13F HOLDINGS REPORT

Matisse Capital

Quarter ended Q1 2024 · Filed April 30, 2024 · Accession 0001668256-24-000006

Total Value

$207.9M

Positions

223

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (223)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	MICROSOFT CORP	MSFT	18,546	$7.8M	3.75%
2	APPLE INC	AAPL	44,945	$7.7M	3.71%
3	ISHARES TR	46434V621	130,927	$7.6M	3.66%
4	SHOCKWAVE MED INC	82489T104	23,140	$7.5M	3.62%
5	ASCENDIS PHARMA A/S	ASND	35,540	$5.4M	2.58%
6	LAM RESEARCH CORP	LRCX	3,792	$3.7M	1.77%
7	BNY MELLON MUN BD INFRASTRUC	09662W109	265,015	$2.8M	1.32%
8	AMAZON COM INC	AMZN	15,048	$2.7M	1.31%
9	VANGUARD BD INDEX FDS	921937819	33,990	$2.6M	1.23%
10	ALPHABET INC	GOOG	16,756	$2.5M	1.22%
11	DESTRA MULTI-ALTERNATIVE FD	25065A502	268,000	$2.1M	1.01%
12	FS CREDIT OPPORTUNITIES CORP	FSCO	328,000	$1.9M	0.94%
13	NEUBERGER BERMAN NEXT GENERA	NBXG	160,000	$1.9M	0.90%
14	ABRDN NATL MUN INCOME FD	24610T108	177,070	$1.8M	0.88%
15	HIGHLAND OPPORTUNITIES	HFRO-PB	260,000	$1.8M	0.88%
16	TAIWAN FD INC	874036106	45,000	$1.8M	0.86%
17	PIMCO CALIF MUN INCOME FD II	72200M108	307,523	$1.8M	0.85%
18	VANGUARD INDEX FDS	922908595	6,711	$1.7M	0.84%
19	BLACKROCK SCIENCE & TECHNOLO	BLK	90,000	$1.7M	0.84%
20	MEXICO FD INC	592835102	90,000	$1.7M	0.83%
21	WESTERN AST INFL LKD OPP & I	95766R104	199,617	$1.7M	0.83%
22	MORGAN STANLEY EMERGING MKTS	MS-PQ	360,825	$1.7M	0.82%
23	NEXPOINT DIVERSIFIED REL ET	65340G205	256,992	$1.7M	0.82%
24	RIVERNORTH DOUBLELINE STRATE	OPP-PC	195,000	$1.7M	0.81%
25	CENTRAL SECS CORP	155123102	40,000	$1.7M	0.80%
26	NUVEEN VIRGINIA QLTY MUNCPL	NU	150,143	$1.7M	0.80%
27	SRH TOTAL RETURN FUND INC	STEW	110,000	$1.7M	0.80%
28	ECOFIN SUSTAINABLE AND SOCIA	27901F109	140,000	$1.7M	0.80%
29	BNY MELLON STRATEGIC MUNS IN	05588W108	270,000	$1.6M	0.79%
30	NEUBERGER BERMAN ENERGY INFR	64129H104	223,121	$1.6M	0.79%
31	NUVEEN ARIZONA QLTY MUN INC	NU	148,851	$1.6M	0.79%
32	EATON CORP PLC	ETN	5,145	$1.6M	0.77%
33	HIGHLAND GLOBAL ALLOCATION F	HGLB	210,000	$1.6M	0.77%
34	META PLATFORMS INC	META	3,296	$1.6M	0.77%
35	CLOUGH GLOBAL OPPORTUNITIES	GLO	310,000	$1.6M	0.76%
36	BLACKROCK INNOVATION AND GRW	BLK	190,000	$1.5M	0.74%
37	TORTOISE ENERGY INFRA CORP	TYG	50,000	$1.5M	0.74%
38	MEXICO EQUITY & INCOME FD	592834105	132,000	$1.5M	0.73%
39	CLOUGH GLOBAL DIVID & INCOME	18913Y103	270,880	$1.5M	0.73%
40	BROOKFIELD REAL ASSETS INCOM	RA	115,000	$1.5M	0.71%
41	NUVEEN MUNICIPAL CREDIT INC	NU	120,447	$1.5M	0.71%
42	NEUBERGER BERMAN MUN FD INC	64124P101	135,900	$1.4M	0.68%
43	ELEVANCE HEALTH INC	ELV	2,687	$1.4M	0.67%
44	HERZFELD CARIBBEAN BASIN FD	HERZ	537,817	$1.4M	0.67%
45	VANGUARD INDEX FDS	922908611	7,216	$1.4M	0.67%
46	FRANKLIN LTD DURATION INCOME	FTF	219,397	$1.4M	0.66%
47	NUVEEN CORE PLUS IMPACT FUND	NPCT	130,000	$1.3M	0.65%
48	NUVEEN AMT FREE MUN CR INC F	NU	110,000	$1.3M	0.64%
49	SEVEN HILLS REALTY TRUST	SEVN	102,000	$1.3M	0.63%
50	NUVEEN VRIABL RAT PFD & INM	NU	72,395	$1.3M	0.62%
51	ISHARES TR	464288281	14,300	$1.3M	0.62%
52	BLACKROCK MUNIYIELD MICH QU	BLK	110,749	$1.3M	0.61%
53	BRANDYWINEGBL GBL INCM OPP F	10537L104	149,900	$1.3M	0.61%
54	NVIDIA CORPORATION	NVDA	1,375	$1.2M	0.60%
55	AECOM	ACM	12,611	$1.2M	0.59%
56	EXXON MOBIL CORP	XOM	10,474	$1.2M	0.59%
57	VISA INC	V	4,310	$1.2M	0.58%
58	DIMENSIONAL ETF TRUST	25434V781	44,100	$1.2M	0.58%
59	FLAHERTY & CRUMRINE TOTAL RE	FLC	77,505	$1.2M	0.58%
60	SPROUTS FMRS MKT INC	85208M102	18,450	$1.2M	0.57%
61	FLAHERTY & CRUMRINE PFD INCO	33848E106	140,611	$1.2M	0.57%
62	TEMPLETON EMERGING MKTS INCO	880192109	218,151	$1.2M	0.57%
63	BLACKROCK MUNIHLDGS NJ QLTY	BLK	100,700	$1.2M	0.56%
64	BOEING CO	BA-PA	5,867	$1.1M	0.54%
65	HIGHLAND OPPORTUNITIES	HFRO-PB	150,000	$1.1M	0.51%
66	DIMENSIONAL ETF TRUST	25434V740	40,360	$1.0M	0.50%
67	NEXPOINT DIVERSIFIED REL ET	65340G205	153,550	$1.0M	0.49%
68	MORGAN STANLEY CHINA A SH FD	MS-PQ	83,212	$1.0M	0.48%
69	HIGHLAND GLOBAL ALLOCATION F	HGLB	130,000	$995,800	0.48%
70	DESTRA MULTI-ALTERNATIVE FD	25065A502	127,307	$995,541	0.48%
71	BLACKROCK SCIENCE & TECHNOLO	BLK	50,000	$970,000	0.47%
72	COSTCO WHSL CORP NEW	22160K105	1,318	$965,658	0.46%
73	CLOUGH GLOBAL OPPORTUNITIES	GLO	190,000	$965,200	0.46%
74	TRACTOR SUPPLY CO	TSCO	3,658	$957,372	0.46%
75	MFS HIGH YIELD MUN TR	59318E102	286,058	$952,573	0.46%
76	ECOFIN SUSTAINABLE AND SOCIA	27901F109	80,000	$944,800	0.45%
77	INVESCO MUNICIPAL TRUST	VKQ	97,310	$943,907	0.45%
78	ISHARES TR	464287234	22,951	$942,827	0.45%
79	TORTOISE ENERGY INFRA CORP	TYG	30,000	$927,300	0.45%
80	JPMORGAN CHASE & CO	VYLD	4,581	$917,574	0.44%
81	NETAPP INC	NTAP	8,699	$913,134	0.44%
82	SCHWAB CHARLES CORP	SCHW-PJ	12,550	$907,867	0.44%
83	SRH TOTAL RETURN FUND INC	STEW	60,000	$903,600	0.43%
84	NIKE INC	NKE	9,560	$898,449	0.43%
85	TORTOISE ENERGY INDEPENDENC	89148K200	26,480	$892,906	0.43%
86	BLACKROCK MUNIHLDNGS CALI QL	BLK	78,600	$865,386	0.42%
87	LOWES COS INC	548661107	3,298	$840,100	0.40%
88	CENTRAL SECS CORP	155123102	20,000	$835,400	0.40%
89	BNY MELLON MUN BD INFRASTRUC	09662W109	79,968	$830,868	0.40%
90	FEDEX CORP	FDX	2,843	$823,731	0.40%
91	QUALCOMM INC	QCOM	4,744	$803,159	0.39%
92	GABELLI HLTHCARE & WELLNESS	36246K103	78,052	$799,252	0.38%
93	NUVEEN MASSACHUSETS QLT MUN	NU	72,634	$793,163	0.38%
94	TAIWAN FD INC	874036106	20,000	$792,400	0.38%
95	BLACKROCK INC	BLK	937	$781,177	0.38%
96	FIRST TR SPECIALTY FIN & FIN	33733G109	205,217	$773,668	0.37%
97	BLACKROCK N Y MUN INCOME TRU	BLK	72,521	$768,723	0.37%
98	STERIS PLC	STE	3,397	$763,714	0.37%
99	HERZFELD CARIBBEAN BASIN FD	HERZ	294,977	$761,041	0.37%
100	STARBUCKS CORP	SBUX	8,327	$761,005	0.37%
101	TESLA INC	TSLA	4,252	$747,459	0.36%
102	PIMCO NEW YORK MUN FD II	72200Y102	99,507	$738,342	0.36%
103	PIMCO NEW YORK MUN INCOME FD	72201E105	124,383	$730,128	0.35%
104	MORGAN STANLEY INDIA INVT FD	MS-PQ	30,250	$693,935	0.33%
105	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,640	$689,653	0.33%
106	ANALOG DEVICES INC	ADI	3,416	$675,651	0.32%
107	US BANCORP DEL	USB-PS	15,090	$674,523	0.32%
108	CVS HEALTH CORP	CVS	8,391	$669,266	0.32%
109	WALMART INC	WMT	11,117	$668,910	0.32%
110	MFS INVT GRADE MUN TR	59318B108	86,928	$662,391	0.32%
111	SOFI TECHNOLOGIES INC	SOFI	89,660	$654,518	0.31%
112	MASTERCARD INCORPORATED	MA	1,328	$639,525	0.31%
113	HOME DEPOT INC	HD	1,664	$638,310	0.31%
114	JOHNSON CTLS INTL PLC	G51502105	9,705	$633,931	0.30%
115	INVESCO PA VALUE MUN INC TR	IVZ	60,552	$620,658	0.30%
116	ISHARES TR	46435G326	9,185	$616,589	0.30%
117	VANECK ETF TRUST	92189H300	24,900	$610,299	0.29%
118	VANGUARD TAX-MANAGED FDS	921943858	12,164	$610,268	0.29%
119	VANGUARD WORLD FD	92204A405	5,871	$601,132	0.29%
120	MEXICO EQUITY & INCOME FD	592834105	51,212	$592,011	0.28%
121	MORGAN STANLEY CHINA A SH FD	MS-PQ	49,035	$590,381	0.28%
122	JAPAN SMALLER CAPITALIZATION	JOF	73,841	$589,251	0.28%
123	WISDOMTREE TR	WT	11,518	$585,805	0.28%
124	UNION PAC CORP	UNP	2,291	$563,426	0.27%
125	NUTRIEN LTD	NTR	10,256	$557,003	0.27%
126	POLARIS INC	PII	5,558	$556,467	0.27%
127	LOCKHEED MARTIN CORP	LMT	1,181	$537,070	0.26%
128	ABRDN EMRG MKTS EQTY INCM FD	AEF	105,486	$532,704	0.26%
129	LINCOLN NATL CORP IND	534187109	16,500	$526,845	0.25%
130	DEERE & CO	DE	1,282	$526,569	0.25%
131	VIRTUS GLOBAL MULTI-SECTOR I	VGI	67,882	$519,976	0.25%
132	FISERV INC	FISV	3,248	$519,095	0.25%
133	SEVEN HILLS REALTY TRUST	SEVN	40,000	$516,800	0.25%
134	INVESCO QUALITY MUN INCOME T	IVZ	52,037	$503,718	0.24%
135	INTEL CORP	INTC	10,963	$484,236	0.23%
136	FIRST TR ABRDN GBL OPP INCM	337319107	73,145	$482,391	0.23%
137	TAIWAN SEMICONDUCTOR MFG LTD	874039100	3,523	$479,304	0.23%
138	KOREA FD INC	500634209	18,760	$477,067	0.23%
139	UNITEDHEALTH GROUP INC	UNH	930	$460,071	0.22%
140	MATTHEWS ASIA FDS	577125826	17,928	$451,961	0.22%
141	BLACKROCK VA MUN BD TR	BLK	41,000	$449,356	0.22%
142	NUVEEN PENNSYLVANIA QLT MUN	NU	34,675	$409,859	0.20%
143	CISCO SYS INC	CSCO	8,162	$407,365	0.20%
144	FIRST TR HIGH INCOME LONG /	33738E109	33,926	$404,737	0.19%
145	ASA GOLD AND PRECIOUS MTLS L	G3156P103	26,009	$399,498	0.19%
146	AMERICAN WELL CORP	AMWL	492,070	$398,921	0.19%
147	ABRDN JAPAN EQUITY FUND INC	JEQ	57,853	$360,424	0.17%
148	ISHARES TR	464287598	2,003	$358,764	0.17%
149	VANGUARD INDEX FDS	922908363	742	$356,679	0.17%
150	NUVEEN MISSOURI QLT MUN INC	NU	34,880	$354,381	0.17%
151	CLOUGH GLOBAL EQUITY FD	18914C100	53,450	$347,960	0.17%
152	MATTHEWS ASIA FDS	577125818	11,700	$344,505	0.17%
153	CHEVRON CORP NEW	CVX	2,166	$341,712	0.16%
154	MEXICO FD INC	592835102	17,424	$334,889	0.16%
155	ABRDN LIFE SCIENCES INVESTOR	HQL	24,333	$331,659	0.16%
156	CENTRAL & EASTERN EUROPE FD	153436100	33,995	$323,632	0.16%
157	GENERAL DYNAMICS CORP	GD	1,145	$323,451	0.16%
158	SPDR S&P 500 ETF TR	SPY	607	$317,535	0.15%
159	FRANKLIN TEMPLETON ETF TR	FGDL	15,600	$315,588	0.15%
160	ASA GOLD AND PRECIOUS MTLS L	G3156P103	20,535	$315,418	0.15%
161	VERONA PHARMA PLC	925050106	19,400	$312,146	0.15%
162	WESTERN ASSET MANAGED MUNS F	95766M105	29,650	$309,843	0.15%
163	WESTERN ASST INFLTN LKD INM	95766Q106	38,003	$309,344	0.15%
164	VANGUARD SCOTTSDALE FDS	92206C409	4,000	$309,240	0.15%
165	A-MARK PRECIOUS METALS INC	GOLD	10,000	$306,900	0.15%
166	DIMENSIONAL ETF TRUST	25434V864	6,500	$305,760	0.15%
167	J P MORGAN EXCHANGE TRADED F	46641Q159	6,700	$305,252	0.15%
168	DIMENSIONAL ETF TRUST	25434V872	7,200	$302,040	0.15%
169	CALAMOS LNG SHR EQT DYNAMIC	12812C106	19,411	$299,512	0.14%
170	DIMENSIONAL ETF TRUST	25434V708	9,299	$297,111	0.14%
171	VANGUARD INTL EQUITY INDEX F	922042858	7,100	$296,567	0.14%
172	JOHNSON & JOHNSON	JNJ	1,865	$295,080	0.14%
173	SPECIAL OPPORTUNITIES FD INC	84741T104	22,786	$288,015	0.14%
174	NEW AMER HIGH INCOME FD INC	641876800	38,684	$281,620	0.14%
175	VANGUARD INDEX FDS	922908736	804	$276,737	0.13%
176	VANGUARD INTL EQUITY INDEX F	922042718	2,337	$273,055	0.13%
177	PROCTER AND GAMBLE CO	742718109	1,672	$271,282	0.13%
178	NEW GERMANY FD INC	644465106	30,961	$269,670	0.13%
179	ILLINOIS TOOL WKS INC	452308109	1,000	$268,330	0.13%
180	INVESCO QQQ TR	IVZ	599	$265,838	0.13%
181	MFS HIGH INCOME MUN TR	59318D104	73,090	$265,317	0.13%
182	NEW GERMANY FD INC	644465106	30,040	$261,648	0.13%
183	INVESCO CALIF VALUE MUN INCO	IVZ	26,088	$259,836	0.12%
184	VANGUARD INDEX FDS	922908769	995	$258,601	0.12%
185	DIMENSIONAL ETF TRUST	25434V807	7,000	$257,250	0.12%
186	ISHARES TR	464287614	752	$253,462	0.12%
187	NUVEEN MINN QUALITY MUN INM	NU	22,435	$252,252	0.12%
188	EAGLE CAP GROWTH FD INC	269451100	26,158	$249,286	0.12%
189	NORTHROP GRUMMAN CORP	NOC	515	$246,510	0.12%
190	GENERAL AMERN INVS CO INC	368802104	5,300	$246,503	0.12%
191	DIMENSIONAL ETF TRUST	25434V302	9,867	$243,912	0.12%
192	PIONEER MUN HIGH INCOME OPPO	723760104	21,414	$242,192	0.12%
193	GABELLI HLTHCARE & WELLNESS	36246K103	23,144	$236,995	0.11%
194	VANGUARD INTL EQUITY INDEX F	922042742	2,073	$229,067	0.11%
195	ISHARES TR	464287200	427	$224,487	0.11%
196	FLAHERTY & CRUMRINE PFD INCO	338480106	21,138	$224,274	0.11%
197	SCHWAB STRATEGIC TR	808524409	2,868	$217,912	0.10%
198	VANGUARD INDEX FDS	922908751	923	$210,989	0.10%
199	EAGLE CAP GROWTH FD INC	269451100	22,000	$209,660	0.10%
200	TORTOISE PIPELINE & ENERGY F	89148H207	6,627	$209,546	0.10%
201	PRICE T ROWE GROUP INC	TROW	1,690	$206,045	0.10%
202	PFIZER INC	PFE	7,297	$202,492	0.10%
203	EUROPEAN EQUITY FD INC	298768102	21,711	$193,445	0.09%
204	BNY MELLON STRATEGIC MUN BD	09662E109	32,630	$191,212	0.09%
205	MORGAN STANLEY INDIA INVT FD	MS-PQ	7,700	$176,638	0.08%
206	TORTOISE MIDSTRM ENERGY FD I	89148B200	3,882	$148,797	0.07%
207	ABRDN LIFE SCIENCES INVESTOR	HQL	10,000	$136,300	0.07%
208	EUROPEAN EQUITY FD INC	298768102	15,281	$136,154	0.07%
209	HAWAIIAN HOLDINGS INC	HE	10,000	$133,300	0.06%
210	CLOUGH GLOBAL EQUITY FD	18914C100	20,033	$130,415	0.06%
211	PIMCO CALIF MUN INCOME FD II	72200M108	20,981	$121,060	0.06%
212	ELLSWORTH GROWTH & INCOME FD	289074106	14,156	$114,947	0.06%
213	ENERGY FUELS INC	UUUU	16,503	$103,804	0.05%
214	ALLSPRING GLOBAL DIVIDEND OP	EOD	20,711	$99,413	0.05%
215	ELLSWORTH GROWTH & INCOME FD	289074106	12,020	$97,602	0.05%
216	TORTOISE MIDSTRM ENERGY FD I	89148B200	2,338	$89,616	0.04%
217	WAVE LIFE SCIENCES LTD	WVE	13,913	$85,843	0.04%
218	JAPAN SMALLER CAPITALIZATION	JOF	9,296	$74,182	0.04%
219	CLOUGH GLOBAL DIVID & INCOME	18913Y103	7,987	$44,647	0.02%
220	TORTOISE PIPELINE & ENERGY F	89148H207	1,126	$35,604	0.02%
221	ALLSPRING GLOBAL DIVIDEND OP	EOD	6,800	$32,640	0.02%
222	NOVAGOLD RES INC	66987E206	10,000	$30,000	0.01%
223	ABRDN NATL MUN INCOME FD	24610T108	50	$518	0.00%