13F HOLDINGS REPORT (Amended)

Matisse Capital

Quarter ended Q1 2023 · Filed January 24, 2023 · Accession 0001668256-23-000002

Total Value

$112.6M

Positions

131

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (131)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	46434V621	142,171	$7.1M	6.31%
2	APPLE INC	AAPL	33,582	$4.4M	3.88%
3	MICROSOFT CORP	MSFT	16,685	$4.0M	3.55%
4	ASCENDIS PHARMA A/S	ASND	30,520	$3.7M	3.31%
5	PIMCO ENERGY & TACTICAL CR O	PDX	162,000	$2.4M	2.15%
6	GOLDMAN SACHS MLP ENERGY REN	NVGLF	182,000	$2.3M	2.07%
7	SHOCKWAVE MED INC	82489T104	10,071	$2.1M	1.84%
8	CLEARBRIDGE MLP AND MIDSTRM	184692200	58,000	$1.9M	1.72%
9	SEVEN HILLS REALTY TRUST	SEVN	200,000	$1.8M	1.61%
10	ELEVANCE HEALTH INC	ELV	3,487	$1.8M	1.59%
11	WESTERN ASSET MTG DEFINED OP	95790B109	141,813	$1.5M	1.36%
12	ABRDN ASIA PACIFIC INCOME FU	ABAKF	575,420	$1.5M	1.34%
13	WESTERN ASSET EMERGING MKTS	95766A101	161,700	$1.5M	1.31%
14	NEUBERGER BERMAN NEXT GENERA	NBXG	160,000	$1.5M	1.29%
15	LAM RESEARCH CORP	LRCX	3,422	$1.4M	1.28%
16	NUVEEN OHIO QLTY MUN INCOME	NU	112,900	$1.4M	1.27%
17	BLACKROCK INNOVATION AND GRW	BLK	210,000	$1.4M	1.27%
18	CLEARBRIDGE MLP AND MIDSTRM	18469Q207	50,000	$1.4M	1.26%
19	NEXPOINT DIVERSIFIED REL ET	65340G205	125,100	$1.4M	1.25%
20	WESTERN ASSET DIVERSIFIED IN	WDI	110,000	$1.4M	1.24%
21	HIGHLAND INCOME FD	HFRO-PB	135,000	$1.4M	1.24%
22	NUVEEN MORTGAGE AND INCOME F	NU	84,000	$1.4M	1.21%
23	MORGAN STANLEY EMERGING MKTS	MS-PQ	306,290	$1.3M	1.20%
24	NUVEEN CORE PLUS IMPACT FUND	NPCT	130,000	$1.3M	1.20%
25	MORGAN STANLEY CHINA A SH FD	MS-PQ	94,700	$1.3M	1.19%
26	BLACKROCK ESG CAP ALLC TR	BLK	100,000	$1.3M	1.19%
27	MEXICO FD INC	592835102	90,000	$1.3M	1.18%
28	AMAZON COM INC	AMZN	15,511	$1.3M	1.16%
29	BLACKROCK MUNIYIELD PA QLTY	BLK	117,000	$1.3M	1.14%
30	BLACKROCK HEALTH SCIENCS TR	BLK	82,000	$1.3M	1.12%
31	BLACKROCK SCIENCE & TECHNOLO	BLK	80,000	$1.3M	1.11%
32	MFS HIGH YIELD MUN TR	59318E102	385,623	$1.2M	1.07%
33	DESTRA MULTI-ALTERNATIVE FD	25065A502	174,461	$1.2M	1.06%
34	PIONEER MUN HIGH INCOME OPPO	723760104	110,000	$1.2M	1.04%
35	MEXICO EQUITY & INCOME FD	592834105	132,000	$1.2M	1.03%
36	MAINSTAY CBRE GBL INFRSTR ME	56064Q107	84,300	$1.2M	1.02%
37	NXG NEXTGEN INFRASTR INCM FD	231647207	30,000	$1.1M	1.02%
38	BRANDYWINEGBL GBL INCM OPP F	10537L104	140,000	$1.1M	1.01%
39	FIRST TR ABRDN GBL OPP INCM	337319107	187,356	$1.1M	1.00%
40	VIRTUS GLOBAL MULTI-SECTOR I	VGI	145,000	$1.1M	1.00%
41	NIKE INC	NKE	9,220	$1.1M	0.96%
42	EATON VANCE CALIF MUN INCOM	ETN	107,178	$1.1M	0.95%
43	PIONEER FLOATING RATE FUND I	PHD	121,814	$1.1M	0.95%
44	EATON VANCE NEW YORK MUN BD	ETN	114,287	$1.0M	0.91%
45	RIVERNORTH MANAGED DUR MUN I	76882M104	67,559	$1.0M	0.91%
46	ANGEL OAK FINL STRATEGIES IN	03464A100	80,000	$1.0M	0.91%
47	WESTERN AST INFL LKD OPP & I	95766R104	110,500	$1.0M	0.90%
48	FRANKLIN LTD DURATION INCOME	FTF	159,668	$991,538	0.88%
49	ALPHABET INC	GOOG	10,560	$931,709	0.83%
50	BLACKROCK CAP ALLOCATION TR	BLK	65,640	$910,427	0.81%
51	BLACKROCK MUNIHLDNGS CALI QL	BLK	78,600	$844,164	0.75%
52	APOLLO TACTICAL INCOME FD IN	037638103	68,837	$834,304	0.74%
53	NEUBERGER BRMAN CLIFRN MUNI	64123C101	71,956	$813,060	0.72%
54	VERTICAL CAP INCOME FD	CCID	93,019	$810,195	0.72%
55	MFS INVT GRADE MUN TR	59318B108	113,651	$809,195	0.72%
56	BLACKROCK MUNIHLDGS NJ QLTY	BLK	71,765	$794,439	0.71%
57	MORGAN STANLEY EMKT DBT FD I	MS-PQ	117,137	$766,076	0.68%
58	BLACKROCK N Y MUN INCOME TRU	BLK	74,719	$752,420	0.67%
59	BLACKSTONE LONG SHORT CR INC	BGX	69,365	$751,917	0.67%
60	TORTOISE ENERGY INFRA CORP	TYG	23,024	$731,472	0.65%
61	US BANCORP DEL	USB-PS	16,738	$729,944	0.65%
62	FIRST TR SR FLTG RATE INCOME	33733U108	74,274	$707,831	0.63%
63	ARES DYNAMIC CR ALLOCATION F	04014F102	60,105	$696,617	0.62%
64	GARTNER INC	IT	1,880	$631,943	0.56%
65	FIRST TR HIGH YIELD OPPRT 20	33741Q107	46,036	$620,565	0.55%
66	COSTCO WHSL CORP NEW	22160K105	1,318	$601,667	0.53%
67	INVESCO PA VALUE MUN INC TR	IVZ	60,552	$593,410	0.53%
68	ANALOG DEVICES INC	ADI	3,416	$560,326	0.50%
69	ACCENTURE PLC IRELAND	ACN	2,086	$556,628	0.49%
70	DELAWARE IVY HIGH INCOME OPP	246107106	50,659	$555,223	0.49%
71	LOCKHEED MARTIN CORP	LMT	1,133	$551,193	0.49%
72	HOME DEPOT INC	HD	1,664	$525,591	0.47%
73	TESLA INC	TSLA	4,230	$521,051	0.46%
74	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,640	$506,596	0.45%
75	WALMART INC	WMT	3,539	$501,795	0.45%
76	UNITEDHEALTH GROUP INC	UNH	930	$493,067	0.44%
77	NEUBERGER BERMAN N Y MUN FD	64124K102	50,964	$480,591	0.43%
78	FEDERATED HERMES PREM MUNI I	FHI	44,588	$468,174	0.42%
79	MASTERCARD INCORPORATED	MA	1,325	$460,742	0.41%
80	A-MARK PRECIOUS METALS INC	GOLD	13,000	$451,490	0.40%
81	SOFI TECHNOLOGIES INC	SOFI	97,394	$448,986	0.40%
82	ISHARES TR	464287598	2,900	$439,785	0.39%
83	CHEVRON CORP NEW	CVX	2,363	$424,058	0.38%
84	NUVEEN PENNSYLVANIA QLT MUN	NU	34,675	$385,933	0.34%
85	KKR INCOME OPPORTUNITIES FD	KKRT	34,381	$378,535	0.34%
86	INTUITIVE SURGICAL INC	ISRG	1,423	$377,593	0.34%
87	WESTERN ASSET MUN PARTNERS F	95766P108	31,435	$365,903	0.32%
88	EUROPEAN EQUITY FD INC	298768102	48,342	$362,565	0.32%
89	INVESCO TR INVT GRADE NEW YO	IVZ	35,794	$361,519	0.32%
90	MEDIFAST INC	MED	2,950	$340,283	0.30%
91	KAYNE ANDERSON NEXTGEN ENRGY	48661E108	43,219	$324,575	0.29%
92	BLACKROCK MUNIYIELD N Y QUAL	BLK	33,064	$324,027	0.29%
93	JOHNSON & JOHNSON	JNJ	1,820	$321,565	0.29%
94	STARBUCKS CORP	SBUX	3,210	$318,432	0.28%
95	INTEL CORP	INTC	11,400	$301,302	0.27%
96	HIGHLAND GLOBAL ALLOCATION F	HGLB	31,288	$294,733	0.26%
97	ASA GOLD AND PRECIOUS MTLS L	G3156P103	20,200	$289,062	0.26%
98	GENERAL DYNAMICS CORP	GD	1,145	$284,086	0.25%
99	NORTHROP GRUMMAN CORP	NOC	515	$280,989	0.25%
100	CENTRAL & EASTERN EUROPE FD	153436100	33,995	$280,799	0.25%
101	NUVEEN MASSACHUSETS QLT MUN	NU	26,207	$277,008	0.25%
102	LOWES COS INC	548661107	1,350	$268,974	0.24%
103	GERON CORP	GERN	110,000	$266,200	0.24%
104	TAIWAN FD INC	874036106	11,366	$262,441	0.23%
105	PROCTER AND GAMBLE CO	742718109	1,633	$247,497	0.22%
106	INVESCO CALIF VALUE MUN INCO	IVZ	26,088	$247,314	0.22%
107	BLACKROCK MUNIYIELD MICH QU	BLK	21,623	$239,799	0.21%
108	PGIM HIGH YIELD BOND FUND IN	ISD	19,878	$235,952	0.21%
109	BNY MELLON MUN INCOME INC	05589T104	37,322	$233,636	0.21%
110	ILLINOIS TOOL WKS INC	452308109	1,000	$220,300	0.20%
111	VISA INC	V	1,015	$210,876	0.19%
112	HERZFELD CARIBBEAN BASIN FD	HERZ	55,656	$204,812	0.18%
113	ECOFIN SUSTAINABLE AND SOCIA	27901F109	15,876	$204,007	0.18%
114	KOREA FD INC	500634209	9,718	$202,426	0.18%
115	NEW AMER HIGH INCOME FD INC	641876800	30,516	$201,406	0.18%
116	3M CO	MMM	1,668	$200,027	0.18%
117	DWS STRATEGIC MUN INCOME TR	23342Q101	22,808	$186,341	0.17%
118	PIONEER HIGH INCOME FUND INC	72369H106	27,064	$175,916	0.16%
119	EATON VANCE CALIF MUN BD FD	ETN	18,170	$156,989	0.14%
120	BNY MELLON STRATEGIC MUN BD	09662E109	26,474	$153,020	0.14%
121	NEUBERGER BERMAN MLP & ENERG	64129H104	22,800	$151,848	0.13%
122	NUVEEN SHORT DURATION CR OPP	NU	12,135	$143,921	0.13%
123	BARINGS GLOBAL SHORT DURATIO	BGH	10,988	$139,328	0.12%
124	APOLLO SR FLOATING RATE FD I	037636107	10,778	$133,001	0.12%
125	ENERGY FUELS INC	UUUU	16,248	$100,900	0.09%
126	PIONEER MUNICIPAL HIGH INCOM	723763108	11,368	$97,537	0.09%
127	WAVE LIFE SCIENCES LTD	WVE	12,213	$85,491	0.08%
128	FS CREDIT OPPORTUNITIES CORP	FSCO	15,382	$72,449	0.06%
129	NOVAGOLD RES INC	66987E206	10,000	$59,800	0.05%
130	VERASTEM INC	VSTM	35,000	$14,088	0.01%
131	SIENTRA INC	82621J105	15,818	$3,209	0.00%