EXCHNG TRADED FD VI | 33740F839 | 7,315 | $265,535 | 0.08% |
| 161 | SCHWAB STRATEGIC TR | 808524839 | 5,696 | $262,934 | 0.08% |
| 162 | PROGRESSIVE CORP | 743315103 | 1,982 | $262,357 | 0.08% |
| 163 | ISHARES TR | 46435G425 | 2,647 | $257,977 | 0.08% |
| 164 | BANK NEW YORK MELLON CORP | 064058100 | 5,727 | $254,966 | 0.08% |
| 165 | APOLLO GLOBAL MGMT INC | 03769M106 | 3,232 | $248,250 | 0.08% |
| 166 | CONAGRA BRANDS INC | CAG | 7,292 | $245,886 | 0.08% |
| 167 | RPM INTL INC | 749685103 | 2,730 | $244,963 | 0.08% |
| 168 | ISHARES TR | 464288273 | 4,101 | $241,877 | 0.07% |
| 169 | INVESCO EXCHANGE TRADED FD T | IVZ | 4,885 | $239,448 | 0.07% |
| 170 | TARGET CORP | TGT | 1,815 | $239,399 | 0.07% |
| 171 | SELECT SECTOR SPDR TR | 81369Y704 | 2,212 | $237,392 | 0.07% |
| 172 | ARK ETF TR | 00214Q302 | 6,829 | $232,808 | 0.07% |
| 173 | DEERE & CO | DE | 558 | $226,096 | 0.07% |
| 174 | ACCENTURE PLC IRELAND | ACN | 732 | $225,881 | 0.07% |
| 175 | ISHARES TR | 464288224 | 12,119 | $222,994 | 0.07% |
| 176 | ISHARES TR | 46435G672 | 4,523 | $222,939 | 0.07% |
| 177 | VANGUARD INDEX FDS | 922908736 | 760 | $215,050 | 0.07% |
| 178 | ISHARES TR | 464288414 | 2,013 | $214,847 | 0.07% |
| 179 | FRANKLIN TEMPLETON ETF TR | FGDL | 10,172 | $213,974 | 0.07% |
| 180 | ISHARES INC | 464286608 | 4,651 | $213,109 | 0.07% |
| 181 | BANK AMERICA CORP | 060505104 | 7,404 | $212,434 | 0.07% |
| 182 | FEDEX CORP | FDX | 847 | $209,971 | 0.06% |
| 183 | VANECK ETF TRUST | 92189F106 | 6,931 | $208,686 | 0.06% |
| 184 | SCHWAB STRATEGIC TR | 808524888 | 6,108 | $206,267 | 0.06% |
| 185 | NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | 8,103 | $202,008 | 0.06% |
| 186 | THOMSON REUTERS CORP. | TMSOF | 1,487 | $200,656 | 0.06% |
| 187 | PARKER-HANNIFIN CORP | PH | 513 | $200,091 | 0.06% |
| 188 | NUVEEN AMT FREE QLTY MUN INC | NU | 17,122 | $187,143 | 0.06% |
| 189 | BLACKROCK MUNIYIELD QUALITY | BLK | 15,701 | $171,769 | 0.05% |
| 190 | PAN AMERN SILVER CORP | 697900108 | 11,186 | $163,092 | 0.05% |
| 191 | NUVEEN QUALITY MUNCP INCOME | NU | 14,255 | $160,654 | 0.05% |
| 192 | LYFT INC | LYFT | 16,120 | $154,591 | 0.05% |
| 193 | SOFI TECHNOLOGIES INC | SOFI | 15,788 | $131,672 | 0.04% |
| 194 | DOUBLELINE INCOME SOLUTIONS | DSL | 10,100 | $120,291 | 0.04% |
| 195 | UROGEN PHARMA LTD | URGN | 11,500 | $119,025 | 0.04% |
| 196 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 12,730 | $103,622 | 0.03% |
| 197 | NUVEEN FLOATING RATE INCOME | 6706EN100 | 10,000 | $78,000 | 0.02% |
| 198 | INDAPTUS THERAPEUTICS INC | INDP | 24,000 | $45,840 | 0.01% |
| 199 | INVESCO SR INCOME TR | IVZ | 10,607 | $40,836 | 0.01% |
| 200 | GALECTIN THERAPEUTICS INC | GALT | 19,261 | $27,736 | 0.01% |