13F HOLDINGS REPORT

Matisse Capital

Quarter ended Q3 2024 · Filed October 17, 2024 · Accession 0001668256-24-000012

Total Value

$205.6M

Positions

204

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (204)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	43,480	$10.1M	4.93%
2	ISHARES TR	46434V621	132,387	$8.3M	4.04%
3	MICROSOFT CORP	MSFT	17,722	$7.6M	3.71%
4	ASCENDIS PHARMA A/S	ASND	33,684	$5.0M	2.45%
5	BNY MELLON MUN BD INFRASTRUC	09662W109	262,000	$2.9M	1.42%
6	AMAZON COM INC	AMZN	14,998	$2.8M	1.36%
7	ALPHABET INC	GOOG	16,719	$2.8M	1.35%
8	VANGUARD BD INDEX FDS	921937819	33,990	$2.7M	1.30%
9	VANGUARD INDEX FDS	922908595	9,000	$2.4M	1.17%
10	DESTRA MULTI-ALTERNATIVE FD	25065A502	268,000	$2.3M	1.13%
11	PIMCO CALIF MUN INCOME FD II	72200M108	337,523	$2.1M	1.03%
12	VANGUARD INDEX FDS	922908611	10,415	$2.1M	1.02%
13	PUTNAM MUN OPPORTUNITIES TR	746922103	190,000	$2.1M	1.01%
14	WESTERN AST INFL LKD OPP & I	95766R104	230,500	$2.0M	0.99%
15	SPROUTS FMRS MKT INC	85208M102	18,450	$2.0M	0.99%
16	NEXPOINT DIVERSIFIED REL ET	65340G205	316,324	$2.0M	0.96%
17	TAIWAN FD INC	874036106	45,000	$2.0M	0.96%
18	PIMCO NEW YORK MUN FD II	72200Y102	250,000	$2.0M	0.96%
19	TORTOISE ENERGY INFRA CORP	TYG	50,000	$2.0M	0.95%
20	PIMCO NEW YORK MUN INCOME FD	72200T103	230,000	$1.9M	0.93%
21	ABRDN NATL MUN INCOME FD	24610T108	170,000	$1.9M	0.92%
22	MORGAN STANLEY CHINA A SH FD	MS-PQ	140,000	$1.9M	0.92%
23	META PLATFORMS INC	META	3,296	$1.9M	0.92%
24	CENTRAL SECS CORP	155123102	40,000	$1.8M	0.89%
25	ECOFIN SUSTAINABLE AND SOCIA	27901F109	140,000	$1.8M	0.89%
26	MORGAN STANLEY EMERGING MKTS	MS-PQ	361,421	$1.8M	0.89%
27	BNY MELLON STRATEGIC MUNS IN	05588W108	273,100	$1.8M	0.86%
28	RIVERNORTH DOUBLELINE STRATE	OPP-PC	195,000	$1.8M	0.86%
29	HIGHLAND GLOBAL ALLOCATION F	HGLB	222,300	$1.7M	0.85%
30	SRH TOTAL RETURN FUND INC	STEW	110,000	$1.7M	0.85%
31	HIGHLAND OPPORTUNITIES	HFRO-PB	280,000	$1.7M	0.83%
32	CLOUGH GLOBAL OPPORTUNITIES	GLO	313,202	$1.7M	0.83%
33	EATON CORP PLC	ETN	5,145	$1.7M	0.83%
34	FLAHERTY & CRUMRINE PFD INCO	338480106	140,108	$1.7M	0.81%
35	NEUBERGER BERMAN NEXT GENERA	NBXG	129,790	$1.7M	0.81%
36	MEXICO FD INC	592835102	110,000	$1.7M	0.81%
37	NUVEEN ARIZONA QLTY MUN INC	NU	139,990	$1.7M	0.80%
38	FLAHERTY & CRUMRINE TOTAL RE	FLC	95,300	$1.6M	0.80%
39	PGIM SHORT DUR HIG YLD OPP F	69355J104	98,000	$1.6M	0.80%
40	COSTCO WHSL CORP NEW	22160K105	1,818	$1.6M	0.78%
41	FLAHERTY & CRUMRINE PFD INCO	33848E106	170,775	$1.6M	0.78%
42	CLOUGH GLOBAL DIVID & INCOME	18913Y103	270,880	$1.6M	0.78%
43	BROOKFIELD REAL ASSETS INCOM	RA	115,000	$1.6M	0.77%
44	NEUBERGER BERMAN MUN FD INC	64124P101	135,900	$1.5M	0.73%
45	ISHARES TR	464288281	14,304	$1.3M	0.65%
46	BLACKROCK MUNIYIELD MICH QU	BLK	110,749	$1.3M	0.65%
47	ELEVANCE HEALTH INC	ELV	2,550	$1.3M	0.64%
48	BRANDYWINEGBL GBL INCM OPP F	10537L104	149,900	$1.3M	0.64%
49	HERZFELD CARIBBEAN BASIN FD	HERZ	584,598	$1.3M	0.64%
50	AECOM	ACM	12,611	$1.3M	0.63%
51	DIMENSIONAL ETF TRUST	25434V781	44,100	$1.3M	0.62%
52	MORGAN STANLEY CHINA A SH FD	MS-PQ	93,000	$1.3M	0.61%
53	BLACKROCK INNOVATION AND GRW	BLK	164,861	$1.2M	0.61%
54	NEXPOINT DIVERSIFIED REL ET	65340G205	198,880	$1.2M	0.60%
55	EXXON MOBIL CORP	XOM	10,474	$1.2M	0.60%
56	BLACKROCK MUNIHLDGS NJ QLTY	BLK	100,700	$1.2M	0.59%
57	MEXICO EQUITY & INCOME FD	592834105	132,000	$1.2M	0.59%
58	CLEARBRIDGE ENERGY MIDSTRM O	18469P209	28,653	$1.2M	0.59%
59	VISA INC	V	4,310	$1.2M	0.58%
60	TORTOISE ENERGY INFRA CORP	TYG	30,000	$1.2M	0.57%
61	DIMENSIONAL ETF TRUST	25434V740	40,360	$1.1M	0.56%
62	ECOFIN SUSTAINABLE AND SOCIA	27901F109	87,000	$1.1M	0.55%
63	JAPAN SMALLER CAPITALIZATION	JOF	135,000	$1.1M	0.54%
64	SRH TOTAL RETURN FUND INC	STEW	70,000	$1.1M	0.54%
65	DESTRA MULTI-ALTERNATIVE FD	25065A502	127,307	$1.1M	0.54%
66	HIGHLAND GLOBAL ALLOCATION F	HGLB	140,000	$1.1M	0.54%
67	ABRDN JAPAN EQUITY FUND INC	JEQ	172,000	$1.1M	0.52%
68	BLACKROCK MUN TARGET TERM TR	BLK	49,697	$1.1M	0.52%
69	NETAPP INC	NTAP	8,699	$1.1M	0.52%
70	HIGHLAND OPPORTUNITIES	HFRO-PB	175,065	$1.1M	0.52%
71	MEXICO FD INC	592835102	71,000	$1.1M	0.52%
72	JAPAN SMALLER CAPITALIZATION	JOF	128,808	$1.1M	0.52%
73	TRACTOR SUPPLY CO	TSCO	3,658	$1.1M	0.52%
74	ISHARES TR	464287234	22,990	$1.1M	0.51%
75	TAIWAN FD INC	874036106	24,000	$1.1M	0.51%
76	TEMPLETON EMERGING MKTS INCO	880192109	180,541	$1.1M	0.51%
77	MFS HIGH YIELD MUN TR	59318E102	286,058	$1.0M	0.51%
78	CLOUGH GLOBAL OPPORTUNITIES	GLO	190,000	$1.0M	0.50%
79	NVIDIA CORPORATION	NVDA	8,478	$1.0M	0.50%
80	HERZFELD CARIBBEAN BASIN FD	HERZ	443,650	$1.0M	0.49%
81	MEXICO EQUITY & INCOME FD	592834105	105,827	$970,434	0.47%
82	JPMORGAN CHASE & CO.	VYLD	4,581	$965,950	0.47%
83	SCHWAB CHARLES CORP	SCHW-PJ	14,859	$963,012	0.47%
84	CENTRAL SECS CORP	155123102	20,000	$916,800	0.45%
85	MORGAN STANLEY INDIA INVT FD	MS-PQ	30,250	$909,920	0.44%
86	BLACKROCK MUNIHLDNGS CALI QL	BLK	78,600	$905,472	0.44%
87	PIMCO NEW YORK MUN INCOME FD	72201E105	143,602	$904,693	0.44%
88	LOWES COS INC	548661107	3,298	$893,263	0.43%
89	WALMART INC	WMT	10,617	$857,323	0.42%
90	NUVEEN VRIABL RAT PFD & INM	NU	45,244	$856,921	0.42%
91	GABELLI HLTHCARE & WELLNESS	36246K103	78,052	$854,669	0.42%
92	PROCEPT BIOROBOTICS CORP	PRCT	10,468	$838,696	0.41%
93	STERIS PLC	STE	3,397	$823,908	0.40%
94	FRANKLIN LTD DURATION INCOME	FTF	122,579	$817,602	0.40%
95	QUALCOMM INC	QCOM	4,744	$806,717	0.39%
96	NUVEEN MASSACHUSETS QLT MUN	NU	68,632	$801,622	0.39%
97	ANALOG DEVICES INC	ADI	3,416	$786,261	0.38%
98	TRANSMEDICS GROUP INC	TMDX	5,000	$785,000	0.38%
99	FEDEX CORP	FDX	2,843	$778,072	0.38%
100	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,676	$771,396	0.38%
101	BLACKROCK N Y MUN INCOME TRU	BLK	69,921	$769,131	0.37%
102	JOHNSON CTLS INTL PLC	G51502105	9,705	$753,205	0.37%
103	NIKE INC	NKE	8,250	$729,300	0.35%
104	MFS INVT GRADE MUN TR	59318B108	86,928	$714,548	0.35%
105	PIMCO CALIF MUN INCOME FD	72200N106	71,705	$714,182	0.35%
106	HOME DEPOT INC	HD	1,732	$701,806	0.34%
107	LOCKHEED MARTIN CORP	LMT	1,182	$690,728	0.34%
108	SOFI TECHNOLOGIES INC	SOFI	87,038	$684,119	0.33%
109	VERONA PHARMA PLC	925050106	23,400	$673,218	0.33%
110	ISHARES TR	46435G326	9,488	$672,035	0.33%
111	MASTERCARD INCORPORATED	MA	1,328	$655,766	0.32%
112	VANGUARD WORLD FD	92204A405	5,871	$645,282	0.31%
113	VANGUARD TAX-MANAGED FDS	921943858	12,164	$642,381	0.31%
114	VANECK ETF TRUST	92189H300	24,900	$632,460	0.31%
115	VIRTUS GLOBAL MULTI-SECTOR I	VGI	77,022	$623,493	0.30%
116	WISDOMTREE TR	WT	11,518	$618,517	0.30%
117	TAIWAN SEMICONDUCTOR MFG LTD	874039100	3,523	$611,839	0.30%
118	ABDRN EMRG MKTS EQTY INCM FD	AEF	105,486	$594,414	0.29%
119	FISERV INC	FISV	3,248	$583,503	0.28%
120	BNY MELLON MUN BD INFRASTRUC	09662W109	52,245	$583,054	0.28%
121	UNION PAC CORP	UNP	2,291	$564,686	0.27%
122	US BANCORP DEL	USB-PS	12,290	$562,022	0.27%
123	UNITEDHEALTH GROUP INC	UNH	930	$543,752	0.26%
124	INVESCO QUALITY MUN INCOME T	IVZ	52,037	$543,266	0.26%
125	DEERE & CO	DE	1,282	$535,017	0.26%
126	STARBUCKS CORP	SBUX	5,068	$494,079	0.24%
127	NUTRIEN LTD	NTR	10,256	$492,903	0.24%
128	NEW GERMANY FD INC	644465106	53,960	$481,863	0.23%
129	BLACKROCK VA MUN BD TR	BLK	41,000	$470,270	0.23%
130	WESTERN ASST INFLTN LKD INM	95766Q106	53,254	$455,322	0.22%
131	MATTHEWS ASIA FDS	577125826	15,928	$453,778	0.22%
132	VANGUARD INDEX FDS	922908363	835	$440,736	0.21%
133	NUVEEN PENNSYLVANIA QLT MUN	NU	34,440	$434,633	0.21%
134	LINCOLN NATL CORP IND	534187109	13,500	$425,385	0.21%
135	INVESCO QQQ TR	IVZ	836	$408,227	0.20%
136	SPDR S&P 500 ETF TR	SPY	710	$407,295	0.20%
137	FLAHERTY & CRUMRINE PFD SECS	338478100	23,907	$392,314	0.19%
138	MATTHEWS ASIA FDS	577125818	11,700	$386,205	0.19%
139	NUVEEN MISSOURI QLT MUN INC	NU	34,880	$384,988	0.19%
140	FULCRUM THERAPEUTICS INC	FULC	106,717	$380,980	0.19%
141	ISHARES TR	464287598	2,006	$380,722	0.19%
142	BOX INC	BXCAP	11,500	$376,395	0.18%
143	EUROPEAN EQUITY FD INC	298768102	40,098	$376,119	0.18%
144	ISHARES TR	46435U556	10,922	$373,969	0.18%
145	CLOUGH GLOBAL EQUITY FD	18914C100	53,450	$370,900	0.18%
146	CENTRAL & EASTERN EUROPE FD	153436100	33,995	$364,426	0.18%
147	GENERAL DYNAMICS CORP	GD	1,145	$346,019	0.17%
148	ISHARES TR	464287614	907	$340,470	0.17%
149	VANGUARD INTL EQUITY INDEX F	922042858	7,107	$340,070	0.17%
150	ISHARES TR	464287200	569	$328,211	0.16%
151	EAGLE CAP GROWTH FD INC	269451100	33,169	$327,869	0.16%
152	FRANKLIN TEMPLETON ETF TR	FGDL	15,600	$324,402	0.16%
153	WESTERN ASSET MANAGED MUNS F	95766M105	29,650	$321,406	0.16%
154	A-MARK PRECIOUS METALS INC	GOLD	7,270	$321,043	0.16%
155	DIMENSIONAL ETF TRUST	25434V708	9,353	$320,710	0.16%
156	VANGUARD SCOTTSDALE FDS	92206C409	4,030	$320,063	0.16%
157	CHEVRON CORP NEW	CVX	2,173	$320,041	0.16%
158	SPECIAL OPPORTUNITIES FD INC	84741T104	22,786	$316,953	0.15%
159	DIMENSIONAL ETF TRUST	25434V872	7,200	$310,968	0.15%
160	J P MORGAN EXCHANGE TRADED F	46641Q159	6,700	$310,813	0.15%
161	DIMENSIONAL ETF TRUST	25434V864	6,500	$310,310	0.15%
162	VANGUARD INDEX FDS	922908736	804	$308,680	0.15%
163	JOHNSON & JOHNSON	JNJ	1,865	$302,299	0.15%
164	VANGUARD INTL EQUITY INDEX F	922042718	2,337	$294,369	0.14%
165	MFS HIGH INCOME MUN TR	59318D104	73,090	$292,725	0.14%
166	PROCTER AND GAMBLE CO	742718109	1,672	$289,590	0.14%
167	ABRDN INCOME CREDIT STRATEGI	ACP-PA	43,380	$287,176	0.14%
168	GENERAL AMERN INVS CO INC	368802104	5,300	$284,133	0.14%
169	VANGUARD INDEX FDS	922908769	995	$281,744	0.14%
170	DIMENSIONAL ETF TRUST	25434V302	10,252	$281,007	0.14%
171	NEW GERMANY FD INC	644465106	30,961	$276,482	0.13%
172	DIMENSIONAL ETF TRUST	25434V807	7,000	$266,560	0.13%
173	CISCO SYS INC	CSCO	4,942	$262,999	0.13%
174	EAGLE CAP GROWTH FD INC	269451100	26,600	$262,936	0.13%
175	TESLA INC	TSLA	1,002	$262,153	0.13%
176	ILLINOIS TOOL WKS INC	452308109	1,000	$262,070	0.13%
177	INTEL CORP	INTC	11,169	$262,025	0.13%
178	GABELLI HLTHCARE & WELLNESS	36246K103	23,144	$253,427	0.12%
179	VANGUARD INTL EQUITY INDEX F	922042742	2,073	$248,138	0.12%
180	WESTERN ASSET EMERGING MKTS	95766A101	23,226	$236,441	0.11%
181	VANGUARD INDEX FDS	922908751	996	$236,261	0.11%
182	MORGAN STANLEY INDIA INVT FD	MS-PQ	7,700	$231,616	0.11%
183	SCHWAB STRATEGIC TR	808524409	2,835	$227,812	0.11%
184	BOEING CO	BA-PA	1,467	$223,043	0.11%
185	VANGUARD WORLD FD	92204A702	362	$212,320	0.10%
186	BANK NEW YORK MELLON CORP	064058100	2,940	$211,268	0.10%
187	INTUITIVE SURGICAL INC	ISRG	423	$207,807	0.10%
188	EUROPEAN EQUITY FD INC	298768102	21,711	$203,649	0.10%
189	BNY MELLON STRATEGIC MUN BD	09662E109	32,630	$203,285	0.10%
190	TORTOISE MIDSTRM ENERGY FD I	89148B200	3,882	$184,511	0.09%
191	CHINA FD INC	169373107	13,924	$177,392	0.09%
192	NUVEEN QUALITY MUNCP INCOME	NU	13,593	$168,281	0.08%
193	CLOUGH GLOBAL EQUITY FD	18914C100	20,033	$139,013	0.07%
194	TORTOISE MIDSTRM ENERGY FD I	89148B200	2,773	$131,801	0.06%
195	PIMCO CALIF MUN INCOME FD II	72200M108	20,981	$131,761	0.06%
196	WAVE LIFE SCIENCES LTD	WVE	13,463	$110,397	0.05%
197	ELLSWORTH GROWTH & INCOME FD	289074106	12,020	$108,060	0.05%
198	ALLSPRING GLOBAL DIVIDEND OP	EOD	20,711	$103,762	0.05%
199	INVESCO ADVANTAGE MUN INCOME	IVZ	11,023	$102,624	0.05%
200	ELLSWORTH GROWTH & INCOME FD	289074106	10,336	$92,920	0.05%
201	ENERGY FUELS INC	UUUU	16,503	$90,601	0.04%
202	CLOUGH GLOBAL DIVID & INCOME	18913Y103	7,987	$47,043	0.02%
203	ALLSPRING GLOBAL DIVIDEND OP	EOD	6,800	$34,068	0.02%
204	WESTERN AST INFL LKD OPP & I	95766R104	533	$4,712	0.00%